# Differentially Private Clustered Federated Learning

arXiv: https://arxiv.org/abs/2405.19272 · HTML: https://mlsanity.com/paper/2405.19272/

## Key facts

- Cited by 4 papers in the map (data through 14 Oct 2026).
- Builds on 51 of its 78 references that are in the map.
- First posted on arXiv 29 May 2024.

## Builds on (most cited first, 30 of 51)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Fashion-MNIST: a Novel Image Dataset for Benchmarking Machine Learning Algorithms](https://mlsanity.com/paper/1708.07747/) (2017)
- [Advances and Open Problems in Federated Learning](https://mlsanity.com/paper/1912.04977/) (2019)
- [Deep Learning with Differential Privacy](https://mlsanity.com/paper/1607.00133/) (2016)
- [Membership Inference Attacks against Machine Learning Models](https://mlsanity.com/paper/1610.05820/) (2016)
- [Deep Leakage from Gradients](https://mlsanity.com/paper/1906.08935/) (2019)
- [Inverting Gradients -- How easy is it to break privacy in federated learning?](https://mlsanity.com/paper/2003.14053/) (2020)
- [Federated Multi-Task Learning](https://mlsanity.com/paper/1705.10467/) (2017)
- [Ditto: Fair and Robust Federated Learning Through Personalization](https://mlsanity.com/paper/2012.04221/) (2020)
- [Renyi Differential Privacy](https://mlsanity.com/paper/1702.07476/) (2017)
- [Personalized Federated Learning with Moreau Envelopes](https://mlsanity.com/paper/2006.08848/) (2020)
- [An Efficient Framework for Clustered Federated Learning](https://mlsanity.com/paper/2006.04088/) (2020)
- [Clustered Federated Learning: Model-Agnostic Distributed Multi-Task Optimization under Privacy Constraints](https://mlsanity.com/paper/1910.01991/) (2019)
- [ML-Leaks: Model and Data Independent Membership Inference Attacks and Defenses on Machine Learning Models](https://mlsanity.com/paper/1806.01246/) (2018)
- [Differentially Private Federated Learning: A Client Level Perspective](https://mlsanity.com/paper/1712.07557/) (2017)
- [FedMD: Heterogenous Federated Learning via Model Distillation](https://mlsanity.com/paper/1910.03581/) (2019)
- [Agnostic Federated Learning](https://mlsanity.com/paper/1902.00146/) (2019)
- [Fair Resource Allocation in Federated Learning](https://mlsanity.com/paper/1905.10497/) (2019)
- [Concentrated Differential Privacy: Simplifications, Extensions, and Lower Bounds](https://mlsanity.com/paper/1605.02065/) (2016)
- [Deep Models Under the GAN: Information Leakage from Collaborative Deep Learning](https://mlsanity.com/paper/1702.07464/) (2017)
- [Three Approaches for Personalization with Applications to Federated Learning](https://mlsanity.com/paper/2002.10619/) (2020)
- [Differential Privacy Has Disparate Impact on Model Accuracy](https://mlsanity.com/paper/1905.12101/) (2019)
- [White-box vs Black-box: Bayes Optimal Strategies for Membership Inference](https://mlsanity.com/paper/1908.11229/) (2019)
- [Beyond Inferring Class Representatives: User-Level Privacy Leakage From Federated Learning](https://mlsanity.com/paper/1812.00535/) (2018)
- [Federated learning with hierarchical clustering of local updates to improve training on non-IID data](https://mlsanity.com/paper/2004.11791/) (2020)
- [Federated Learning of a Mixture of Global and Local Models](https://mlsanity.com/paper/2002.05516/) (2020)
- [R'enyi Differential Privacy of the Sampled Gaussian Mechanism](https://mlsanity.com/paper/1908.10530/) (2019)
- [MemGuard: Defending against Black-Box Membership Inference Attacks via Adversarial Examples](https://mlsanity.com/paper/1909.10594/) (2019)
- [Federated Multi-Task Learning under a Mixture of Distributions](https://mlsanity.com/paper/2108.10252/) (2021)

## Built on by (most cited first, 4 of 4)

- [Noise-Aware Algorithm for Heterogeneous Differentially Private Federated Learning](https://mlsanity.com/paper/2406.03519/) (2024)
- [Position: Cracking the Code of Cascading Disparity Towards Marginalized Communities](https://mlsanity.com/paper/2406.01757/) (2024)
- [Differentially Private Federated Clustering with Random Rebalancing](https://mlsanity.com/paper/2508.06183/) (2025)
- [Encryption-Compatible Clustered Federated Learning via Distributed Expectation-Maximization over Metadata](https://mlsanity.com/paper/2607.28338/) (2026)

## Abstract (arXiv)

Federated learning (FL), which is a decentralized machine learning (ML) approach, often incorporates differential privacy (DP) to provide rigorous data privacy guarantees. Previous works attempted to address high structured data heterogeneity in vanilla FL settings through clustering clients (a.k.a clustered FL), but these methods remain sensitive and prone to errors, further exacerbated by the DP noise. This vulnerability makes the previous methods inappropriate for differentially private FL (DPFL) settings with structured data heterogeneity. To address this gap, we propose an algorithm for differentially private clustered FL, which is robust to the DP noise in the system and identifies the underlying clients' clusters correctly. To this end, we propose to cluster clients based on both their model updates and training loss values. Furthermore, for clustering clients' model updates at the end of the first round, our proposed approach addresses the server's uncertainties by employing large batch sizes as well as Gaussian Mixture Models (GMM) to reduce the impact of DP and stochastic noise and avoid potential clustering errors. This idea is efficient especially in privacy-sensitive scenarios with more DP noise. We provide theoretical analysis to justify our approach and evaluate it across diverse data distributions and privacy budgets. Our experimental results show its effectiveness in addressing large structured data heterogeneity in DPFL.
