# Chain of Thought Explanation for Dialogue State Tracking

arXiv: https://arxiv.org/abs/2403.04656 · HTML: https://mlsanity.com/paper/2403.04656/

## Key facts

- Cited by 3 papers in the map (data through 14 Oct 2026).
- Placed in Reasoning benchmarks and evaluation, one of 17 directions in LLM reasoning.
- Builds on 29 of its 34 references that are in the map.
- First posted on arXiv 7 Mar 2024.

## Placed in

- LLM reasoning / [Reasoning benchmarks and evaluation](https://mlsanity.com/lr/reasoning-benchmarks-and-evaluation/)

## Builds on (most cited first, 29 of 29)

- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [Self-Consistency Improves Chain of Thought Reasoning in Language Models](https://mlsanity.com/paper/2203.11171/) (2022)
- [The Power of Scale for Parameter-Efficient Prompt Tuning](https://mlsanity.com/paper/2104.08691/) (2021)
- [Pre-train, Prompt, and Predict: A Systematic Survey of Prompting Methods in Natural Language Processing](https://mlsanity.com/paper/2107.13586/) (2021)
- [BLOOM: A 176B-Parameter Open-Access Multilingual Language Model](https://mlsanity.com/paper/2211.05100/) (2022)
- [Learn to Explain: Multimodal Reasoning via Thought Chains for Science Question Answering](https://mlsanity.com/paper/2209.09513/) (2022)
- [Challenging BIG-Bench Tasks and Whether Chain-of-Thought Can Solve Them](https://mlsanity.com/paper/2210.09261/) (2022)
- [Program of Thoughts Prompting: Disentangling Computation from Reasoning for Numerical Reasoning Tasks](https://mlsanity.com/paper/2211.12588/) (2022)
- [MultiWOZ -- A Large-Scale Multi-Domain Wizard-of-Oz Dataset for Task-Oriented Dialogue Modelling](https://mlsanity.com/paper/1810.00278/) (2018)
- [SAMSum Corpus: A Human-annotated Dialogue Dataset for Abstractive Summarization](https://mlsanity.com/paper/1911.12237/) (2019)
- [A Simple Language Model for Task-Oriented Dialogue](https://mlsanity.com/paper/2005.00796/) (2020)
- [A Network-based End-to-End Trainable Task-oriented Dialogue System](https://mlsanity.com/paper/1604.04562/) (2016)
- [Transferable Multi-Domain State Generator for Task-Oriented Dialogue Systems](https://mlsanity.com/paper/1905.08743/) (2019)
- [ConvFinQA: Exploring the Chain of Numerical Reasoning in Conversational Finance Question Answering](https://mlsanity.com/paper/2210.03849/) (2022)
- [Neural Belief Tracker: Data-Driven Dialogue State Tracking](https://mlsanity.com/paper/1606.03777/) (2016)
- [Multi-Task Pre-Training for Plug-and-Play Task-Oriented Dialogue System](https://mlsanity.com/paper/2109.14739/) (2021)
- [Large Language Models are few(1)-shot Table Reasoners](https://mlsanity.com/paper/2210.06710/) (2022)
- [Dialogue State Tracking with a Language Model using Schema-Driven Prompting](https://mlsanity.com/paper/2109.07506/) (2021)
- [Few-Shot Self-Rationalization with Natural Language Prompts](https://mlsanity.com/paper/2111.08284/) (2021)
- [Efficient Dialogue State Tracking by Selectively Overwriting Memory](https://mlsanity.com/paper/1911.03906/) (2019)
- [Description-Driven Task-Oriented Dialog Modeling](https://mlsanity.com/paper/2201.08904/) (2022)
- [Global-Locally Self-Attentive Dialogue State Tracker](https://mlsanity.com/paper/1805.09655/) (2018)
- [A Sequence-to-Sequence Approach to Dialogue State Tracking](https://mlsanity.com/paper/2011.09553/) (2020)
- [SPACE-3: Unified Dialog Model Pre-training for Task-Oriented Dialog Understanding and Generation](https://mlsanity.com/paper/2209.06664/) (2022)
- [Task-Optimized Adapters for an End-to-End Task-Oriented Dialogue System](https://mlsanity.com/paper/2305.02468/) (2023)
- [Efficient Context and Schema Fusion Networks for Multi-Domain Dialogue State Tracking](https://mlsanity.com/paper/2004.03386/) (2020)
- [Amendable Generation for Dialogue State Tracking](https://mlsanity.com/paper/2110.15659/) (2021)
- [Effective Sequence-to-Sequence Dialogue State Tracking](https://mlsanity.com/paper/2108.13990/) (2021)
- [Transforming Sequence Tagging Into A Seq2Seq Task](https://mlsanity.com/paper/2203.08378/) (2022)

## Built on by (most cited first, 3 of 3)

- [SaySelf: Teaching LLMs to Express Confidence with Self-Reflective Rationales](https://mlsanity.com/paper/2405.20974/) (2024)
- [TOD-ProcBench: Benchmarking Complex Instruction-Following in Task-Oriented Dialogues](https://mlsanity.com/paper/2511.15976/) (2025)
- [Agentic Persona Control and Task State Tracking for Realistic User Simulation in Interactive Scenarios](https://mlsanity.com/paper/2601.15290/) (2025)

## Abstract (arXiv)

Dialogue state tracking (DST) aims to record user queries and goals during a conversational interaction achieved by maintaining a predefined set of slots and their corresponding values. Current approaches decide slot values opaquely, while humans usually adopt a more deliberate approach by collecting information from relevant dialogue turns and then reasoning the appropriate values. In this work, we focus on the steps needed to figure out slot values by proposing a model named Chain-of-Thought-Explanation (CoTE) for the DST task. CoTE, which is built on the generative DST framework, is designed to create detailed explanations step by step after determining the slot values. This process leads to more accurate and reliable slot values. More-over, to improve the reasoning ability of the CoTE, we further construct more fluent and high-quality explanations with automatic paraphrasing, leading the method CoTE-refined. Experimental results on three widely recognized DST benchmarks-MultiWOZ 2.2, WoZ 2.0, and M2M-demonstrate the remarkable effectiveness of the CoTE. Furthermore, through a meticulous fine-grained analysis, we observe significant benefits of our CoTE on samples characterized by longer dialogue turns, user responses, and reasoning steps.
