# Uncovering Deceptive Tendencies in Language Models: A Simulated Company AI Assistant

arXiv: https://arxiv.org/abs/2405.01576 · HTML: https://mlsanity.com/paper/2405.01576/

## Key facts

- Cited by 38 papers in the map (data through 14 Oct 2026).
- Builds on 14 of its 31 references that are in the map.
- First posted on arXiv 25 Apr 2024.

## Builds on (most cited first, 14 of 14)

- [GPT-4 Technical Report](https://mlsanity.com/paper/2303.08774/) (2023)
- [Language Models Don't Always Say What They Think: Unfaithful Explanations in Chain-of-Thought Prompting](https://mlsanity.com/paper/2305.04388/) (2023)
- [Towards Understanding Sycophancy in Language Models](https://mlsanity.com/paper/2310.13548/) (2023)
- [Discovering Language Model Behaviors with Model-Written Evaluations](https://mlsanity.com/paper/2212.09251/) (2022)
- [Measuring Faithfulness in Chain-of-Thought Reasoning](https://mlsanity.com/paper/2307.13702/) (2023)
- [Sleeper Agents: Training Deceptive LLMs that Persist Through Safety Training](https://mlsanity.com/paper/2401.05566/) (2024)
- [Risks from Learned Optimization in Advanced Machine Learning Systems](https://mlsanity.com/paper/1906.01820/) (2019)
- [AI Deception: A Survey of Examples, Risks, and Potential Solutions](https://mlsanity.com/paper/2308.14752/) (2023)
- [Do the Rewards Justify the Means? Measuring Trade-Offs Between Rewards and Ethical Behavior in the MACHIAVELLI Benchmark](https://mlsanity.com/paper/2304.03279/) (2023)
- [Large Language Models can Strategically Deceive their Users when Put Under Pressure](https://mlsanity.com/paper/2311.07590/) (2023)
- [Reward Tampering Problems and Solutions in Reinforcement Learning: A Causal Influence Diagram Perspective](https://mlsanity.com/paper/1908.04734/) (2019)
- [Scheming AIs: Will AIs fake alignment during training in order to get power?](https://mlsanity.com/paper/2311.08379/) (2023)
- [The Surprising Creativity of Digital Evolution: A Collection of Anecdotes from the Evolutionary Computation and Artificial Life Research Communities](https://mlsanity.com/paper/1803.03453/) (2018)
- [Hoodwinked: Deception and Cooperation in a Text-Based Game for Language Models](https://mlsanity.com/paper/2308.01404/) (2023)

## Built on by (most cited first, 30 of 38)

- [OpenAI o1 System Card](https://mlsanity.com/paper/2412.16720/) (2024)
- [Alignment faking in large language models](https://mlsanity.com/paper/2412.14093/) (2024)
- [Deliberative Alignment: Reasoning Enables Safer Language Models](https://mlsanity.com/paper/2412.16339/) (2024)
- [Frontier Models are Capable of In-context Scheming](https://mlsanity.com/paper/2412.04984/) (2024)
- [AI Sandbagging: Language Models can Strategically Underperform on Evaluations](https://mlsanity.com/paper/2406.07358/) (2024)
- [Natural Emergent Misalignment from Reward Hacking in Production RL](https://mlsanity.com/paper/2511.18397/) (2025)
- [Truth is Universal: Robust Detection of Lies in LLMs](https://mlsanity.com/paper/2407.12831/) (2024)
- [Probing and Steering Evaluation Awareness of Language Models](https://mlsanity.com/paper/2507.01786/) (2025)
- [Towards evaluations-based safety cases for AI scheming](https://mlsanity.com/paper/2411.03336/) (2024)
- [Model Spec Midtraining: Improving How Alignment Training Generalizes](https://mlsanity.com/paper/2605.02087/) (2026)
- [Benchmarking Deception Probes via Black-to-White Performance Boosts](https://mlsanity.com/paper/2507.12691/) (2025)
- [DeceptionBench: A Comprehensive Benchmark for AI Deception Behaviors in Real-world Scenarios](https://mlsanity.com/paper/2510.15501/) (2025)
- [Spilling the Beans: Teaching LLMs to Self-Report Their Hidden Objectives](https://mlsanity.com/paper/2511.06626/) (2025)
- [Training Compute Thresholds: Features and Functions in AI Regulation](https://mlsanity.com/paper/2405.10799/) (2024)
- [Evaluation Faking: Unveiling Observer Effects in Safety Evaluation of Frontier AI Systems](https://mlsanity.com/paper/2505.17815/) (2025)
- [When Benign Inputs Lead to Severe Harms: Eliciting Unsafe Unintended Behaviors of Computer-Use Agents](https://mlsanity.com/paper/2602.08235/) (2026)
- [Difficulties with Evaluating a Deception Detector for AIs](https://mlsanity.com/paper/2511.22662/) (2025)
- [Think Fast: Estimating No-CoT Task-Completion Time Horizons of Frontier AI Models](https://mlsanity.com/paper/2606.07157/) (2026)
- [A Survey of Theory of Mind in Large Language Models: Evaluations, Representations, and Safety Risks](https://mlsanity.com/paper/2502.06470/) (2025)
- [LLMs Deceive Unintentionally: Emergent Misalignment in Dishonesty from Misaligned Samples to Biased Human-AI Interactions](https://mlsanity.com/paper/2510.08211/) (2025)
- [When Do LLM Preferences Predict Downstream Behavior?](https://mlsanity.com/paper/2602.18971/) (2026)
- [Propensity Inference: Environmental Contributors to LLM Behaviour](https://mlsanity.com/paper/2604.21098/) (2026)
- [This Is Your Doge, If It Please You: Exploring Deception and Robustness in Mixture of LLMs](https://mlsanity.com/paper/2503.05856/) (2025)
- [Training Deliberative Monitors for Black-Box Scheming Detection](https://mlsanity.com/paper/2605.29601/) (2026)
- [But what is your honest answer? Aiding LLM-judges with honest alternatives using steering vectors](https://mlsanity.com/paper/2505.17760/) (2025)
- [Risk Sources and Risk Management Measures in Support of Standards for General-Purpose AI Systems](https://mlsanity.com/paper/2410.23472/) (2024)
- [PRISON: Unmasking the Criminal Potential of Large Language Models](https://mlsanity.com/paper/2506.16150/) (2025)
- [Decoding Hidden Deception in Reasoning LLMs: Activation Explainers for Deception Auditing](https://mlsanity.com/paper/2606.17478/) (2026)
- [Knowledge-Verified Emergent Deception in LLM Agents Under Conflicting Incentives](https://mlsanity.com/paper/2608.26372/) (2026)
- [AlignMerge - Alignment-Preserving Large Language Model Merging via Fisher-Guided Geometric Constraints](https://mlsanity.com/paper/2512.16245/) (2025)

## Abstract (arXiv)

We study the tendency of AI systems to deceive by constructing a realistic simulation setting of a company AI assistant. The simulated company employees provide tasks for the assistant to complete, these tasks spanning writing assistance, information retrieval and programming. We then introduce situations where the model might be inclined to behave deceptively, while taking care to not instruct or otherwise pressure the model to do so. Across different scenarios, we find that Claude 3 Opus 1) complies with a task of mass-generating comments to influence public perception of the company, later deceiving humans about it having done so, 2) lies to auditors when asked questions, and 3) strategically pretends to be less capable than it is during capability evaluations. Our work demonstrates that even models trained to be helpful, harmless and honest sometimes behave deceptively in realistic scenarios, without notable external pressure to do so.
