# A Review of Safe Reinforcement Learning Methods for Modern Power Systems

arXiv: https://arxiv.org/abs/2407.00304 · HTML: https://mlsanity.com/paper/2407.00304/

## Key facts

- Cited by 11 papers in the map (data through 14 Oct 2026).
- Placed in RL for energy, networks and operations, one of 15 directions in Deep reinforcement learning methods.
- Builds on 116 of its 332 references that are in the map.
- First posted on arXiv 29 Jun 2024.

## Placed in

- Deep reinforcement learning methods / [RL for energy, networks and operations](https://mlsanity.com/deeprl/rl-for-energy-networks-and-operations/)

## Builds on (most cited first, 30 of 116)

- [Offline Reinforcement Learning: Tutorial, Review, and Perspectives on Open Problems](https://mlsanity.com/paper/2005.01643/) (2020)
- [Off-Policy Deep Reinforcement Learning without Exploration](https://mlsanity.com/paper/1812.02900/) (2018)
- [Constrained Policy Optimization](https://mlsanity.com/paper/1705.10528/) (2017)
- [A Brief Survey of Deep Reinforcement Learning](https://mlsanity.com/paper/1708.05866/) (2017)
- [Reinforcement Learning with Augmented Data](https://mlsanity.com/paper/2004.14990/) (2020)
- [Robust Adversarial Reinforcement Learning](https://mlsanity.com/paper/1703.02702/) (2017)
- [Safe Reinforcement Learning via Shielding](https://mlsanity.com/paper/1708.08611/) (2017)
- [Reward Constrained Policy Optimization](https://mlsanity.com/paper/1805.11074/) (2018)
- [Input Convex Neural Networks](https://mlsanity.com/paper/1609.07152/) (2016)
- [Safe Model-based Reinforcement Learning with Stability Guarantees](https://mlsanity.com/paper/1705.08551/) (2017)
- [Risk-Constrained Reinforcement Learning with Percentile Risk Criteria](https://mlsanity.com/paper/1512.01629/) (2015)
- [Deep Reinforcement Learning: An Overview](https://mlsanity.com/paper/1701.07274/) (2017)
- [Responsive Safety in Reinforcement Learning by PID Lagrangian Methods](https://mlsanity.com/paper/2007.03964/) (2020)
- [A Lyapunov-based Approach to Safe Reinforcement Learning](https://mlsanity.com/paper/1805.07708/) (2018)
- [Challenges of Real-World Reinforcement Learning](https://mlsanity.com/paper/1904.12901/) (2019)
- [Learning to Adapt in Dynamic, Real-World Environments Through Meta-Reinforcement Learning](https://mlsanity.com/paper/1803.11347/) (2018)
- [Critic Regularized Regression](https://mlsanity.com/paper/2006.15134/) (2020)
- [Safe Exploration in Continuous Action Spaces](https://mlsanity.com/paper/1801.08757/) (2018)
- [A Survey on Offline Reinforcement Learning: Taxonomy, Review, and Open Problems](https://mlsanity.com/paper/2203.01387/) (2022)
- [Projection-Based Constrained Policy Optimization](https://mlsanity.com/paper/2010.03152/) (2020)
- [A Survey on Distributed Machine Learning](https://mlsanity.com/paper/1912.09789/) (2019)
- [A Review of Safe Reinforcement Learning: Methods, Theory and Applications](https://mlsanity.com/paper/2205.10330/) (2022)
- [Action Robust Reinforcement Learning and Applications in Continuous Control](https://mlsanity.com/paper/1901.09184/) (2019)
- [Constrained Reinforcement Learning Has Zero Duality Gap](https://mlsanity.com/paper/1910.13393/) (2019)
- [Safety-Gymnasium: A Unified Safe Reinforcement Learning Benchmark](https://mlsanity.com/paper/2310.12567/) (2023)
- [CRPO: A New Approach for Safe Reinforcement Learning with Convergence Guarantee](https://mlsanity.com/paper/2011.05869/) (2020)
- [IPO: Interior-point Policy Optimization under Constraints](https://mlsanity.com/paper/1910.09615/) (2019)
- [Deep Reinforcement Learning for Multi-Agent Systems: A Review of Challenges, Solutions and Applications](https://mlsanity.com/paper/1812.11794/) (2018)
- [Survey on Large Language Model-Enhanced Reinforcement Learning: Concept, Taxonomy, and Methods](https://mlsanity.com/paper/2404.00282/) (2024)
- [Benchmarking Batch Deep Reinforcement Learning Algorithms](https://mlsanity.com/paper/1910.01708/) (2019)

## Built on by (most cited first, 11 of 11)

- [RL2Grid: Benchmarking Reinforcement Learning in Power Grid Operations](https://mlsanity.com/paper/2503.23101/) (2025)
- [LLM-Enhanced Multi-Agent Reinforcement Learning with Expert Workflow for Real-Time P2P Energy Trading](https://mlsanity.com/paper/2507.14995/) (2025)
- [Proactive Constrained Policy Optimization with Preemptive Penalty](https://mlsanity.com/paper/2508.01883/) (2025)
- [Offline Reinforcement Learning for Rotation Profile Control in Tokamaks](https://mlsanity.com/paper/2605.05857/) (2026)
- [Near-Constant Strong Violation and Last-Iterate Convergence for Online CMDPs via Decaying Safety Margins](https://mlsanity.com/paper/2602.10917/) (2026)
- [Audited Selective Verification for Risk-Controlled N-1 Thermal Contingency Screening under Deployment Shift](https://mlsanity.com/paper/2607.13221/) (2026)
- [STEMS: Spatial-Temporal Enhanced Safe Multi-Agent Coordination for Building Energy Management](https://mlsanity.com/paper/2510.14112/) (2025)
- [Towards a Practical Understanding of Lagrangian Methods in Safe Reinforcement Learning](https://mlsanity.com/paper/2510.17564/) (2025)
- [Reinforcement Learning for Power-Flow Network Analysis](https://mlsanity.com/paper/2603.05673/) (2026)
- [An Online Machine Learning Multi-resolution Optimization Framework for Energy System Design Limit of Performance Analysis](https://mlsanity.com/paper/2604.01308/) (2026)
- [Finite-Sample Probabilistic Safety Certification for AI-Based Grid-Edge Coordination](https://mlsanity.com/paper/2609.28182/) (2026)

## Abstract (arXiv)

Given the availability of more comprehensive measurement data in modern power systems, reinforcement learning (RL) has gained significant interest in operation and control. Conventional RL relies on trial-and-error interactions with the environment and reward feedback, which often leads to exploring unsafe operating regions and executing unsafe actions, especially when deployed in real-world power systems. To address these challenges, safe RL has been proposed to optimize operational objectives while ensuring safety constraints are met, keeping actions and states within safe regions throughout both training and deployment. Rather than relying solely on manually designed penalty terms for unsafe actions, as is common in conventional RL, safe RL methods reviewed here primarily leverage advanced and proactive mechanisms. These include techniques such as Lagrangian relaxation, safety layers, and theoretical guarantees like Lyapunov functions to rigorously enforce safety boundaries. This paper provides a comprehensive review of safe RL methods and their applications across various power system operations and control domains, including security control, real-time operation, operational planning, and emerging areas. It summarizes existing safe RL techniques, evaluates their performance, analyzes suitable deployment scenarios, and examines algorithm benchmarks and application environments. The paper also highlights real-world implementation cases and identifies critical challenges such as scalability in large-scale systems and robustness under uncertainty, providing potential solutions and outlining future directions to advance the reliable integration and deployment of safe RL in modern power systems.
