# Federated Document Visual Question Answering: A Pilot Study

arXiv: https://arxiv.org/abs/2405.06636 · HTML: https://mlsanity.com/paper/2405.06636/

## Key facts

- Cited by 1 papers in the map (data through 14 Oct 2026).
- Builds on 30 of its 50 references that are in the map.
- First posted on arXiv 10 May 2024.

## Builds on (most cited first, 30 of 30)

- [Adam: A Method for Stochastic Optimization](https://mlsanity.com/paper/1412.6980/) (2014)
- [An Image is Worth 16x16 Words: Transformers for Image Recognition at Scale](https://mlsanity.com/paper/2010.11929/) (2020)
- [Exploring the Limits of Transfer Learning with a Unified Text-to-Text Transformer](https://mlsanity.com/paper/1910.10683/) (2019)
- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Masked Autoencoders Are Scalable Vision Learners](https://mlsanity.com/paper/2111.06377/) (2021)
- [Advances and Open Problems in Federated Learning](https://mlsanity.com/paper/1912.04977/) (2019)
- [Federated Optimization in Heterogeneous Networks](https://mlsanity.com/paper/1812.06127/) (2018)
- [Don't Stop Pretraining: Adapt Language Models to Domains and Tasks](https://mlsanity.com/paper/2004.10964/) (2020)
- [DocVQA: A Dataset for VQA on Document Images](https://mlsanity.com/paper/2007.00398/) (2020)
- [Adaptive Federated Optimization](https://mlsanity.com/paper/2003.00295/) (2020)
- [Measuring the Effects of Non-Identical Data Distribution for Federated Visual Classification](https://mlsanity.com/paper/1909.06335/) (2019)
- [Model-Contrastive Federated Learning](https://mlsanity.com/paper/2103.16257/) (2021)
- [Compositional Semantic Parsing on Semi-Structured Tables](https://mlsanity.com/paper/1508.00305/) (2015)
- [LayoutLMv3: Pre-training for Document AI with Unified Text and Image Masking](https://mlsanity.com/paper/2204.08387/) (2022)
- [TabFact: A Large-scale Dataset for Table-based Fact Verification](https://mlsanity.com/paper/1909.02164/) (2019)
- [Robust and Communication-Efficient Federated Learning from Non-IID Data](https://mlsanity.com/paper/1903.02891/) (2019)
- [OCR-free Document Understanding Transformer](https://mlsanity.com/paper/2111.15664/) (2021)
- [Pix2Struct: Screenshot Parsing as Pretraining for Visual Language Understanding](https://mlsanity.com/paper/2210.03347/) (2022)
- [PowerSGD: Practical Low-Rank Gradient Compression for Distributed Optimization](https://mlsanity.com/paper/1905.13727/) (2019)
- [Unifying Vision, Text, and Layout for Universal Document Processing](https://mlsanity.com/paper/2212.02623/) (2022)
- [Document Understanding Dataset and Evaluation (DUDE)](https://mlsanity.com/paper/2305.08455/) (2023)
- [Going Full-TILT Boogie on Document Understanding with Text-Image-Layout Transformer](https://mlsanity.com/paper/2102.09550/) (2021)
- [Are Large-scale Datasets Necessary for Self-Supervised Pre-training?](https://mlsanity.com/paper/2112.10740/) (2021)
- [Hierarchical multimodal transformers for Multi-Page DocVQA](https://mlsanity.com/paper/2212.05935/) (2022)
- [DoubleSqueeze: Parallel Stochastic Gradient Descent with Double-Pass Error-Compensated Compression](https://mlsanity.com/paper/1905.05957/) (2019)
- [Insights into Pre-training via Simpler Synthetic Tasks](https://mlsanity.com/paper/2206.10139/) (2022)
- [Scalable and Differentially Private Distributed Aggregation in the Shuffled Model](https://mlsanity.com/paper/1906.08320/) (2019)
- [Downstream Datasets Make Surprisingly Good Pretraining Corpora](https://mlsanity.com/paper/2209.14389/) (2022)
- [ICDAR 2021 Competition on Document VisualQuestion Answering](https://mlsanity.com/paper/2111.05547/) (2021)
- [Privacy-Aware Document Visual Question Answering](https://mlsanity.com/paper/2312.10108/) (2023)

## Built on by (most cited first, 1 of 1)

- [Unapologetically Distributed: A Call for Decentralized Document Analysis](https://mlsanity.com/paper/2609.39684/) (2026)

## Abstract (arXiv)

An important handicap of document analysis research is that documents tend to be copyrighted or contain private information, which prohibits their open publication and the creation of centralised, large-scale document datasets. Instead, documents are scattered in private data silos, making extensive training over heterogeneous data a tedious task. In this work, we explore the use of a federated learning (FL) scheme as a way to train a shared model on decentralised private document data. We focus on the problem of Document VQA, a task particularly suited to this approach, as the type of reasoning capabilities required from the model can be quite different in diverse domains. Enabling training over heterogeneous document datasets can thus substantially enrich DocVQA models. We assemble existing DocVQA datasets from diverse domains to reflect the data heterogeneity in real-world applications. We explore the self-pretraining technique in this multi-modal setting, where the same data is used for both pretraining and finetuning, making it relevant for privacy preservation. We further propose combining self-pretraining with a Federated DocVQA training method using centralized adaptive optimization that outperforms the FedAvg baseline. With extensive experiments, we also present a multi-faceted analysis on training DocVQA models with FL, which provides insights for future research on this task. We show that our pretraining strategies can effectively learn and scale up under federated training with diverse DocVQA datasets and tuning hyperparameters is essential for practical document tasks under federation.