# Annotation alignment: Comparing LLM and human annotations of conversational safety

arXiv: https://arxiv.org/abs/2406.06369 · HTML: https://mlsanity.com/paper/2406.06369/

## Key facts

- Cited by 23 papers in the map (data through 14 Oct 2026).
- Builds on 20 of its 37 references that are in the map.
- First posted on arXiv 10 Jun 2024.

## Builds on (most cited first, 20 of 20)

- [Constitutional AI: Harmlessness from AI Feedback](https://mlsanity.com/paper/2212.08073/) (2022)
- [HarmBench: A Standardized Evaluation Framework for Automated Red Teaming and Robust Refusal](https://mlsanity.com/paper/2402.04249/) (2024)
- [LaMDA: Language Models for Dialog Applications](https://mlsanity.com/paper/2201.08239/) (2022)
- [Chatbot Arena: An Open Platform for Evaluating LLMs by Human Preference](https://mlsanity.com/paper/2403.04132/) (2024)
- [Whose Opinions Do Language Models Reflect?](https://mlsanity.com/paper/2303.17548/) (2023)
- [Can Large Language Models Be an Alternative to Human Evaluations?](https://mlsanity.com/paper/2305.01937/) (2023)
- [Safety-Tuned LLaMAs: Lessons From Improving the Safety of Large Language Models that Follow Instructions](https://mlsanity.com/paper/2309.07875/) (2023)
- [AnnoLLM: Making Large Language Models to Be Better Crowdsourced Annotators](https://mlsanity.com/paper/2303.16854/) (2023)
- [Large language models that replace human participants can harmfully misportray and flatten identity groups](https://mlsanity.com/paper/2402.01908/) (2024)
- [With Little Power Comes Great Responsibility](https://mlsanity.com/paper/2010.06595/) (2020)
- [CoMPosT: Characterizing and Evaluating Caricature in LLM Simulations](https://mlsanity.com/paper/2310.11501/) (2023)
- [NLPositionality: Characterizing Design Biases of Datasets and Models](https://mlsanity.com/paper/2306.01943/) (2023)
- [Sensitivity, Performance, Robustness: Deconstructing the Effect of Sociodemographic Prompting](https://mlsanity.com/paper/2309.07034/) (2023)
- [Designing Toxic Content Classification for a Diversity of Perspectives](https://mlsanity.com/paper/2106.04511/) (2021)
- [Everyone's Voice Matters: Quantifying Annotation Disagreement Using Demographic Information](https://mlsanity.com/paper/2301.05036/) (2023)
- [The Ecological Fallacy in Annotation: Modelling Human Label Variation goes beyond Sociodemographics](https://mlsanity.com/paper/2306.11559/) (2023)
- [Sociodemographic Prompting is Not Yet an Effective Approach for Simulating Subjective Judgments with LLMs](https://mlsanity.com/paper/2311.09730/) (2023)
- [From Representational Harms to Quality-of-Service Harms: A Case Study on Llama 2 Safety Safeguards](https://mlsanity.com/paper/2403.13213/) (2024)
- [GRASP: A Disagreement Analysis Framework to Assess Group Associations in Perspectives](https://mlsanity.com/paper/2311.05074/) (2023)
- [Coarse race data conceals disparities in clinical risk score performance](https://mlsanity.com/paper/2304.09270/) (2023)

## Built on by (most cited first, 23 of 23)

- [The Scales of Justitia: A Comprehensive Survey on Safety Evaluation of LLMs](https://mlsanity.com/paper/2506.11094/) (2025)
- [When Large Language Models are Reliable for Judging Empathic Communication](https://mlsanity.com/paper/2506.10150/) (2025)
- [Towards Automating Data Access Permissions in AI Agents](https://mlsanity.com/paper/2511.17959/) (2025)
- [Which Demographics do LLMs Default to During Annotation?](https://mlsanity.com/paper/2410.08820/) (2024)
- [Operationalizing Pluralistic Values in Large Language Model Alignment Reveals Trade-offs in Safety, Inclusivity, and Model Behavior](https://mlsanity.com/paper/2511.14476/) (2025)
- [Robustness and Confounders in the Demographic Alignment of LLMs with Human Perceptions of Offensiveness](https://mlsanity.com/paper/2411.08977/) (2024)
- [Efficient and Stealthy Jailbreak Attacks via Adversarial Prompt Distillation from LLMs to SLMs](https://mlsanity.com/paper/2506.17231/) (2025)
- [WangchanThaiInstruct: An instruction-following Dataset for Culture-Aware, Multitask, and Multi-domain Evaluation in Thai](https://mlsanity.com/paper/2508.15239/) (2025)
- [Better Aligned with Survey Respondents or Training Data? Unveiling Political Leanings of LLMs on U.S. Supreme Court Cases](https://mlsanity.com/paper/2502.18282/) (2025)
- [Improving the Distributional Alignment of LLMs using Supervision](https://mlsanity.com/paper/2507.00439/) (2025)
- [Consiglieres in the Shadow: Understanding the Use of Uncensored Large Language Models in Cybercrimes](https://mlsanity.com/paper/2508.12622/) (2025)
- [Hateful Person or Hateful Model? Investigating the Role of Personas in Hate Speech Detection by Large Language Models](https://mlsanity.com/paper/2506.08593/) (2025)
- [A Concise Agent is Less Expert: Revealing Side Effects of Using Style Features on Conversational Agents](https://mlsanity.com/paper/2601.10809/) (2026)
- [Automated Concept Discovery for LLM-as-a-Judge Preference Analysis](https://mlsanity.com/paper/2603.03319/) (2026)
- [From Fallback to Frontline: When Can LLMs be Superior Annotators of Human Perspectives?](https://mlsanity.com/paper/2604.17968/) (2026)
- [Refusal Evaluation in Coding LLMs and Code Agents: A Systematic Review of Thirteen Malicious-Code Prompt Corpora (2023-2025)](https://mlsanity.com/paper/2605.20351/) (2026)
- [Measurement Without Validity: The Compounding Reliability Problem in Agentic AI Evaluation](https://mlsanity.com/paper/2608.00794/) (2026)
- [Are Humans as Brittle as Large Language Models?](https://mlsanity.com/paper/2509.07869/) (2025)
- [Creation of the Estonian Subjectivity Dataset: Assessing the Degree of Subjectivity on a Scale](https://mlsanity.com/paper/2512.09634/) (2025)
- [Understanding Annotator Safety Policy with Interpretability](https://mlsanity.com/paper/2605.05329/) (2026)
- [Code as a Weapon: A Consensus-Labeled Prompt Bank for Measuring Coding-Model Compliance with Malicious-Code Requests](https://mlsanity.com/paper/2605.28734/) (2026)
- [Aligned in Form, Not in Meaning: The Comprehension - Containment Decoupling of LLM Safety in Low-Resource Bangla Derogatory Speech](https://mlsanity.com/paper/2608.02941/) (2026)
- [The Safeguard Worked. Is the LLM System Safer?](https://mlsanity.com/paper/2609.00519/) (2026)

## Abstract (arXiv)

Do LLMs align with human perceptions of safety? We study this question via annotation alignment, the extent to which LLMs and humans agree when annotating the safety of user-chatbot conversations. We leverage the recent DICES dataset (Aroyo et al., 2023), in which 350 conversations are each rated for safety by 112 annotators spanning 10 race-gender groups. GPT-4 achieves a Pearson correlation of r = 0.59 with the average annotator rating, textithigher than the median annotator's correlation with the average (r=0.51). We show that larger datasets are needed to resolve whether LLMs exhibit disparities in how well they correlate with different demographic groups. Also, there is substantial idiosyncratic variation in correlation within groups, suggesting that race & gender do not fully capture differences in alignment. Finally, we find that GPT-4 cannot predict when one demographic group finds a conversation more unsafe than another.
