# Novel Kernel Models and Exact Representor Theory for Neural Networks Beyond the Over-Parameterized Regime

arXiv: https://arxiv.org/abs/2405.15254 · HTML: https://mlsanity.com/paper/2405.15254/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 26 of its 60 references that are in the map.
- First posted on arXiv 24 May 2024.

## Builds on (most cited first, 26 of 26)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [Neural Tangent Kernel: Convergence and Generalization in Neural Networks](https://mlsanity.com/paper/1806.07572/) (2018)
- [A Convergence Theory for Deep Learning via Over-Parameterization](https://mlsanity.com/paper/1811.03962/) (2018)
- [Wide Neural Networks of Any Depth Evolve as Linear Models Under Gradient Descent](https://mlsanity.com/paper/1902.06720/) (2019)
- [Gradient Descent Provably Optimizes Over-parameterized Neural Networks](https://mlsanity.com/paper/1810.02054/) (2018)
- [Deep Neural Networks as Gaussian Processes](https://mlsanity.com/paper/1711.00165/) (2017)
- [Gradient Descent Finds Global Minima of Deep Neural Networks](https://mlsanity.com/paper/1811.03804/) (2018)
- [On Exact Computation with an Infinitely Wide Neural Net](https://mlsanity.com/paper/1904.11955/) (2019)
- [Fine-Grained Analysis of Optimization and Generalization for Overparameterized Two-Layer Neural Networks](https://mlsanity.com/paper/1901.08584/) (2019)
- [Breaking the Curse of Dimensionality with Convex Neural Networks](https://mlsanity.com/paper/1412.8690/) (2014)
- [Gaussian Process Behaviour in Wide Deep Neural Networks](https://mlsanity.com/paper/1804.11271/) (2018)
- [Generalization Bounds of Stochastic Gradient Descent for Wide and Deep Neural Networks](https://mlsanity.com/paper/1905.13210/) (2019)
- [Bayesian Deep Convolutional Networks with Many Channels are Gaussian Processes](https://mlsanity.com/paper/1810.05148/) (2018)
- [On the Equivalence between Kernel Quadrature Rules and Random Feature Expansions](https://mlsanity.com/paper/1502.06800/) (2015)
- [Toward Deeper Understanding of Neural Networks: The Power of Initialization and a Dual View on Expressivity](https://mlsanity.com/paper/1602.05897/) (2016)
- [Deep Convolutional Networks as shallow Gaussian Processes](https://mlsanity.com/paper/1808.05587/) (2018)
- [An Improved Analysis of Training Over-parameterized Deep Neural Networks](https://mlsanity.com/paper/1906.04688/) (2019)
- [Beyond Linearization: On Quadratic and Higher-Order Approximation of Wide Neural Networks](https://mlsanity.com/paper/1910.01619/) (2019)
- [A Priori Estimates of the Population Risk for Two-layer Neural Networks](https://mlsanity.com/paper/1810.06397/) (2018)
- [SGD Learns the Conjugate Kernel Class of the Network](https://mlsanity.com/paper/1702.08503/) (2017)
- [Understanding neural networks with reproducing kernel Banach spaces](https://mlsanity.com/paper/2109.09710/) (2021)
- [A representer theorem for deep neural networks](https://mlsanity.com/paper/1802.09210/) (2018)
- [On Reproducing Kernel Banach Spaces: Generic Definitions and Unified Framework of Constructions](https://mlsanity.com/paper/1901.01002/) (2019)
- [A unifying representer theorem for inverse problems and machine learning](https://mlsanity.com/paper/1903.00687/) (2019)
- [Duality for Neural Networks through Reproducing Kernel Banach Spaces](https://mlsanity.com/paper/2211.05020/) (2022)
- [An Exact Kernel Equivalence for Finite Classification Models](https://mlsanity.com/paper/2308.00824/) (2023)

## Abstract (arXiv)

This paper presents two models of neural-networks and their training applicable to neural networks of arbitrary width, depth and topology, assuming only finite-energy neural activations; and a novel representor theory for neural networks in terms of a matrix-valued kernel. The first model is exact (un-approximated) and global, casting the neural network as an elements in a reproducing kernel Banach space (RKBS); we use this model to provide tight bounds on Rademacher complexity. The second model is exact and local, casting the change in neural network function resulting from a bounded change in weights and biases (ie. a training step) in reproducing kernel Hilbert space (RKHS) in terms of a local-intrinsic neural kernel (LiNK). This local model provides insight into model adaptation through tight bounds on Rademacher complexity of network adaptation. We also prove that the neural tangent kernel (NTK) is a first-order approximation of the LiNK kernel. Finally, and noting that the LiNK does not provide a representor theory for technical reasons, we present an exact novel representor theory for layer-wise neural network training with unregularized gradient descent in terms of a local-extrinsic neural kernel (LeNK). This representor theory gives insight into the role of higher-order statistics in neural network training and the effect of kernel evolution in neural-network kernel models. Throughout the paper (a) feedforward ReLU networks and (b) residual networks (ResNet) are used as illustrative examples.
