# Enhancing the Capability and Robustness of Large Language Models through Reinforcement Learning-Driven Query Refinement

arXiv: https://arxiv.org/abs/2407.01461 · HTML: https://mlsanity.com/paper/2407.01461/

## Key facts

- Cited by 5 papers in the map (data through 14 Oct 2026).
- Placed in Jailbreaking, one of 12 directions in LLM safety and security.
- Builds on 43 of its 55 references that are in the map.
- First posted on arXiv 1 Jul 2024.

## Placed in

- LLM safety and security / [Jailbreaking](https://mlsanity.com/safety/jailbreaking/)

## Builds on (most cited first, 30 of 43)

- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [Proximal Policy Optimization Algorithms](https://mlsanity.com/paper/1707.06347/) (2017)
- [Llama 2: Open Foundation and Fine-Tuned Chat Models](https://mlsanity.com/paper/2307.09288/) (2023)
- [Judging LLM-as-a-Judge with MT-Bench and Chatbot Arena](https://mlsanity.com/paper/2306.05685/) (2023)
- [Self-Refine: Iterative Refinement with Self-Feedback](https://mlsanity.com/paper/2303.17651/) (2023)
- [Universal and Transferable Adversarial Attacks on Aligned Language Models](https://mlsanity.com/paper/2307.15043/) (2023)
- [Self-Instruct: Aligning Language Models with Self-Generated Instructions](https://mlsanity.com/paper/2212.10560/) (2022)
- [Sparks of Artificial General Intelligence: Early experiments with GPT-4](https://mlsanity.com/paper/2303.12712/) (2023)
- [Pre-train, Prompt, and Predict: A Systematic Survey of Prompting Methods in Natural Language Processing](https://mlsanity.com/paper/2107.13586/) (2021)
- [Jailbroken: How Does LLM Safety Training Fail?](https://mlsanity.com/paper/2307.02483/) (2023)
- [Jailbreaking Black Box Large Language Models in Twenty Queries](https://mlsanity.com/paper/2310.08419/) (2023)
- [ZeRO: Memory Optimizations Toward Training Trillion Parameter Models](https://mlsanity.com/paper/1910.02054/) (2019)
- [Llama Guard: LLM-based Input-Output Safeguard for Human-AI Conversations](https://mlsanity.com/paper/2312.06674/) (2023)
- [Large Language Models Are Human-Level Prompt Engineers](https://mlsanity.com/paper/2211.01910/) (2022)
- [Red Teaming Language Models with Language Models](https://mlsanity.com/paper/2202.03286/) (2022)
- [BeaverTails: Towards Improved Safety Alignment of LLM via a Human-Preference Dataset](https://mlsanity.com/paper/2307.04657/) (2023)
- [Ignore Previous Prompt: Attack Techniques For Language Models](https://mlsanity.com/paper/2211.09527/) (2022)
- [Tree of Attacks: Jailbreaking Black-Box LLMs Automatically](https://mlsanity.com/paper/2312.02119/) (2023)
- [Automatic Prompt Optimization with "Gradient Descent" and Beam Search](https://mlsanity.com/paper/2305.03495/) (2023)
- [Baseline Defenses for Adversarial Attacks Against Aligned Language Models](https://mlsanity.com/paper/2309.00614/) (2023)
- [Prompt Programming for Large Language Models: Beyond the Few-Shot Paradigm](https://mlsanity.com/paper/2102.07350/) (2021)
- [How Johnny Can Persuade LLMs to Jailbreak Them: Rethinking Persuasion to Challenge AI Safety by Humanizing LLMs](https://mlsanity.com/paper/2401.06373/) (2024)
- [Jailbreaking ChatGPT via Prompt Engineering: An Empirical Study](https://mlsanity.com/paper/2305.13860/) (2023)
- [SmoothLLM: Defending Large Language Models Against Jailbreaking Attacks](https://mlsanity.com/paper/2310.03684/) (2023)
- [Detecting Language Model Attacks with Perplexity](https://mlsanity.com/paper/2308.14132/) (2023)
- [GPT-4 Is Too Smart To Be Safe: Stealthy Chat with LLMs via Cipher](https://mlsanity.com/paper/2308.06463/) (2023)
- [RLPrompt: Optimizing Discrete Text Prompts with Reinforcement Learning](https://mlsanity.com/paper/2205.12548/) (2022)
- [Do Prompt-Based Models Really Understand the Meaning of their Prompts?](https://mlsanity.com/paper/2109.01247/) (2021)
- [A Wolf in Sheep's Clothing: Generalized Nested Jailbreak Prompts can Fool Large Language Models Easily](https://mlsanity.com/paper/2311.08268/) (2023)
- [AutoPrompt: Eliciting Knowledge from Language Models with Automatically Generated Prompts](https://mlsanity.com/paper/2010.15980/) (2020)

## Built on by (most cited first, 5 of 5)

- [Graph-based Approaches and Functionalities in Retrieval-Augmented Generation: A Comprehensive Survey](https://mlsanity.com/paper/2504.10499/) (2025)
- [Recent advancements in LLM Red-Teaming: Techniques, Defenses, and Ethical Considerations](https://mlsanity.com/paper/2410.09097/) (2024)
- [Self-Instructed Derived Prompt Generation Meets In-Context Learning: Unlocking New Potential of Black-Box LLMs](https://mlsanity.com/paper/2409.01552/) (2024)
- [Perceive and Calibrate: Analyzing and Enhancing Robustness of Medical Multi-Modal Large Language Models](https://mlsanity.com/paper/2512.21964/) (2025)
- [Controllable Memory Usage: Balancing Anchoring and Innovation in Long-Term Human-Agent Interaction](https://mlsanity.com/paper/2601.05107/) (2026)

## Abstract (arXiv)

The capacity of large language models (LLMs) to generate honest, harmless, and helpful responses heavily relies on the quality of user prompts. However, these prompts often tend to be brief and vague, thereby significantly limiting the full potential of LLMs. Moreover, harmful prompts can be meticulously crafted and manipulated by adversaries to jailbreak LLMs, inducing them to produce potentially toxic content. To enhance the capabilities of LLMs while maintaining strong robustness against harmful jailbreak inputs, this study proposes a transferable and pluggable framework that refines user prompts before they are input into LLMs. This strategy improves the quality of the queries, empowering LLMs to generate more truthful, benign and useful responses. Specifically, a lightweight query refinement model is introduced and trained using a specially designed reinforcement learning approach that incorporates multiple objectives to enhance particular capabilities of LLMs. Extensive experiments demonstrate that the refinement model not only improves the quality of responses but also strengthens their robustness against jailbreak attacks. Code is available at: https://github.com/Huangzisu/query-refinement .
