# PaCE: Parsimonious Concept Engineering for Large Language Models

arXiv: https://arxiv.org/abs/2406.04331 · HTML: https://mlsanity.com/paper/2406.04331/

## Key facts

- Cited by 19 papers in the map (data through 14 Oct 2026).
- Builds on 73 of its 90 references that are in the map.
- First posted on arXiv 6 Jun 2024.

## Builds on (most cited first, 30 of 73)

- [Denoising Diffusion Probabilistic Models](https://mlsanity.com/paper/2006.11239/) (2020)
- [High-Resolution Image Synthesis with Latent Diffusion Models](https://mlsanity.com/paper/2112.10752/) (2021)
- [GPT-4 Technical Report](https://mlsanity.com/paper/2303.08774/) (2023)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [Proximal Policy Optimization Algorithms](https://mlsanity.com/paper/1707.06347/) (2017)
- [Llama 2: Open Foundation and Fine-Tuned Chat Models](https://mlsanity.com/paper/2307.09288/) (2023)
- [Chain-of-Thought Prompting Elicits Reasoning in Large Language Models](https://mlsanity.com/paper/2201.11903/) (2022)
- [Retrieval-Augmented Generation for Knowledge-Intensive NLP Tasks](https://mlsanity.com/paper/2005.11401/) (2020)
- [Improved Baselines with Visual Instruction Tuning](https://mlsanity.com/paper/2310.03744/) (2023)
- [Efficient Estimation of Word Representations in Vector Space](https://mlsanity.com/paper/1301.3781/) (2013)
- [Distributed Representations of Words and Phrases and their Compositionality](https://mlsanity.com/paper/1310.4546/) (2013)
- [Tree of Thoughts: Deliberate Problem Solving with Large Language Models](https://mlsanity.com/paper/2305.10601/) (2023)
- [Universal and Transferable Adversarial Attacks on Aligned Language Models](https://mlsanity.com/paper/2307.15043/) (2023)
- [UMAP: Uniform Manifold Approximation and Projection for Dimension Reduction](https://mlsanity.com/paper/1802.03426/) (2018)
- [InstructBLIP: Towards General-purpose Vision-Language Models with Instruction Tuning](https://mlsanity.com/paper/2305.06500/) (2023)
- [Emergent Abilities of Large Language Models](https://mlsanity.com/paper/2206.07682/) (2022)
- [Billion-scale similarity search with GPUs](https://mlsanity.com/paper/1702.08734/) (2017)
- [Representation Engineering: A Top-Down Approach to AI Transparency](https://mlsanity.com/paper/2310.01405/) (2023)
- [Man is to Computer Programmer as Woman is to Homemaker? Debiasing Word Embeddings](https://mlsanity.com/paper/1607.06520/) (2016)
- [FActScore: Fine-grained Atomic Evaluation of Factual Precision in Long Form Text Generation](https://mlsanity.com/paper/2305.14251/) (2023)
- [Unsupervised Dense Information Retrieval with Contrastive Learning](https://mlsanity.com/paper/2112.09118/) (2021)
- [Concept Bottleneck Models](https://mlsanity.com/paper/2007.04612/) (2020)
- [Toy Models of Superposition](https://mlsanity.com/paper/2209.10652/) (2022)
- [Large Language Models as Optimizers](https://mlsanity.com/paper/2309.03409/) (2023)
- [REPLUG: Retrieval-Augmented Black-Box Language Models](https://mlsanity.com/paper/2301.12652/) (2023)
- [Discovering Latent Knowledge in Language Models Without Supervision](https://mlsanity.com/paper/2212.03827/) (2022)
- [The Linear Representation Hypothesis and the Geometry of Large Language Models](https://mlsanity.com/paper/2311.03658/) (2023)
- [The Geometry of Truth: Emergent Linear Structure in Large Language Model Representations of True/False Datasets](https://mlsanity.com/paper/2310.06824/) (2023)
- [Siren's Song in the AI Ocean: A Survey on Hallucination in Large Language Models](https://mlsanity.com/paper/2309.01219/) (2023)
- [Text2Video-Zero: Text-to-Image Diffusion Models are Zero-Shot Video Generators](https://mlsanity.com/paper/2303.13439/) (2023)

## Built on by (most cited first, 19 of 19)

- [More Thinking, Less Seeing? Assessing Amplified Hallucination in Multimodal Reasoning Models](https://mlsanity.com/paper/2505.21523/) (2025)
- [Reducing Hallucinations in Vision-Language Models via Latent Space Steering](https://mlsanity.com/paper/2410.15778/) (2024)
- [Do LLMs "know" internally when they follow instructions?](https://mlsanity.com/paper/2410.14516/) (2024)
- [Exploring Low-Dimensional Subspaces in Diffusion Models for Controllable Image Editing](https://mlsanity.com/paper/2409.02374/) (2024)
- [Differentially Private Steering for Large Language Model Alignment](https://mlsanity.com/paper/2501.18532/) (2025)
- [CorrSteer: Generation-Time LLM Steering via Correlated Sparse Autoencoder Features](https://mlsanity.com/paper/2508.12535/) (2025)
- [AbsTopK: Rethinking Sparse Autoencoders For Bidirectional Features](https://mlsanity.com/paper/2510.00404/) (2025)
- [LogiCity: Advancing Neuro-Symbolic AI with Abstract Urban Simulation](https://mlsanity.com/paper/2411.00773/) (2024)
- [Steered LLM Activations are Non-Surjective](https://mlsanity.com/paper/2604.09839/) (2026)
- [Attention-Only Transformers via Unrolled Subspace Denoising](https://mlsanity.com/paper/2506.03790/) (2025)
- [Spark Transformer: Reactivating Sparsity in FFN and Attention](https://mlsanity.com/paper/2506.06644/) (2025)
- [Concept Lancet: Image Editing with Compositional Representation Transplant](https://mlsanity.com/paper/2504.02828/) (2025)
- [ThoughtProbe: Classifier-Guided Thought Space Exploration Leveraging LLM Intrinsic Reasoning](https://mlsanity.com/paper/2504.06650/) (2025)
- [ThoughtProbe: Classifier-Guided LLM Thought Space Exploration via Probing Representations](https://mlsanity.com/paper/2510.27355/) (2025)
- [Command-V: Pasting LLM Behaviors via Activation Profiles](https://mlsanity.com/paper/2506.19140/) (2025)
- [Palette: A Modular, Controllable, and Efficient Framework for On-demand Authorized Safety Alignment Relaxation in LLMs](https://mlsanity.com/paper/2605.24154/) (2026)
- [Delta Activations: A Representation for Finetuned Large Language Models](https://mlsanity.com/paper/2509.04442/) (2025)
- [ImageRAGTurbo: Towards One-step Text-to-Image Generation with Retrieval-Augmented Diffusion Models](https://mlsanity.com/paper/2602.12640/) (2026)
- [Dictionary-Aligned Concept Control for Safeguarding Multimodal LLMs](https://mlsanity.com/paper/2604.08846/) (2026)

## Abstract (arXiv)

Large Language Models (LLMs) are being used for a wide variety of tasks. While they are capable of generating human-like responses, they can also produce undesirable output including potentially harmful information, racist or sexist language, and hallucinations. Alignment methods are designed to reduce such undesirable outputs via techniques such as fine-tuning, prompt engineering, and representation engineering. However, existing methods face several challenges: some require costly fine-tuning for every alignment task; some do not adequately remove undesirable concepts, failing alignment; some remove benign concepts, lowering the linguistic capabilities of LLMs. To address these issues, we propose Parsimonious Concept Engineering (PaCE), a novel activation engineering framework for alignment. First, to sufficiently model the concepts, we construct a large-scale concept dictionary in the activation space, in which each atom corresponds to a semantic concept. Given any alignment task, we instruct a concept partitioner to efficiently annotate the concepts as benign or undesirable. Then, at inference time, we decompose the LLM activations along the concept dictionary via sparse coding, to accurately represent the activations as linear combinations of benign and undesirable components. By removing the latter ones from the activations, we reorient the behavior of the LLM towards the alignment goal. We conduct experiments on tasks such as response detoxification, faithfulness enhancement, and sentiment revising, and show that PaCE achieves state-of-the-art alignment performance while maintaining linguistic capabilities.
