# Negative Preference Optimization: From Catastrophic Collapse to Effective Unlearning

arXiv: https://arxiv.org/abs/2404.05868 · HTML: https://mlsanity.com/paper/2404.05868/

## Key facts

- Cited by 504 papers in the map (data through 14 Oct 2026).
- Placed in LLM preference optimization methods, one of 10 directions in LLM alignment / RLHF / preference optimisation.
- Builds on 36 of its 44 references that are in the map.
- First posted on arXiv 8 Apr 2024.

## Placed in

- LLM alignment / RLHF / preference optimisation / [LLM preference optimization methods](https://mlsanity.com/alignment/llm-preference-optimization-methods/)
- LLM safety and security / [Machine unlearning](https://mlsanity.com/safety/machine-unlearning/)

## Builds on (most cited first, 30 of 36)

- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [Llama 2: Open Foundation and Fine-Tuned Chat Models](https://mlsanity.com/paper/2307.09288/) (2023)
- [Direct Preference Optimization: Your Language Model is Secretly a Reward Model](https://mlsanity.com/paper/2305.18290/) (2023)
- [Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedback](https://mlsanity.com/paper/2204.05862/) (2022)
- [Locating and Editing Factual Associations in GPT](https://mlsanity.com/paper/2202.05262/) (2022)
- [Learning to summarize from human feedback](https://mlsanity.com/paper/2009.01325/) (2020)
- [Extracting Training Data from Large Language Models](https://mlsanity.com/paper/2012.07805/) (2020)
- [Understanding Black-box Predictions via Influence Functions](https://mlsanity.com/paper/1703.04730/) (2017)
- [Machine Unlearning](https://mlsanity.com/paper/1912.03817/) (2019)
- [BeaverTails: Towards Improved Safety Alignment of LLM via a Human-Preference Dataset](https://mlsanity.com/paper/2307.04657/) (2023)
- [Quantifying Memorization Across Neural Language Models](https://mlsanity.com/paper/2202.07646/) (2022)
- [Eternal Sunshine of the Spotless Net: Selective Forgetting in Deep Networks](https://mlsanity.com/paper/1911.04933/) (2019)
- [Certified Data Removal from Machine Learning Models](https://mlsanity.com/paper/1911.03030/) (2019)
- [TOFU: A Task of Fictitious Unlearning for LLMs](https://mlsanity.com/paper/2401.06121/) (2024)
- [The WMDP Benchmark: Measuring and Reducing Malicious Use With Unlearning](https://mlsanity.com/paper/2403.03218/) (2024)
- [Making AI Forget You: Data Deletion in Machine Learning](https://mlsanity.com/paper/1907.05012/) (2019)
- [Memory-Based Model Editing at Scale](https://mlsanity.com/paper/2206.06520/) (2022)
- [Knowledge Unlearning for Mitigating Privacy Risks in Language Models](https://mlsanity.com/paper/2210.01504/) (2022)
- [Detecting Pretraining Data from Large Language Models](https://mlsanity.com/paper/2310.16789/) (2023)
- [Who's Harry Potter? Approximate Unlearning in LLMs](https://mlsanity.com/paper/2310.02238/) (2023)
- [Remember What You Want to Forget: Algorithms for Machine Unlearning](https://mlsanity.com/paper/2103.03279/) (2021)
- [A Survey of Machine Unlearning](https://mlsanity.com/paper/2209.02299/) (2022)
- [Large Language Model Unlearning](https://mlsanity.com/paper/2310.10683/) (2023)
- [Unrolling SGD: Understanding Factors Influencing Machine Unlearning](https://mlsanity.com/paper/2109.13398/) (2021)
- [Rethinking Machine Unlearning for Large Language Models](https://mlsanity.com/paper/2402.08787/) (2024)
- [Approximate Data Deletion from Machine Learning Models](https://mlsanity.com/paper/2002.10077/) (2020)
- [In-Context Unlearning: Language Models as Few Shot Unlearners](https://mlsanity.com/paper/2310.07579/) (2023)
- [Unlearn What You Want to Forget: Efficient Unlearning for LLMs](https://mlsanity.com/paper/2310.20150/) (2023)
- [Are Large Pre-Trained Language Models Leaking Your Personal Information?](https://mlsanity.com/paper/2205.12628/) (2022)
- [Eight Methods to Evaluate Robust Unlearning in LLMs](https://mlsanity.com/paper/2402.16835/) (2024)

## Built on by (most cited first, 30 of 504)

- [MUSE: Machine Unlearning Six-Way Evaluation for Language Models](https://mlsanity.com/paper/2407.06460/) (2024)
- [Simplicity Prevails: Rethinking Negative Preference Optimization for LLM Unlearning](https://mlsanity.com/paper/2410.07163/) (2024)
- [Advances and Challenges in Foundation Agents: From Brain-Inspired Intelligence to Evolutionary, Collaborative, and Safe Systems](https://mlsanity.com/paper/2504.01990/) (2025)
- [An Adversarial Perspective on Machine Unlearning for AI Safety](https://mlsanity.com/paper/2409.18025/) (2024)
- [Large Language Model Unlearning via Embedding-Corrupted Prompts](https://mlsanity.com/paper/2406.07933/) (2024)
- [A Comprehensive Survey in LLM(-Agent) Full Stack Safety: Data, Training and Deployment](https://mlsanity.com/paper/2504.15585/) (2025)
- [Efficient Adversarial Training in LLMs with Continuous Attacks](https://mlsanity.com/paper/2405.15589/) (2024)
- [Fast Best-of-N Decoding via Speculative Rejection](https://mlsanity.com/paper/2410.20290/) (2024)
- [Provably Mitigating Overoptimization in RLHF: Your SFT Loss is Implicitly an Adversarial Regularizer](https://mlsanity.com/paper/2405.16436/) (2024)
- [SOUL: Unlocking the Power of Second-Order Optimization for LLM Unlearning](https://mlsanity.com/paper/2404.18239/) (2024)
- [RL on Incorrect Synthetic Data Scales the Efficiency of LLM Math Reasoning by Eight-Fold](https://mlsanity.com/paper/2406.14532/) (2024)
- [Learning Dynamics of LLM Finetuning](https://mlsanity.com/paper/2407.10490/) (2024)
- [Reversing the Forget-Retain Objectives: An Efficient LLM Unlearning Framework from Logit Difference](https://mlsanity.com/paper/2406.08607/) (2024)
- [Unlearning or Obfuscating? Jogging the Memory of Unlearned LLMs via Benign Relearning](https://mlsanity.com/paper/2406.13356/) (2024)
- [OpenUnlearning: Accelerating LLM Unlearning via Unified Benchmarking of Methods and Metrics](https://mlsanity.com/paper/2506.12618/) (2025)
- [Catastrophic Failure of LLM Unlearning via Quantization](https://mlsanity.com/paper/2410.16454/) (2024)
- [Towards LLM Unlearning Resilient to Relearning Attacks: A Sharpness-Aware Minimization Perspective and Beyond](https://mlsanity.com/paper/2502.05374/) (2025)
- [RWKU: Benchmarking Real-World Knowledge Unlearning for Large Language Models](https://mlsanity.com/paper/2406.10890/) (2024)
- [LLM Unlearning via Loss Adjustment with Only Forget Data](https://mlsanity.com/paper/2410.11143/) (2024)
- [Reinforcement Learning Enhanced LLMs: A Survey](https://mlsanity.com/paper/2412.10400/) (2024)
- [Protecting Privacy in Multimodal Large Language Models with MLLMU-Bench](https://mlsanity.com/paper/2410.22108/) (2024)
- [VLSBench: Unveiling Visual Leakage in Multimodal Safety](https://mlsanity.com/paper/2411.19939/) (2024)
- [Rethinking LLM Unlearning Objectives: A Gradient Perspective and Go Beyond](https://mlsanity.com/paper/2502.19301/) (2025)
- [Tapered Off-Policy REINFORCE: Stable and efficient reinforcement learning for LLMs](https://mlsanity.com/paper/2503.14286/) (2025)
- [A Closer Look at Machine Unlearning for Large Language Models](https://mlsanity.com/paper/2410.08109/) (2024)
- [On Large Language Model Continual Unlearning](https://mlsanity.com/paper/2407.10223/) (2024)
- [On Evaluating the Durability of Safeguards for Open-Weight LLMs](https://mlsanity.com/paper/2412.07097/) (2024)
- [Be like a Goldfish, Don't Memorize! Mitigating Memorization in Generative LLMs](https://mlsanity.com/paper/2406.10209/) (2024)
- [Direct Unlearning Optimization for Robust and Safe Text-to-Image Models](https://mlsanity.com/paper/2407.21035/) (2024)
- [Machine Unlearning in Generative AI: A Survey](https://mlsanity.com/paper/2407.20516/) (2024)

## Abstract (arXiv)

Large Language Models (LLMs) often memorize sensitive, private, or copyrighted data during pre-training. LLM unlearning aims to eliminate the influence of undesirable data from the pre-trained model while preserving the model's utilities on other tasks. Several practical methods have recently been proposed for LLM unlearning, mostly based on gradient ascent (GA) on the loss of undesirable data. However, on certain unlearning tasks, these methods either fail to effectively unlearn the target data or suffer from catastrophic collapse -- a drastic degradation of the model's utilities. In this paper, we propose Negative Preference Optimization (NPO), a simple alignment-inspired method that could efficiently and effectively unlearn a target dataset. We theoretically show that the progression toward catastrophic collapse by minimizing the NPO loss is exponentially slower than GA. Through experiments on synthetic data and the benchmark TOFU dataset, we demonstrate that NPO-based methods achieve a better balance between unlearning the undesirable data and maintaining the model's utilities. We also observe that NPO-based methods generate more sensible outputs than GA-based methods, whose outputs are often gibberish. Remarkably, on TOFU, NPO-based methods are the first to achieve reasonable unlearning results in forgetting 50% (or more) of the training data, whereas existing methods already struggle with forgetting 10% of training data.