# BEEAR: Embedding-based Adversarial Removal of Safety Backdoors in Instruction-tuned Language Models

arXiv: https://arxiv.org/abs/2406.17092 · HTML: https://mlsanity.com/paper/2406.17092/

## Key facts

- Cited by 58 papers in the map (data through 14 Oct 2026).
- Placed in Backdoor and data poisoning attacks, one of 12 directions in LLM safety and security.
- Builds on 45 of its 69 references that are in the map.
- First posted on arXiv 24 Jun 2024.

## Placed in

- LLM safety and security / [Backdoor and data poisoning attacks](https://mlsanity.com/safety/backdoor-and-data-poisoning-attacks/)

## Builds on (most cited first, 30 of 45)

- [Training Verifiers to Solve Math Word Problems](https://mlsanity.com/paper/2110.14168/) (2021)
- [Judging LLM-as-a-Judge with MT-Bench and Chatbot Arena](https://mlsanity.com/paper/2306.05685/) (2023)
- [Deep reinforcement learning from human preferences](https://mlsanity.com/paper/1706.03741/) (2017)
- [Universal and Transferable Adversarial Attacks on Aligned Language Models](https://mlsanity.com/paper/2307.15043/) (2023)
- [HarmBench: A Standardized Evaluation Framework for Automated Red Teaming and Robust Refusal](https://mlsanity.com/paper/2402.04249/) (2024)
- [Representation Engineering: A Top-Down Approach to AI Transparency](https://mlsanity.com/paper/2310.01405/) (2023)
- [RealToxicityPrompts: Evaluating Neural Toxic Degeneration in Language Models](https://mlsanity.com/paper/2009.11462/) (2020)
- [Fine-tuning Aligned Language Models Compromises Safety, Even When Users Do Not Intend To!](https://mlsanity.com/paper/2310.03693/) (2023)
- [Refusal in Language Models Is Mediated by a Single Direction](https://mlsanity.com/paper/2406.11717/) (2024)
- [Fine-Pruning: Defending Against Backdooring Attacks on Deep Neural Networks](https://mlsanity.com/paper/1805.12185/) (2018)
- [How Johnny Can Persuade LLMs to Jailbreak Them: Rethinking Persuasion to Challenge AI Safety by Humanizing LLMs](https://mlsanity.com/paper/2401.06373/) (2024)
- [Sleeper Agents: Training Deceptive LLMs that Persist Through Safety Training](https://mlsanity.com/paper/2401.05566/) (2024)
- [DecodingTrust: A Comprehensive Assessment of Trustworthiness in GPT Models](https://mlsanity.com/paper/2306.11698/) (2023)
- [The WMDP Benchmark: Measuring and Reducing Malicious Use With Unlearning](https://mlsanity.com/paper/2403.03218/) (2024)
- [Safety Alignment Should Be Made More Than Just a Few Tokens Deep](https://mlsanity.com/paper/2406.05946/) (2024)
- [LMSYS-Chat-1M: A Large-Scale Real-World LLM Conversation Dataset](https://mlsanity.com/paper/2309.11998/) (2023)
- [STRIP: A Defence Against Trojan Attacks on Deep Neural Networks](https://mlsanity.com/paper/1902.06531/) (2019)
- [Asleep at the Keyboard? Assessing the Security of GitHub Copilot's Code Contributions](https://mlsanity.com/paper/2108.09293/) (2021)
- [Safety-Tuned LLaMAs: Lessons From Improving the Safety of Large Language Models that Follow Instructions](https://mlsanity.com/paper/2309.07875/) (2023)
- [Neural Attention Distillation: Erasing Backdoor Triggers from Deep Neural Networks](https://mlsanity.com/paper/2101.05930/) (2021)
- [Shadow Alignment: The Ease of Subverting Safely-Aligned Language Models](https://mlsanity.com/paper/2310.02949/) (2023)
- [Poisoning Language Models During Instruction Tuning](https://mlsanity.com/paper/2305.00944/) (2023)
- [ONION: A Simple and Effective Defense Against Textual Backdoor Attacks](https://mlsanity.com/paper/2011.10369/) (2020)
- [SafeDecoding: Defending against Jailbreak Attacks via Safety-Aware Decoding](https://mlsanity.com/paper/2402.08983/) (2024)
- [LoRA Fine-tuning Efficiently Undoes Safety Training in Llama 2-Chat 70B](https://mlsanity.com/paper/2310.20624/) (2023)
- [Adversarial Unlearning of Backdoors via Implicit Hypergradient](https://mlsanity.com/paper/2110.03735/) (2021)
- [Universal Jailbreak Backdoors from Poisoned Human Feedback](https://mlsanity.com/paper/2311.14455/) (2023)
- [TABOR: A Highly Accurate Approach to Inspecting and Restoring Trojan Backdoors in AI Systems](https://mlsanity.com/paper/1908.01763/) (2019)
- [RAP: Robustness-Aware Perturbations for Defending against Backdoor Attacks on NLP Models](https://mlsanity.com/paper/2110.07831/) (2021)
- [AdaSpeech: Adaptive Text to Speech for Custom Voice](https://mlsanity.com/paper/2103.00993/) (2021)

## Built on by (most cited first, 30 of 58)

- [Latent Adversarial Training Improves Robustness to Persistent Harmful Behaviors in LLMs](https://mlsanity.com/paper/2407.15549/) (2024)
- [Harmful Fine-tuning Attacks and Defenses for Large Language Models: A Survey](https://mlsanity.com/paper/2409.18169/) (2024)
- [BackdoorLLM: A Comprehensive Benchmark for Backdoor Attacks and Defenses on Large Language Models](https://mlsanity.com/paper/2408.12798/) (2024)
- [Persistent Pre-Training Poisoning of LLMs](https://mlsanity.com/paper/2410.13722/) (2024)
- [Operationalizing a Threat Model for Red-Teaming Large Language Models (LLMs)](https://mlsanity.com/paper/2407.14937/) (2024)
- [Model Tampering Attacks Enable More Rigorous Evaluations of LLM Capabilities](https://mlsanity.com/paper/2502.05209/) (2025)
- [NLSR: Neuron-Level Safety Realignment of Large Language Models Against Harmful Fine-Tuning](https://mlsanity.com/paper/2412.12497/) (2024)
- [Do Influence Functions Work on Large Language Models?](https://mlsanity.com/paper/2409.19998/) (2024)
- [Why LLM Safety Guardrails Collapse After Fine-tuning: A Similarity Analysis Between Alignment and Fine-tuning Datasets](https://mlsanity.com/paper/2506.05346/) (2025)
- [Probe before You Talk: Towards Black-box Defense against Backdoor Unalignment for Large Language Models](https://mlsanity.com/paper/2506.16447/) (2025)
- [Mitigating the Backdoor Effect for Multi-Task Model Merging via Safety-Aware Subspace](https://mlsanity.com/paper/2410.13910/) (2024)
- [Scalable Fingerprinting of Large Language Models](https://mlsanity.com/paper/2502.07760/) (2025)
- [The Trigger in the Haystack: Extracting and Reconstructing LLM Backdoor Triggers](https://mlsanity.com/paper/2602.03085/) (2026)
- [Life-Cycle Routing Vulnerabilities of LLM Router](https://mlsanity.com/paper/2503.08704/) (2025)
- [Backdoor Attribution: Elucidating and Controlling Backdoor in Language Models](https://mlsanity.com/paper/2509.21761/) (2025)
- [ICLShield: Exploring and Mitigating In-Context Learning Backdoor Attacks](https://mlsanity.com/paper/2507.01321/) (2025)
- [Efficient Input-level Backdoor Defense on Text-to-Image Synthesis via Neuron Activation Variation](https://mlsanity.com/paper/2503.06453/) (2025)
- [BadReasoner: Planting Tunable Overthinking Backdoors into Large Reasoning Models for Fun or Profit](https://mlsanity.com/paper/2507.18305/) (2025)
- [Watch the Weights: Unsupervised monitoring and control of fine-tuned LLMs](https://mlsanity.com/paper/2508.00161/) (2025)
- [Are Your LLM-based Text-to-SQL Models Secure? Exploring SQL Injection via Backdoor Attacks](https://mlsanity.com/paper/2503.05445/) (2025)
- [Backdoor Collapse: Eliminating Unknown Threats via Known Backdoor Aggregation in Language Models](https://mlsanity.com/paper/2510.10265/) (2025)
- [Neutralizing Backdoors through Information Conflicts for Large Language Models](https://mlsanity.com/paper/2411.18280/) (2024)
- [Same Question, Different Words: A Latent Adversarial Framework for Prompt Robustness](https://mlsanity.com/paper/2503.01345/) (2025)
- [Paladin: Defending LLM-enabled Phishing Emails with a New Trigger-Tag Paradigm](https://mlsanity.com/paper/2509.07287/) (2025)
- [Spectral Insights into Data-Oblivious Critical Layers in Large Language Models](https://mlsanity.com/paper/2506.00382/) (2025)
- [Why LoRA Fails to Forget: Regularized Low-Rank Adaptation Against Backdoors in Language Models](https://mlsanity.com/paper/2601.06305/) (2026)
- [SafeSeek: Universal Attribution of Safety Circuits in Language Models](https://mlsanity.com/paper/2603.23268/) (2026)
- [NLP Security and Ethics, in the Wild](https://mlsanity.com/paper/2504.06669/) (2025)
- [Dual-Space Smoothness for Robust and Balanced LLM Unlearning](https://mlsanity.com/paper/2509.23362/) (2025)
- [From Poisoned to Aware: Fostering Backdoor Self-Awareness in LLMs](https://mlsanity.com/paper/2510.05169/) (2025)

## Abstract (arXiv)

Safety backdoor attacks in large language models (LLMs) enable the stealthy triggering of unsafe behaviors while evading detection during normal interactions. The high dimensionality of potential triggers in the token space and the diverse range of malicious behaviors make this a critical challenge. We present BEEAR, a mitigation approach leveraging the insight that backdoor triggers induce relatively uniform drifts in the model's embedding space. Our bi-level optimization method identifies universal embedding perturbations that elicit unwanted behaviors and adjusts the model parameters to reinforce safe behaviors against these perturbations. Experiments show BEEAR reduces the success rate of RLHF time backdoor attacks from >95% to <1% and from 47% to 0% for instruction-tuning time backdoors targeting malicious code generation, without compromising model utility. Requiring only defender-defined safe and unwanted behaviors, BEEAR represents a step towards practical defenses against safety backdoors in LLMs, providing a foundation for further advancements in AI safety and security.
