# Emotion Recognition Using Transformers with Masked Learning

arXiv: https://arxiv.org/abs/2403.13731 · HTML: https://mlsanity.com/paper/2403.13731/

## Key facts

- Cited by 4 papers in the map (data through 14 Oct 2026).
- Builds on 22 of its 26 references that are in the map.
- First posted on arXiv 19 Mar 2024.

## Builds on (most cited first, 22 of 22)

- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [An Image is Worth 16x16 Words: Transformers for Image Recognition at Scale](https://mlsanity.com/paper/2010.11929/) (2020)
- [Masked Autoencoders Are Scalable Vision Learners](https://mlsanity.com/paper/2111.06377/) (2021)
- [Expression, Affect, Action Unit Recognition: Aff-Wild2, Multi-Task Learning and ArcFace](https://mlsanity.com/paper/1910.04855/) (2019)
- [Deep Affect Prediction in-the-wild: Aff-Wild Database and Challenge, Deep Architectures, and Beyond](https://mlsanity.com/paper/1804.10938/) (2018)
- [Analysing Affective Behavior in the First ABAW 2020 Competition](https://mlsanity.com/paper/2001.11409/) (2020)
- [Affect Analysis in-the-wild: Valence-Arousal, Expressions, Action Units and a Unified Framework](https://mlsanity.com/paper/2103.15792/) (2021)
- [Distribution Matching for Heterogeneous Multi-Task Learning: a Large-scale Face Study](https://mlsanity.com/paper/2105.03790/) (2021)
- [Analysing Affective Behavior in the second ABAW2 Competition](https://mlsanity.com/paper/2106.15318/) (2021)
- [ABAW: Valence-Arousal Estimation, Expression Recognition, Action Unit Detection & Multi-Task Learning Challenges](https://mlsanity.com/paper/2202.10659/) (2022)
- [Face Behavior a la carte: Expressions, Affect and Action Units in a Single Network](https://mlsanity.com/paper/1910.11111/) (2019)
- [ABAW: Learning from Synthetic Data & Multi-Task Learning Challenges](https://mlsanity.com/paper/2207.01138/) (2022)
- [ABAW: Valence-Arousal Estimation, Expression Recognition, Action Unit Detection & Emotional Reaction Intensity Estimation Challenges](https://mlsanity.com/paper/2303.01498/) (2023)
- [Better plain ViT baselines for ImageNet-1k](https://mlsanity.com/paper/2205.01580/) (2022)
- [The 6th Affective Behavior Analysis in-the-wild (ABAW) Competition](https://mlsanity.com/paper/2402.19344/) (2024)
- [Multi-modal Facial Affective Analysis based on Masked Autoencoder](https://mlsanity.com/paper/2303.10849/) (2023)
- [Leveraging TCN and Transformer for effective visual-audio fusion in continuous emotion recognition](https://mlsanity.com/paper/2303.08356/) (2023)
- [Multimodal Continuous Emotion Recognition: A Technical Report for ABAW5](https://mlsanity.com/paper/2303.10335/) (2023)
- [A transformer-based approach to video frame-level prediction in Affective Behaviour Analysis In-the-wild](https://mlsanity.com/paper/2303.09293/) (2023)
- [Spatio-Temporal AU Relational Graph Representation Learning For Facial Action Units Detection](https://mlsanity.com/paper/2303.10644/) (2023)
- [Local Region Perception and Relationship Learning Combined with Feature Fusion for Facial Action Unit Detection](https://mlsanity.com/paper/2303.08545/) (2023)

## Built on by (most cited first, 4 of 4)

- [7th ABAW Competition: Multi-Task Learning and Compound Expression Recognition](https://mlsanity.com/paper/2407.03835/) (2024)
- [Recursive Joint Cross-Modal Attention for Multimodal Fusion in Dimensional Emotion Recognition](https://mlsanity.com/paper/2403.13659/) (2024)
- [MAVEN: Multi-modal Attention for Valence-Arousal Emotion Network](https://mlsanity.com/paper/2503.12623/) (2025)
- [Emotion estimation from video footage with LSTM](https://mlsanity.com/paper/2501.13432/) (2025)

## Abstract (arXiv)

In recent years, deep learning has achieved innovative advancements in various fields, including the analysis of human emotions and behaviors. Initiatives such as the Affective Behavior Analysis in-the-wild (ABAW) competition have been particularly instrumental in driving research in this area by providing diverse and challenging datasets that enable precise evaluation of complex emotional states. This study leverages the Vision Transformer (ViT) and Transformer models to focus on the estimation of Valence-Arousal (VA), which signifies the positivity and intensity of emotions, recognition of various facial expressions, and detection of Action Units (AU) representing fundamental muscle movements. This approach transcends traditional Convolutional Neural Networks (CNNs) and Long Short-Term Memory (LSTM) based methods, proposing a new Transformer-based framework that maximizes the understanding of temporal and spatial features. The core contributions of this research include the introduction of a learning technique through random frame masking and the application of Focal loss adapted for imbalanced data, enhancing the accuracy and applicability of emotion and behavior analysis in real-world settings. This approach is expected to contribute to the advancement of emotional computing and deep learning methodologies.
