# RigorLLM: Resilient Guardrails for Large Language Models against Undesired Content

arXiv: https://arxiv.org/abs/2403.13031 · HTML: https://mlsanity.com/paper/2403.13031/

## Key facts

- Cited by 68 papers in the map (data through 14 Oct 2026).
- Placed in Jailbreaking, one of 12 directions in LLM safety and security.
- Builds on 34 of its 37 references that are in the map.
- First posted on arXiv 19 Mar 2024.

## Placed in

- LLM safety and security / [Jailbreaking](https://mlsanity.com/safety/jailbreaking/)

## Builds on (most cited first, 30 of 34)

- [GPT-4 Technical Report](https://mlsanity.com/paper/2303.08774/) (2023)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [Llama 2: Open Foundation and Fine-Tuned Chat Models](https://mlsanity.com/paper/2307.09288/) (2023)
- [Judging LLM-as-a-Judge with MT-Bench and Chatbot Arena](https://mlsanity.com/paper/2306.05685/) (2023)
- [HotpotQA: A Dataset for Diverse, Explainable Multi-hop Question Answering](https://mlsanity.com/paper/1809.09600/) (2018)
- [Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedback](https://mlsanity.com/paper/2204.05862/) (2022)
- [QLoRA: Efficient Finetuning of Quantized LLMs](https://mlsanity.com/paper/2305.14314/) (2023)
- [Mistral 7B](https://mlsanity.com/paper/2310.06825/) (2023)
- [Universal and Transferable Adversarial Attacks on Aligned Language Models](https://mlsanity.com/paper/2307.15043/) (2023)
- [Constitutional AI: Harmlessness from AI Feedback](https://mlsanity.com/paper/2212.08073/) (2022)
- [Llama Guard: LLM-based Input-Output Safeguard for Human-AI Conversations](https://mlsanity.com/paper/2312.06674/) (2023)
- [Fine-tuning Aligned Language Models Compromises Safety, Even When Users Do Not Intend To!](https://mlsanity.com/paper/2310.03693/) (2023)
- [AutoDAN: Generating Stealthy Jailbreak Prompts on Aligned Large Language Models](https://mlsanity.com/paper/2310.04451/) (2023)
- [Tree of Attacks: Jailbreaking Black-Box LLMs Automatically](https://mlsanity.com/paper/2312.02119/) (2023)
- [Baseline Defenses for Adversarial Attacks Against Aligned Language Models](https://mlsanity.com/paper/2309.00614/) (2023)
- [How Johnny Can Persuade LLMs to Jailbreak Them: Rethinking Persuasion to Challenge AI Safety by Humanizing LLMs](https://mlsanity.com/paper/2401.06373/) (2024)
- [Sleeper Agents: Training Deceptive LLMs that Persist Through Safety Training](https://mlsanity.com/paper/2401.05566/) (2024)
- [DecodingTrust: A Comprehensive Assessment of Trustworthiness in GPT Models](https://mlsanity.com/paper/2306.11698/) (2023)
- [SmoothLLM: Defending Large Language Models Against Jailbreaking Attacks](https://mlsanity.com/paper/2310.03684/) (2023)
- [Catastrophic Jailbreak of Open-source LLMs via Exploiting Generation](https://mlsanity.com/paper/2310.06987/) (2023)
- [Jailbreak and Guard Aligned Language Models with Only Few In-Context Demonstrations](https://mlsanity.com/paper/2310.06387/) (2023)
- [GPT-4 Is Too Smart To Be Safe: Stealthy Chat with LLMs via Cipher](https://mlsanity.com/paper/2308.06463/) (2023)
- [NeMo Guardrails: A Toolkit for Controllable and Safe LLM Applications with Programmable Rails](https://mlsanity.com/paper/2310.10501/) (2023)
- [A Holistic Approach to Undesired Content Detection in the Real World](https://mlsanity.com/paper/2208.03274/) (2022)
- [Low-Resource Languages Jailbreak GPT-4](https://mlsanity.com/paper/2310.02446/) (2023)
- [Multilingual Jailbreak Challenges in Large Language Models](https://mlsanity.com/paper/2310.06474/) (2023)
- [ToxicChat: Unveiling Hidden Challenges of Toxicity Detection in Real-World User-AI Conversation](https://mlsanity.com/paper/2310.17389/) (2023)
- [Cross-Entropy Loss Functions: Theoretical Analysis and Applications](https://mlsanity.com/paper/2304.07288/) (2023)
- [Defending Against Alignment-Breaking Attacks via Robustly Aligned LLM](https://mlsanity.com/paper/2309.14348/) (2023)
- [A New Generation of Perspective API: Efficient Multilingual Character-level Transformers](https://mlsanity.com/paper/2202.11176/) (2022)

## Built on by (most cited first, 30 of 68)

- [AmpleGCG: Learning a Universal and Transferable Generative Model of Adversarial Suffixes for Jailbreaking Both Open and Closed LLMs](https://mlsanity.com/paper/2404.07921/) (2024)
- [Tamper-Resistant Safeguards for Open-Weight LLMs](https://mlsanity.com/paper/2408.00761/) (2024)
- [AEGIS: Online Adaptive AI Content Safety Moderation with Ensemble of LLM Experts](https://mlsanity.com/paper/2404.05993/) (2024)
- [Llama Guard 3 Vision: Safeguarding Human-AI Image Understanding Conversations](https://mlsanity.com/paper/2411.10414/) (2024)
- [GuardAgent: Safeguard LLM Agents by a Guard Agent via Knowledge-Enabled Reasoning](https://mlsanity.com/paper/2406.09187/) (2024)
- [Know Your Limits: A Survey of Abstention in Large Language Models](https://mlsanity.com/paper/2407.18418/) (2024)
- [Large Language Model Unlearning via Embedding-Corrupted Prompts](https://mlsanity.com/paper/2406.07933/) (2024)
- [GuardReasoner: Towards Reasoning-based LLM Safeguards](https://mlsanity.com/paper/2501.18492/) (2025)
- [AGrail: A Lifelong Agent Guardrail with Effective and Adaptive Safety Detection](https://mlsanity.com/paper/2502.11448/) (2025)
- [LLMs know their vulnerabilities: Uncover Safety Gaps through Natural Distribution Shifts](https://mlsanity.com/paper/2410.10700/) (2024)
- [Improved Few-Shot Jailbreaking Can Circumvent Aligned Language Models and Their Defenses](https://mlsanity.com/paper/2406.01288/) (2024)
- [Refuse Whenever You Feel Unsafe: Improving Safety in LLMs via Decoupled Refusal Training](https://mlsanity.com/paper/2407.09121/) (2024)
- [Bag of Tricks: Benchmarking of Jailbreak Attacks on LLMs](https://mlsanity.com/paper/2406.09324/) (2024)
- [When LLM Meets DRL: Advancing Jailbreaking Efficiency via DRL-guided Search](https://mlsanity.com/paper/2406.08705/) (2024)
- [JAILJUDGE: A Comprehensive Jailbreak Judge Benchmark with Multi-Agent Enhanced Explanation Evaluation Framework](https://mlsanity.com/paper/2410.12855/) (2024)
- [Operationalizing a Threat Model for Red-Teaming Large Language Models (LLMs)](https://mlsanity.com/paper/2407.14937/) (2024)
- [Model Merging and Safety Alignment: One Bad Model Spoils the Bunch](https://mlsanity.com/paper/2406.14563/) (2024)
- [R2-Guard: Robust Reasoning Enabled LLM Guardrail via Knowledge-Enhanced Logical Reasoning](https://mlsanity.com/paper/2407.05557/) (2024)
- [JailbreakEval: An Integrated Toolkit for Evaluating Jailbreak Attempts Against Large Language Models](https://mlsanity.com/paper/2406.09321/) (2024)
- [A Survey of Useful LLM Evaluation](https://mlsanity.com/paper/2406.00936/) (2024)
- [On Calibration of LLM-based Guard Models for Reliable Content Moderation](https://mlsanity.com/paper/2410.10414/) (2024)
- [Frontier AI's Impact on the Cybersecurity Landscape](https://mlsanity.com/paper/2504.05408/) (2025)
- [SoK: Evaluating Jailbreak Guardrails for Large Language Models](https://mlsanity.com/paper/2506.10597/) (2025)
- [DynaGuard: A Dynamic Guardian Model With User-Defined Policies](https://mlsanity.com/paper/2509.02563/) (2025)
- [Mitigating Backdoor Threats to Large Language Models: Advancement and Challenges](https://mlsanity.com/paper/2409.19993/) (2024)
- [Swiss Cheese Model for AI Safety: A Taxonomy and Reference Architecture for Multi-Layered Guardrails of Foundation Model Based Agents](https://mlsanity.com/paper/2408.02205/) (2024)
- [Benchmarking LLM Guardrails in Handling Multilingual Toxicity](https://mlsanity.com/paper/2410.22153/) (2024)
- [X-Guard: Multilingual Guard Agent for Content Moderation](https://mlsanity.com/paper/2504.08848/) (2025)
- [SecurityLingua: Efficient Defense of LLM Jailbreak Attacks via Security-Aware Prompt Compression](https://mlsanity.com/paper/2506.12707/) (2025)
- [LLM Jailbreak Detection for (Almost) Free!](https://mlsanity.com/paper/2509.14558/) (2025)

## Abstract (arXiv)

Recent advancements in Large Language Models (LLMs) have showcased remarkable capabilities across various tasks in different domains. However, the emergence of biases and the potential for generating harmful content in LLMs, particularly under malicious inputs, pose significant challenges. Current mitigation strategies, while effective, are not resilient under adversarial attacks. This paper introduces Resilient Guardrails for Large Language Models (RigorLLM), a novel framework designed to efficiently and effectively moderate harmful and unsafe inputs and outputs for LLMs. By employing a multi-faceted approach that includes energy-based training data augmentation through Langevin dynamics, optimizing a safe suffix for inputs via minimax optimization, and integrating a fusion-based model combining robust KNN with LLMs based on our data augmentation, RigorLLM offers a robust solution to harmful content moderation. Our experimental evaluations demonstrate that RigorLLM not only outperforms existing baselines like OpenAI API and Perspective API in detecting harmful content but also exhibits unparalleled resilience to jailbreaking attacks. The innovative use of constrained optimization and a fusion-based guardrail approach represents a significant step forward in developing more secure and reliable LLMs, setting a new standard for content moderation frameworks in the face of evolving digital threats.