# Scalable Ensembling For Mitigating Reward Overoptimisation

arXiv: https://arxiv.org/abs/2406.01013 · HTML: https://mlsanity.com/paper/2406.01013/

## Key facts

- Cited by 14 papers in the map (data through 14 Oct 2026).
- Placed in Reward modeling and RLHF, one of 10 directions in LLM alignment / RLHF / preference optimisation.
- Builds on 13 of its 24 references that are in the map.
- First posted on arXiv 3 Jun 2024.

## Placed in

- LLM alignment / RLHF / preference optimisation / [Reward modeling and RLHF](https://mlsanity.com/alignment/reward-modeling-and-rlhf/)

## Builds on (most cited first, 13 of 13)

- [GPT-4 Technical Report](https://mlsanity.com/paper/2303.08774/) (2023)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [Emergent Abilities of Large Language Models](https://mlsanity.com/paper/2206.07682/) (2022)
- [Conservative Q-Learning for Offline Reinforcement Learning](https://mlsanity.com/paper/2006.04779/) (2020)
- [Scaling Laws for Reward Model Overoptimization](https://mlsanity.com/paper/2210.10760/) (2022)
- [Reinforcement Learning with Deep Energy-Based Policies](https://mlsanity.com/paper/1702.08165/) (2017)
- [Randomized Ensembled Double Q-Learning: Learning Fast Without a Model](https://mlsanity.com/paper/2101.05982/) (2021)
- [Principled Reinforcement Learning with Human Feedback from Pairwise or K-wise Comparisons](https://mlsanity.com/paper/2301.11270/) (2023)
- [An Overview of Catastrophic AI Risks](https://mlsanity.com/paper/2306.12001/) (2023)
- [Helping or Herding? Reward Model Ensembles Mitigate but do not Eliminate Reward Hacking](https://mlsanity.com/paper/2312.09244/) (2023)
- [On the Feasibility of Learning, Rather than Assuming, Human Biases for Reward Inference](https://mlsanity.com/paper/1906.09624/) (2019)
- [Improving Reinforcement Learning from Human Feedback with Efficient Reward Model Ensemble](https://mlsanity.com/paper/2401.16635/) (2024)
- [Overcoming Reward Overoptimization via Adversarial Policy Optimization with Lightweight Uncertainty Estimation](https://mlsanity.com/paper/2403.05171/) (2024)

## Built on by (most cited first, 14 of 14)

- [Reward Shaping to Mitigate Reward Hacking in RLHF](https://mlsanity.com/paper/2502.18770/) (2025)
- [Merge, Ensemble, and Cooperate! A Survey on Collaborative Strategies in the Era of Large Language Models](https://mlsanity.com/paper/2407.06089/) (2024)
- [Inference-Time Reward Hacking in Large Language Models](https://mlsanity.com/paper/2506.19248/) (2025)
- [Test-Time Alignment via Hypothesis Reweighting](https://mlsanity.com/paper/2412.08812/) (2024)
- [Rethinking Diverse Human Preference Learning through Principal Component Analysis](https://mlsanity.com/paper/2502.13131/) (2025)
- [Ensembles of Low-Rank Expert Adapters](https://mlsanity.com/paper/2502.00089/) (2025)
- [Ensemble Learning for Large Language Models in Text and Code Generation: A Survey](https://mlsanity.com/paper/2503.13505/) (2025)
- [Inverse Reinforcement Learning Meets Large Language Model Post-Training: Basics, Advances, and Opportunities](https://mlsanity.com/paper/2507.13158/) (2025)
- [Reusing Embeddings: Reproducible Reward Model Research in Large Language Model Alignment without GPUs](https://mlsanity.com/paper/2502.04357/) (2025)
- [RIVAL: Reinforcement Learning with Iterative and Adversarial Optimization for Machine Translation](https://mlsanity.com/paper/2506.05070/) (2025)
- [Reinforcement Learning from Human Feedback: A Statistical Perspective](https://mlsanity.com/paper/2604.02507/) (2026)
- [Limited Preference Data? Learning Better Reward Model with Latent Space Synthesis](https://mlsanity.com/paper/2509.26074/) (2025)
- [UMM-RM: An Upcycle-and-Merge MoE Reward Model for Mitigating Reward Hacking](https://mlsanity.com/paper/2512.00724/) (2025)
- [Theoretical Limits of Language Model Alignment](https://mlsanity.com/paper/2605.07105/) (2026)

## Abstract (arXiv)

Reinforcement Learning from Human Feedback (RLHF) has enabled significant advancements within language modeling for powerful, instruction-following models. However, the alignment of these models remains a pressing challenge as the policy tends to overfit the learned ``proxy" reward model past an inflection point of utility as measured by a ``gold" reward model that is more performant -- a phenomenon known as overoptimisation. Prior work has mitigated this issue by computing a pessimistic statistic over an ensemble of reward models, which is common in Offline Reinforcement Learning but incredibly costly for language models with high memory requirements, making such approaches infeasible for sufficiently large models. To this end, we propose using a shared encoder but separate linear heads. We find this leads to similar performance as the full ensemble while allowing tremendous savings in memory and time required for training for models of similar size.
