# Guardrail Baselines for Unlearning in LLMs

arXiv: https://arxiv.org/abs/2403.03329 · HTML: https://mlsanity.com/paper/2403.03329/

## Key facts

- Cited by 96 papers in the map (data through 14 Oct 2026).
- Placed in Machine unlearning, one of 12 directions in LLM safety and security.
- Builds on 44 of its 56 references that are in the map.
- First posted on arXiv 5 Mar 2024.

## Placed in

- LLM safety and security / [Machine unlearning](https://mlsanity.com/safety/machine-unlearning/)

## Builds on (most cited first, 30 of 44)

- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [GPT-4 Technical Report](https://mlsanity.com/paper/2303.08774/) (2023)
- [Judging LLM-as-a-Judge with MT-Bench and Chatbot Arena](https://mlsanity.com/paper/2306.05685/) (2023)
- [Measuring Massive Multitask Language Understanding](https://mlsanity.com/paper/2009.03300/) (2020)
- [PaLM: Scaling Language Modeling with Pathways](https://mlsanity.com/paper/2204.02311/) (2022)
- [HellaSwag: Can a Machine Really Finish Your Sentence?](https://mlsanity.com/paper/1905.07830/) (2019)
- [Finetuned Language Models Are Zero-Shot Learners](https://mlsanity.com/paper/2109.01652/) (2021)
- [Mistral 7B](https://mlsanity.com/paper/2310.06825/) (2023)
- [Can a Suit of Armor Conduct Electricity? A New Dataset for Open Book Question Answering](https://mlsanity.com/paper/1809.02789/) (2018)
- [Machine Unlearning](https://mlsanity.com/paper/1912.03817/) (2019)
- [Membership Inference Attacks From First Principles](https://mlsanity.com/paper/2112.03570/) (2021)
- [Baseline Defenses for Adversarial Attacks Against Aligned Language Models](https://mlsanity.com/paper/2309.00614/) (2023)
- [Eternal Sunshine of the Spotless Net: Selective Forgetting in Deep Networks](https://mlsanity.com/paper/1911.04933/) (2019)
- [Certified Data Removal from Machine Learning Models](https://mlsanity.com/paper/1911.03030/) (2019)
- [TOFU: A Task of Fictitious Unlearning for LLMs](https://mlsanity.com/paper/2401.06121/) (2024)
- [SmoothLLM: Defending Large Language Models Against Jailbreaking Attacks](https://mlsanity.com/paper/2310.03684/) (2023)
- [Making AI Forget You: Data Deletion in Machine Learning](https://mlsanity.com/paper/1907.05012/) (2019)
- [Jailbreak and Guard Aligned Language Models with Only Few In-Context Demonstrations](https://mlsanity.com/paper/2310.06387/) (2023)
- [Detecting Pretraining Data from Large Language Models](https://mlsanity.com/paper/2310.16789/) (2023)
- [Who's Harry Potter? Approximate Unlearning in LLMs](https://mlsanity.com/paper/2310.02238/) (2023)
- [Unrolling SGD: Understanding Factors Influencing Machine Unlearning](https://mlsanity.com/paper/2109.13398/) (2021)
- [LEACE: Perfect linear concept erasure in closed form](https://mlsanity.com/paper/2306.03819/) (2023)
- [Rethinking Machine Unlearning for Large Language Models](https://mlsanity.com/paper/2402.08787/) (2024)
- [In-Context Unlearning: Language Models as Few Shot Unlearners](https://mlsanity.com/paper/2310.07579/) (2023)
- [Fast Yet Effective Machine Unlearning](https://mlsanity.com/paper/2111.08947/) (2021)
- [When Machine Unlearning Jeopardizes Privacy](https://mlsanity.com/paper/2005.02205/) (2020)
- [What Does it Mean for a Language Model to Preserve Privacy?](https://mlsanity.com/paper/2202.05520/) (2022)
- [LoRA Fine-tuning Efficiently Undoes Safety Training in Llama 2-Chat 70B](https://mlsanity.com/paper/2310.20624/) (2023)
- [Fast Machine Unlearning Without Retraining Through Selective Synaptic Dampening](https://mlsanity.com/paper/2308.07707/) (2023)
- [Adaptive Machine Unlearning](https://mlsanity.com/paper/2106.04378/) (2021)

## Built on by (most cited first, 30 of 96)

- [Simplicity Prevails: Rethinking Negative Preference Optimization for LLM Unlearning](https://mlsanity.com/paper/2410.07163/) (2024)
- [Large Language Model Unlearning via Embedding-Corrupted Prompts](https://mlsanity.com/paper/2406.07933/) (2024)
- [A Comprehensive Survey in LLM(-Agent) Full Stack Safety: Data, Training and Deployment](https://mlsanity.com/paper/2504.15585/) (2025)
- [SOUL: Unlocking the Power of Second-Order Optimization for LLM Unlearning](https://mlsanity.com/paper/2404.18239/) (2024)
- [Unlearning or Obfuscating? Jogging the Memory of Unlearned LLMs via Benign Relearning](https://mlsanity.com/paper/2406.13356/) (2024)
- [Catastrophic Failure of LLM Unlearning via Quantization](https://mlsanity.com/paper/2410.16454/) (2024)
- [Towards LLM Unlearning Resilient to Relearning Attacks: A Sharpness-Aware Minimization Perspective and Beyond](https://mlsanity.com/paper/2502.05374/) (2025)
- [RWKU: Benchmarking Real-World Knowledge Unlearning for Large Language Models](https://mlsanity.com/paper/2406.10890/) (2024)
- [LLM Unlearning via Loss Adjustment with Only Forget Data](https://mlsanity.com/paper/2410.11143/) (2024)
- [Position: LLM Unlearning Benchmarks are Weak Measures of Progress](https://mlsanity.com/paper/2410.02879/) (2024)
- [A Closer Look at Machine Unlearning for Large Language Models](https://mlsanity.com/paper/2410.08109/) (2024)
- [On Large Language Model Continual Unlearning](https://mlsanity.com/paper/2407.10223/) (2024)
- [Machine Unlearning in Generative AI: A Survey](https://mlsanity.com/paper/2407.20516/) (2024)
- [Soft Prompting for Unlearning in Large Language Models](https://mlsanity.com/paper/2406.12038/) (2024)
- [Meta-Unlearning on Diffusion Models: Preventing Relearning Unlearned Concepts](https://mlsanity.com/paper/2410.12777/) (2024)
- [Threats, Attacks, and Defenses in Machine Unlearning: A Survey](https://mlsanity.com/paper/2403.13682/) (2024)
- [Exploring Criteria of Loss Reweighting to Enhance LLM Unlearning](https://mlsanity.com/paper/2505.11953/) (2025)
- [Steering Out-of-Distribution Generalization with Concept Ablation Fine-Tuning](https://mlsanity.com/paper/2507.16795/) (2025)
- [Revisiting Who's Harry Potter: Towards Targeted Unlearning from a Causal Intervention Perspective](https://mlsanity.com/paper/2407.16997/) (2024)
- [A Comprehensive Survey of Machine Unlearning Techniques for Large Language Models](https://mlsanity.com/paper/2503.01854/) (2025)
- [Alternate Preference Optimization for Unlearning Factual Knowledge in Large Language Models](https://mlsanity.com/paper/2409.13474/) (2024)
- [MMUnlearner: Reformulating Multimodal Machine Unlearning in the Era of Multimodal Large Language Models](https://mlsanity.com/paper/2502.11051/) (2025)
- [Representation Bending for Large Language Model Safety](https://mlsanity.com/paper/2504.01550/) (2025)
- [To Forget or Not? Towards Practical Knowledge Unlearning for Large Language Models](https://mlsanity.com/paper/2407.01920/) (2024)
- [WAGLE: Strategic Weight Attribution for Effective and Modular Unlearning in Large Language Models](https://mlsanity.com/paper/2410.17509/) (2024)
- [Invariance Makes LLM Unlearning Resilient Even to Unanticipated Downstream Fine-Tuning](https://mlsanity.com/paper/2506.01339/) (2025)
- [GUARD: Generation-time LLM Unlearning via Adaptive Restriction and Detection](https://mlsanity.com/paper/2505.13312/) (2025)
- [UnStar: Unlearning with Self-Taught Anti-Sample Reasoning for LLMs](https://mlsanity.com/paper/2410.17050/) (2024)
- [Machine Unlearning Doesn't Do What You Think: Lessons for Generative AI Policy and Research](https://mlsanity.com/paper/2412.06966/) (2024)
- [A General Framework to Enhance Fine-tuning-based LLM Unlearning](https://mlsanity.com/paper/2502.17823/) (2025)

## Abstract (arXiv)

Recent work has demonstrated that finetuning is a promising approach to 'unlearn' concepts from large language models. However, finetuning can be expensive, as it requires both generating a set of examples and running iterations of finetuning to update the model. In this work, we show that simple guardrail-based approaches such as prompting and filtering can achieve unlearning results comparable to finetuning. We recommend that researchers investigate these lightweight baselines when evaluating the performance of more computationally intensive finetuning methods. While we do not claim that methods such as prompting or filtering are universal solutions to the problem of unlearning, our work suggests the need for evaluation metrics that can better separate the power of guardrails vs. finetuning, and highlights scenarios where guardrails expose possible unintended behavior in existing metrics and benchmarks.