# Safe Reinforcement Learning on the Constraint Manifold: Theory and Applications

arXiv: https://arxiv.org/abs/2404.09080 · HTML: https://mlsanity.com/paper/2404.09080/

## Key facts

- Cited by 15 papers in the map (data through 14 Oct 2026).
- Placed in Safe and constrained RL, one of 15 directions in Deep reinforcement learning methods.
- Builds on 62 of its 108 references that are in the map.
- First posted on arXiv 13 Apr 2024.

## Placed in

- Deep reinforcement learning methods / [Safe and constrained RL](https://mlsanity.com/deeprl/safe-and-constrained-rl/)

## Builds on (most cited first, 30 of 62)

- [Soft Actor-Critic Algorithms and Applications](https://mlsanity.com/paper/1812.05905/) (2018)
- [Constrained Policy Optimization](https://mlsanity.com/paper/1705.10528/) (2017)
- [Safe Reinforcement Learning via Shielding](https://mlsanity.com/paper/1708.08611/) (2017)
- [Reward Constrained Policy Optimization](https://mlsanity.com/paper/1805.11074/) (2018)
- [Control Barrier Functions: Theory and Applications](https://mlsanity.com/paper/1903.11199/) (2019)
- [Safe Learning in Robotics: From Learning-Based Control to Safe Reinforcement Learning](https://mlsanity.com/paper/2108.06266/) (2021)
- [Safe Model-based Reinforcement Learning with Stability Guarantees](https://mlsanity.com/paper/1705.08551/) (2017)
- [Responsive Safety in Reinforcement Learning by PID Lagrangian Methods](https://mlsanity.com/paper/2007.03964/) (2020)
- [A Lyapunov-based Approach to Safe Reinforcement Learning](https://mlsanity.com/paper/1805.07708/) (2018)
- [End-to-End Safe Reinforcement Learning through Barrier Functions for Safety-Critical Continuous Control Tasks](https://mlsanity.com/paper/1903.08792/) (2019)
- [Safe Exploration in Continuous Action Spaces](https://mlsanity.com/paper/1801.08757/) (2018)
- [How to Train Your Robot with Deep Reinforcement Learning; Lessons We've Learned](https://mlsanity.com/paper/2102.02915/) (2021)
- [A General Safety Framework for Learning-Based Control in Uncertain Robotic Systems](https://mlsanity.com/paper/1705.01292/) (2017)
- [OSQP: An Operator Splitting Solver for Quadratic Programs](https://mlsanity.com/paper/1711.08013/) (2017)
- [ANYmal Parkour: Learning Agile Navigation for Quadrupedal Robots](https://mlsanity.com/paper/2306.14874/) (2023)
- [Safe Control with Learned Certificates: A Survey of Neural Lyapunov, Barrier, and Contraction methods](https://mlsanity.com/paper/2202.11762/) (2022)
- [Robot Parkour Learning](https://mlsanity.com/paper/2309.05665/) (2023)
- [Lyapunov-based Safe Policy Optimization for Continuous Control](https://mlsanity.com/paper/1901.10031/) (2019)
- [Bayesian Optimization with Safety Constraints: Safe and Automatic Parameter Tuning in Robotics](https://mlsanity.com/paper/1602.04450/) (2016)
- [Provably Efficient Safe Exploration via Primal-Dual Policy Optimization](https://mlsanity.com/paper/2003.00534/) (2020)
- [IPO: Interior-point Policy Optimization under Constraints](https://mlsanity.com/paper/1910.09615/) (2019)
- [Learning-based Model Predictive Control for Safe Exploration](https://mlsanity.com/paper/1803.08287/) (2018)
- [Reaching the Limit in Autonomous Racing: Optimal Control versus Reinforcement Learning](https://mlsanity.com/paper/2310.10943/) (2023)
- [Visual Dexterity: In-Hand Reorientation of Novel and Complex Object Shapes](https://mlsanity.com/paper/2211.11744/) (2022)
- [Learning Control Barrier Functions from Expert Demonstrations](https://mlsanity.com/paper/2004.03315/) (2020)
- [OptLayer - Practical Constrained Optimization for Deep Reinforcement Learning in the Real World](https://mlsanity.com/paper/1709.07643/) (2017)
- [Learning for Safety-Critical Control with Control Barrier Functions](https://mlsanity.com/paper/1912.10099/) (2019)
- [Safe Offline Reinforcement Learning with Feasibility-Guided Diffusion Model](https://mlsanity.com/paper/2401.10700/) (2024)
- [Enforcing Hard Constraints with Soft Barriers: Safe Reinforcement Learning in Unknown Stochastic Environments](https://mlsanity.com/paper/2209.15090/) (2022)
- [Safe Reinforcement Learning Using Robust Control Barrier Functions](https://mlsanity.com/paper/2110.05415/) (2021)

## Built on by (most cited first, 15 of 15)

- [Failure-Aware RL: Reliable Offline-to-Online Reinforcement Learning with Self-Recovery for Real-World Manipulation](https://mlsanity.com/paper/2601.07821/) (2026)
- [Enhancing Efficiency of Safe Reinforcement Learning via Sample Manipulation](https://mlsanity.com/paper/2405.20860/) (2024)
- [Spectral-Risk Safe Reinforcement Learning with Convergence Guarantees](https://mlsanity.com/paper/2405.18698/) (2024)
- [Bridging the gap between Learning-to-plan, Motion Primitives and Safe Reinforcement Learning](https://mlsanity.com/paper/2408.14063/) (2024)
- [ARMOR: Egocentric Perception for Humanoid Robot Collision Avoidance and Motion Planning](https://mlsanity.com/paper/2412.00396/) (2024)
- [Handling Long-Term Safety and Uncertainty in Safe Reinforcement Learning](https://mlsanity.com/paper/2409.12045/) (2024)
- [The Auton Agentic AI Framework](https://mlsanity.com/paper/2602.23720/) (2026)
- [A Retrospective on the Robot Air Hockey Challenge: Benchmarking Robust, Reliable, and Safe Learning Techniques for Real-world Robotics](https://mlsanity.com/paper/2411.05718/) (2024)
- [Coloring Between the Lines: Personalization in the Null Space of Planning Constraints](https://mlsanity.com/paper/2505.15503/) (2025)
- [Safe Execution of RL Policies Via Acceleration-Based CBF-QP Constraint Enforcement for Real-World Robotic Deployments](https://mlsanity.com/paper/2607.14488/) (2026)
- [Safe and Generalizable Hierarchical Multi-Agent RL via Constraint Manifold Control](https://mlsanity.com/paper/2606.24010/) (2026)
- [Directional Constraints for Efficient Exploration in Safe Reinforcement Learning](https://mlsanity.com/paper/2607.12784/) (2026)
- [CALOS: Control-Affine Lyapunov On-manifold Safety Layer for Safe Deep Reinforcement Learning for Quadrotors](https://mlsanity.com/paper/2609.17758/) (2026)
- [Phase-Gated Constrained Reinforcement Learning for End-to-End Capture and Detumbling of Non-Cooperative Targets](https://mlsanity.com/paper/2610.15491/) (2026)
- [Safe Reinforcement Learning with Receding-Horizon Safety Critic and Differentiable Action Shields](https://mlsanity.com/paper/2610.20255/) (2026)

## Abstract (arXiv)

Integrating learning-based techniques, especially reinforcement learning, into robotics is promising for solving complex problems in unstructured environments. However, most existing approaches are trained in well-tuned simulators and subsequently deployed on real robots without online fine-tuning. In this setting, extensive engineering is required to mitigate the sim-to-real gap, which can be challenging for complex systems. Instead, learning with real-world interaction data offers a promising alternative: it not only eliminates the need for a fine-tuned simulator but also applies to a broader range of tasks where accurate modeling is unfeasible. One major problem for on-robot reinforcement learning is ensuring safety, as uncontrolled exploration can cause catastrophic damage to the robot or the environment. Indeed, safety specifications, often represented as constraints, can be complex and non-linear, making safety challenging to guarantee in learning systems. In this paper, we show how we can impose complex safety constraints on learning-based robotics systems in a principled manner, both from theoretical and practical points of view. Our approach is based on the concept of the Constraint Manifold, representing the set of safe robot configurations. Exploiting differential geometry techniques, i.e., the tangent space, we can construct a safe action space, allowing learning agents to sample arbitrary actions while ensuring safety. We demonstrate the method's effectiveness in a real-world Robot Air Hockey task, showing that our method can handle high-dimensional tasks with complex constraints. Videos of the real robot experiments are available on the project website (https://puzeliu.github.io/TRO-ATACOM).
