# A Framework for Feasible Counterfactual Exploration incorporating Causality, Sparsity and Density

arXiv: https://arxiv.org/abs/2404.13476 · HTML: https://mlsanity.com/paper/2404.13476/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 14 of its 20 references that are in the map.
- First posted on arXiv 20 Apr 2024.

## Builds on (most cited first, 14 of 14)

- [Auto-Encoding Variational Bayes](https://mlsanity.com/paper/1312.6114/) (2013)
- [Explanation in Artificial Intelligence: Insights from the Social Sciences](https://mlsanity.com/paper/1706.07269/) (2017)
- [Counterfactual Explanations without Opening the Black Box: Automated Decisions and the GDPR](https://mlsanity.com/paper/1711.00399/) (2017)
- [Explaining Machine Learning Classifiers through Diverse Counterfactual Explanations](https://mlsanity.com/paper/1905.07697/) (2019)
- [Explanations based on the Missing: Towards Contrastive Explanations with Pertinent Negatives](https://mlsanity.com/paper/1802.07623/) (2018)
- [FACE: Feasible and Actionable Counterfactual Explanations](https://mlsanity.com/paper/1909.09369/) (2019)
- [Counterfactual Explanations and Algorithmic Recourses for Machine Learning: A Review](https://mlsanity.com/paper/2010.10596/) (2020)
- [Preserving Causal Constraints in Counterfactual Explanations for Machine Learning Classifiers](https://mlsanity.com/paper/1912.03277/) (2019)
- [Benchmarking and Survey of Explanation Methods for Black Box Models](https://mlsanity.com/paper/2102.13076/) (2021)
- [Towards Realistic Individual Recourse and Actionable Explanations in Black-Box Decision Making Systems](https://mlsanity.com/paper/1907.09615/) (2019)
- [A survey of algorithmic recourse: definitions, formulations, solutions, and prospects](https://mlsanity.com/paper/2010.04050/) (2020)
- [CARLA: A Python Library to Benchmark Algorithmic Recourse and Counterfactual Explanation Algorithms](https://mlsanity.com/paper/2108.00783/) (2021)
- [On the Robustness of Sparse Counterfactual Explanations to Adverse Perturbations](https://mlsanity.com/paper/2201.09051/) (2022)
- [Counterfactual Explanations for Time Series Forecasting](https://mlsanity.com/paper/2310.08137/) (2023)

## Abstract (arXiv)

The imminent need to interpret the output of a Machine Learning model with counterfactual (CF) explanations - via small perturbations to the input - has been notable in the research community. Although the variety of CF examples is important, the aspect of them being feasible at the same time, does not necessarily apply in their entirety. This work uses different benchmark datasets to examine through the preservation of the logical causal relations of their attributes, whether CF examples can be generated after a small amount of changes to the original input, be feasible and actually useful to the end-user in a real-world case. To achieve this, we used a black box model as a classifier, to distinguish the desired from the input class and a Variational Autoencoder (VAE) to generate feasible CF examples. As an extension, we also extracted two-dimensional manifolds (one for each dataset) that located the majority of the feasible examples, a representation that adequately distinguished them from infeasible ones. For our experimentation we used three commonly used datasets and we managed to generate feasible and at the same time sparse, CF examples that satisfy all possible predefined causal constraints, by confirming their importance with the attributes in a dataset.
