# Holistic Safety and Responsibility Evaluations of Advanced AI Models

arXiv: https://arxiv.org/abs/2404.14068 · HTML: https://mlsanity.com/paper/2404.14068/

## Key facts

- Cited by 19 papers in the map (data through 14 Oct 2026).
- Builds on 36 of its 63 references that are in the map.
- First posted on arXiv 22 Apr 2024.

## Builds on (most cited first, 30 of 36)

- [Universal and Transferable Adversarial Attacks on Aligned Language Models](https://mlsanity.com/paper/2307.15043/) (2023)
- [Large Language Models Encode Clinical Knowledge](https://mlsanity.com/paper/2212.13138/) (2022)
- [Scaling Language Models: Methods, Analysis & Insights from Training Gopher](https://mlsanity.com/paper/2112.11446/) (2021)
- [Red Teaming Language Models with Language Models](https://mlsanity.com/paper/2202.03286/) (2022)
- [XTREME: A Massively Multilingual Multi-task Benchmark for Evaluating Cross-lingual Generalization](https://mlsanity.com/paper/2003.11080/) (2020)
- [BBQ: A Hand-Built Bias Benchmark for Question Answering](https://mlsanity.com/paper/2110.08193/) (2021)
- [Capabilities of GPT-4 on Medical Challenge Problems](https://mlsanity.com/paper/2303.13375/) (2023)
- [Closing the AI Accountability Gap: Defining an End-to-End Framework for Internal Algorithmic Auditing](https://mlsanity.com/paper/2001.00973/) (2020)
- [AI and the Everything in the Whole Wide World Benchmark](https://mlsanity.com/paper/2111.15366/) (2021)
- [Low-Resource Languages Jailbreak GPT-4](https://mlsanity.com/paper/2310.02446/) (2023)
- [Measurement and Fairness](https://mlsanity.com/paper/1912.05511/) (2019)
- [Estimating the Carbon Footprint of BLOOM, a 176B Parameter Language Model](https://mlsanity.com/paper/2211.02001/) (2022)
- [Stable Bias: Analyzing Societal Representations in Diffusion Models](https://mlsanity.com/paper/2303.11408/) (2023)
- [Visually Grounded Reasoning across Languages and Cultures](https://mlsanity.com/paper/2109.13238/) (2021)
- [Model evaluation for extreme risks](https://mlsanity.com/paper/2305.15324/) (2023)
- [GPTs are GPTs: An Early Look at the Labor Market Impact Potential of Large Language Models](https://mlsanity.com/paper/2303.10130/) (2023)
- [Sociotechnical Safety Evaluation of Generative AI Systems](https://mlsanity.com/paper/2310.11986/) (2023)
- [Co-Writing with Opinionated Language Models Affects Users' Views](https://mlsanity.com/paper/2302.00560/) (2023)
- [Sociotechnical Harms of Algorithmic Systems: Scoping a Taxonomy for Harm Reduction](https://mlsanity.com/paper/2210.05791/) (2022)
- [Investigating Data Contamination in Modern Benchmarks for Large Language Models](https://mlsanity.com/paper/2311.09783/) (2023)
- [Auditing large language models: a three-layered approach](https://mlsanity.com/paper/2302.08500/) (2023)
- [Evaluating Frontier Models for Dangerous Capabilities](https://mlsanity.com/paper/2403.13793/) (2024)
- [Decolonial AI: Decolonial Theory as Sociotechnical Foresight in Artificial Intelligence](https://mlsanity.com/paper/2007.04068/) (2020)
- [Evaluating the Social Impact of Generative AI Systems in Systems and Society](https://mlsanity.com/paper/2306.05949/) (2023)
- [DICES Dataset: Diversity in Conversational AI Evaluation for Safety](https://mlsanity.com/paper/2306.11247/) (2023)
- [Red-Teaming for Generative AI: Silver Bullet or Security Theater?](https://mlsanity.com/paper/2401.15897/) (2024)
- [On the Value of Out-of-Distribution Testing: An Example of Goodhart's Law](https://mlsanity.com/paper/2005.09241/) (2020)
- [X-Risk Analysis for AI Research](https://mlsanity.com/paper/2206.05862/) (2022)
- [Typology of Risks of Generative Text-to-Image Models](https://mlsanity.com/paper/2307.05543/) (2023)
- [A Step Toward More Inclusive People Annotations for Fairness](https://mlsanity.com/paper/2105.02317/) (2021)

## Built on by (most cited first, 19 of 19)

- [Teams of LLM Agents can Exploit Zero-Day Vulnerabilities](https://mlsanity.com/paper/2406.01637/) (2024)
- [Why human-AI relationships need socioaffective alignment](https://mlsanity.com/paper/2502.02528/) (2025)
- [Causal Head Gating: A Framework for Interpreting Roles of Attention Heads in Transformers](https://mlsanity.com/paper/2505.13737/) (2025)
- [Whose Personae? Synthetic Persona Experiments in LLM Research and Pathways to Transparency](https://mlsanity.com/paper/2512.00461/) (2025)
- [STREAM (ChemBio): A Standard for Transparently Reporting Evaluations in AI Model Reports](https://mlsanity.com/paper/2508.09853/) (2025)
- [Real-World Gaps in AI Governance Research](https://mlsanity.com/paper/2505.00174/) (2025)
- [SycoEval-EM: Sycophancy Evaluation of Large Language Models in Simulated Clinical Encounters for Emergency Care](https://mlsanity.com/paper/2601.16529/) (2026)
- [AI Alignment Breaks at the Edge](https://mlsanity.com/paper/2602.20042/) (2026)
- [Towards deployment-centric multimodal AI beyond vision and language](https://mlsanity.com/paper/2504.03603/) (2025)
- [Detecting and Preventing Harmful Behaviors in AI Companions: Development and Evaluation of the SHIELD Supervisory System](https://mlsanity.com/paper/2510.15891/) (2025)
- [Scaling Reinforcement Learning for Content Moderation with Large Language Models](https://mlsanity.com/paper/2512.20061/) (2025)
- [Bridging Today and the Future of Humanity: AI Safety in 2024 and Beyond](https://mlsanity.com/paper/2410.18114/) (2024)
- [CASE: An Agentic AI Framework for Enhancing Scam Intelligence in Digital Payments](https://mlsanity.com/paper/2508.19932/) (2025)
- [Societal Capacity Assessment Framework: Measuring Resilience to Inform Advanced AI Risk Management](https://mlsanity.com/paper/2509.22742/) (2025)
- [Quality Is Not a Safety Proxy Under Quantization](https://mlsanity.com/paper/2606.10154/) (2026)
- [Standardization Trends on Safety and Trustworthiness Technology for Advanced AI](https://mlsanity.com/paper/2410.22151/) (2024)
- [I'm Sorry Driver, I'm Afraid I Can't Do That: Appraising the Safety of LLMs within Automotive Contexts](https://mlsanity.com/paper/2606.14327/) (2026)
- [EvalSafetyGap: A Hybrid Survey and Conceptual Framework for LLM Evaluation-Safety Failures](https://mlsanity.com/paper/2606.30219/) (2026)
- [When Do Model Internals Help? Exploring the Role of Representation Engineering in LLM Safety](https://mlsanity.com/paper/2609.34771/) (2026)

## Abstract (arXiv)

Safety and responsibility evaluations of advanced AI models are a critical but developing field of research and practice. In the development of Google DeepMind's advanced AI models, we innovated on and applied a broad set of approaches to safety evaluation. In this report, we summarise and share elements of our evolving approach as well as lessons learned for a broad audience. Key lessons learned include: First, theoretical underpinnings and frameworks are invaluable to organise the breadth of risk domains, modalities, forms, metrics, and goals. Second, theory and practice of safety evaluation development each benefit from collaboration to clarify goals, methods and challenges, and facilitate the transfer of insights between different stakeholders and disciplines. Third, similar key methods, lessons, and institutions apply across the range of concerns in responsibility and safety - including established and emerging harms. For this reason it is important that a wide range of actors working on safety evaluation and safety research communities work together to develop, refine and implement novel evaluation approaches and best practices, rather than operating in silos. The report concludes with outlining the clear need to rapidly advance the science of evaluations, to integrate new evaluations into the development and governance of AI, to establish scientifically-grounded norms and standards, and to promote a robust evaluation ecosystem.
