# PUFFLE: Balancing Privacy, Utility, and Fairness in Federated Learning

arXiv: https://arxiv.org/abs/2407.15224 · HTML: https://mlsanity.com/paper/2407.15224/

## Key facts

- Cited by 4 papers in the map (data through 14 Oct 2026).
- Builds on 32 of its 55 references that are in the map.
- First posted on arXiv 21 Jul 2024.

## Builds on (most cited first, 30 of 32)

- [PyTorch: An Imperative Style, High-Performance Deep Learning Library](https://mlsanity.com/paper/1912.01703/) (2019)
- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Deep Learning Face Attributes in the Wild](https://mlsanity.com/paper/1411.7766/) (2014)
- [Deep Learning with Differential Privacy](https://mlsanity.com/paper/1607.00133/) (2016)
- [Equality of Opportunity in Supervised Learning](https://mlsanity.com/paper/1610.02413/) (2016)
- [A Survey on Bias and Fairness in Machine Learning](https://mlsanity.com/paper/1908.09635/) (2019)
- [Certifying and removing disparate impact](https://mlsanity.com/paper/1412.3756/) (2014)
- [Ditto: Fair and Robust Federated Learning Through Personalization](https://mlsanity.com/paper/2012.04221/) (2020)
- [Renyi Differential Privacy](https://mlsanity.com/paper/1702.07476/) (2017)
- [Agnostic Federated Learning](https://mlsanity.com/paper/1902.00146/) (2019)
- [Flower: A Friendly Federated Learning Research Framework](https://mlsanity.com/paper/2007.14390/) (2020)
- [Retiring Adult: New Datasets for Fair Machine Learning](https://mlsanity.com/paper/2108.04884/) (2021)
- [On Fairness and Calibration](https://mlsanity.com/paper/1709.02012/) (2017)
- [Fair Resource Allocation in Federated Learning](https://mlsanity.com/paper/1905.10497/) (2019)
- [Opacus: User-Friendly Differential Privacy Library in PyTorch](https://mlsanity.com/paper/2109.12298/) (2021)
- [Differential Privacy Has Disparate Impact on Model Accuracy](https://mlsanity.com/paper/1905.12101/) (2019)
- [Threats to Federated Learning: A Survey](https://mlsanity.com/paper/2003.02133/) (2020)
- [How to DP-fy ML: A Practical Guide to Machine Learning with Differential Privacy](https://mlsanity.com/paper/2303.00654/) (2023)
- [When the Curious Abandon Honesty: Federated Learning Is Not Private](https://mlsanity.com/paper/2112.02918/) (2021)
- [FairFed: Enabling Group Fairness in Federated Learning](https://mlsanity.com/paper/2110.00857/) (2021)
- [On the Privacy Risks of Algorithmic Fairness](https://mlsanity.com/paper/2011.03731/) (2020)
- [Federated Learning with Fair Averaging](https://mlsanity.com/paper/2104.14937/) (2021)
- [Fair Decision Making using Privacy-Protected Data](https://mlsanity.com/paper/1905.12744/) (2019)
- [Mitigating Bias in Federated Learning](https://mlsanity.com/paper/2012.02447/) (2020)
- [Addressing Algorithmic Disparity and Performance Inconsistency in Federated Learning](https://mlsanity.com/paper/2108.08435/) (2021)
- [Enforcing fairness in private federated learning via the modified method of differential multipliers](https://mlsanity.com/paper/2109.08604/) (2021)
- [Disparate Impact in Differential Privacy from Gradient Misalignment](https://mlsanity.com/paper/2206.07737/) (2022)
- [Reconstructing Individual Data Points in Federated Learning Hardened with Differential Privacy and Secure Aggregation](https://mlsanity.com/paper/2301.04017/) (2023)
- [PrivFairFL: Privacy-Preserving Group Fairness in Federated Learning](https://mlsanity.com/paper/2205.11584/) (2022)
- [Learning with Impartiality to Walk on the Pareto Frontier of Fairness, Privacy, and Utility](https://mlsanity.com/paper/2302.09183/) (2023)

## Built on by (most cited first, 4 of 4)

- [RESFL: An Uncertainty-Aware Framework for Responsible Federated Learning by Balancing Privacy, Fairness and Utility](https://mlsanity.com/paper/2503.16251/) (2025)
- [Empirical Analysis of Privacy-Fairness-Accuracy Trade-offs in Federated Learning: A Step Towards Responsible AI](https://mlsanity.com/paper/2503.16233/) (2025)
- [FeDa4Fair: Client-Level Federated Datasets for Fairness Evaluation](https://mlsanity.com/paper/2506.21095/) (2025)
- [FedPF: Accurate Target Privacy Preserving Federated Learning Balancing Fairness and Utility](https://mlsanity.com/paper/2510.26841/) (2025)

## Abstract (arXiv)

Training and deploying Machine Learning models that simultaneously adhere to principles of fairness and privacy while ensuring good utility poses a significant challenge. The interplay between these three factors of trustworthiness is frequently underestimated and remains insufficiently explored. Consequently, many efforts focus on ensuring only two of these factors, neglecting one in the process. The decentralization of the datasets and the variations in distributions among the clients exacerbate the complexity of achieving this ethical trade-off in the context of Federated Learning (FL). For the first time in FL literature, we address these three factors of trustworthiness. We introduce PUFFLE, a high-level parameterised approach that can help in the exploration of the balance between utility, privacy, and fairness in FL scenarios. We prove that PUFFLE can be effective across diverse datasets, models, and data distributions, reducing the model unfairness up to 75%, with a maximum reduction in the utility of 17% in the worst-case scenario, while maintaining strict privacy guarantees during the FL training.
