# The Role of the Time-Dependent Hessian in High-Dimensional Optimization

arXiv: https://arxiv.org/abs/2403.02418 · HTML: https://mlsanity.com/paper/2403.02418/

## Key facts

- Cited by 7 papers in the map (data through 14 Oct 2026).
- Builds on 20 of its 49 references that are in the map.
- First posted on arXiv 4 Mar 2024.

## Builds on (most cited first, 20 of 20)

- [Exploring Generalization in Deep Learning](https://mlsanity.com/paper/1706.08947/) (2017)
- [An Investigation into Neural Net Optimization via Hessian Eigenvalue Density](https://mlsanity.com/paper/1901.10159/) (2019)
- [ADAHESSIAN: An Adaptive Second Order Optimizer for Machine Learning](https://mlsanity.com/paper/2006.00719/) (2020)
- [To understand deep learning we need to understand kernel learning](https://mlsanity.com/paper/1802.01396/) (2018)
- [The Power of Interpolation: Understanding the Effectiveness of SGD in Modern Over-parametrized Learning](https://mlsanity.com/paper/1712.06559/) (2017)
- [Statistical physics of inference: Thresholds and algorithms](https://mlsanity.com/paper/1511.02476/) (2015)
- [A Geometric Analysis of Phase Retrieval](https://mlsanity.com/paper/1602.06664/) (2016)
- [Learning Single-Index Models with Shallow Neural Networks](https://mlsanity.com/paper/2210.15651/) (2022)
- [High-dimensional limit theorems for SGD: Effective dynamics and critical scaling](https://mlsanity.com/paper/2206.04030/) (2022)
- [Solving Random Quadratic Systems of Equations Is Nearly as Easy as Solving Linear Systems](https://mlsanity.com/paper/1505.05114/) (2015)
- [Bad Global Minima Exist and SGD Can Reach Them](https://mlsanity.com/paper/1906.02613/) (2019)
- [Comparing Dynamics: Deep Neural Networks versus Glassy Systems](https://mlsanity.com/paper/1803.06969/) (2018)
- [Fundamental Limits of Weak Recovery with Applications to Phase Retrieval](https://mlsanity.com/paper/1708.05932/) (2017)
- [Passed & Spurious: Descent Algorithms and Local Minima in Spiked Matrix-Tensor Models](https://mlsanity.com/paper/1902.00139/) (2019)
- [Phase Transitions of Spectral Initialization for High-Dimensional Nonconvex Estimation](https://mlsanity.com/paper/1702.06435/) (2017)
- [Stochasticity helps to navigate rough landscapes: comparing gradient-descent-based algorithms in the phase retrieval problem](https://mlsanity.com/paper/2103.04902/) (2021)
- [On the Impact of Overparameterization on the Training of a Shallow Neural Network in High Dimensions](https://mlsanity.com/paper/2311.03794/) (2023)
- [On Single Index Models beyond Gaussian Data](https://mlsanity.com/paper/2307.15804/) (2023)
- [Landscape Complexity for the Empirical Risk of Generalized Linear Models](https://mlsanity.com/paper/1912.02143/) (2019)
- [Solving phase retrieval with random initial guess is nearly as good as by spectral initialization](https://mlsanity.com/paper/2101.03540/) (2021)

## Built on by (most cited first, 7 of 7)

- [Optimal scaling laws in learning hierarchical multi-index models](https://mlsanity.com/paper/2602.05846/) (2026)
- [Deep Learning of Compositional Targets with Hierarchical Spectral Methods](https://mlsanity.com/paper/2602.10867/) (2026)
- [Random Matrix Theory of Early-Stopped Gradient Flow: A Transient BBP Scenario](https://mlsanity.com/paper/2604.18450/) (2026)
- [Sharp description of local minima in the loss landscape of high-dimensional two-layer ReLU neural networks](https://mlsanity.com/paper/2604.09412/) (2026)
- [Spectral phase transitions and trainability in neural network learning dynamics](https://mlsanity.com/paper/2606.28486/) (2026)
- [Topological Exploration of High-Dimensional Empirical Risk Landscapes: general approach, and applications to phase retrieval](https://mlsanity.com/paper/2602.17779/) (2026)
- [Characterizing Optimizer-Dependent Training Dynamics Through Hessian Eigenvector Displacement and Localization](https://mlsanity.com/paper/2606.30226/) (2026)

## Abstract (arXiv)

Gradient descent is commonly used to find minima in rough landscapes, particularly in recent machine learning applications. However, a theoretical understanding of why good solutions are found remains elusive, especially in strongly non-convex and high-dimensional settings. Here, we focus on the phase retrieval problem as a typical example, which has received a lot of attention recently in theoretical machine learning. We analyze the Hessian during gradient descent, identify a dynamical transition in its spectral properties, and relate it to the ability of escaping rough regions in the loss landscape. When the signal-to-noise ratio (SNR) is large enough, an informative negative direction exists in the Hessian at the beginning of the descent, i.e in the initial condition. While descending, a BBP transition in the spectrum takes place in finite time: the direction is lost, and the dynamics is trapped in a rugged region filled with marginally stable bad minima. Surprisingly, for finite system sizes, this window of negative curvature allows the system to recover the signal well before the theoretical SNR found for infinite sizes, emphasizing the central role of initialization and early-time dynamics for efficiently navigating rough landscapes.
