# On the Convergence of Federated Learning Algorithms without Data Similarity

arXiv: https://arxiv.org/abs/2403.02347 · HTML: https://mlsanity.com/paper/2403.02347/

## Key facts

- Cited by 2 papers in the map (data through 14 Oct 2026).
- Builds on 56 of its 82 references that are in the map.
- First posted on arXiv 29 Feb 2024.

## Builds on (most cited first, 30 of 56)

- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Fashion-MNIST: a Novel Image Dataset for Benchmarking Machine Learning Algorithms](https://mlsanity.com/paper/1708.07747/) (2017)
- [Advances and Open Problems in Federated Learning](https://mlsanity.com/paper/1912.04977/) (2019)
- [Federated Optimization in Heterogeneous Networks](https://mlsanity.com/paper/1812.06127/) (2018)
- [Federated Learning: Strategies for Improving Communication Efficiency](https://mlsanity.com/paper/1610.05492/) (2016)
- [Tackling the Objective Inconsistency Problem in Heterogeneous Federated Optimization](https://mlsanity.com/paper/2007.07481/) (2020)
- [Stochastic First- and Zeroth-order Methods for Nonconvex Stochastic Programming](https://mlsanity.com/paper/1309.5549/) (2013)
- [Local SGD Converges Fast and Communicates Little](https://mlsanity.com/paper/1805.09767/) (2018)
- [signSGD: Compressed Optimisation for Non-Convex Problems](https://mlsanity.com/paper/1802.04434/) (2018)
- [Sparsified SGD with Memory](https://mlsanity.com/paper/1809.07599/) (2018)
- [A Unified Theory of Decentralized SGD with Changing Topology and Local Updates](https://mlsanity.com/paper/2003.10422/) (2020)
- [FedPAQ: A Communication-Efficient Federated Learning Method with Periodic Averaging and Quantization](https://mlsanity.com/paper/1909.13014/) (2019)
- [Error Feedback Fixes SignSGD and other Gradient Compression Schemes](https://mlsanity.com/paper/1901.09847/) (2019)
- [Parallel Restarted SGD with Faster Convergence and Less Communication: Demystifying Why Model Averaging Works for Deep Learning](https://mlsanity.com/paper/1807.06629/) (2018)
- [Tighter Theory for Local SGD on Identical and Heterogeneous Data](https://mlsanity.com/paper/1909.04746/) (2019)
- [The Convergence of Sparsified Gradient Methods](https://mlsanity.com/paper/1809.10505/) (2018)
- [Trained Ternary Quantization](https://mlsanity.com/paper/1612.01064/) (2016)
- [SGD: General Analysis and Improved Rates](https://mlsanity.com/paper/1901.09401/) (2019)
- [Don't Use Large Mini-Batches, Use Local SGD](https://mlsanity.com/paper/1808.07217/) (2018)
- [Gradient Sparsification for Communication-Efficient Distributed Optimization](https://mlsanity.com/paper/1710.09854/) (2017)
- [Qsparse-local-SGD: Distributed SGD with Quantization, Sparsification, and Local Computations](https://mlsanity.com/paper/1906.02367/) (2019)
- [Better Theory for SGD in the Nonconvex World](https://mlsanity.com/paper/2002.03329/) (2020)
- [On the Convergence of Stochastic Gradient Descent with Adaptive Stepsizes](https://mlsanity.com/paper/1805.08114/) (2018)
- [Is Local SGD Better than Minibatch SGD?](https://mlsanity.com/paper/2002.07839/) (2020)
- [FedPD: A Federated Learning Framework with Optimal Rates and Adaptivity to Non-IID Data](https://mlsanity.com/paper/2005.11418/) (2020)
- [Stochastic Polyak Step-size for SGD: An Adaptive Learning Rate for Fast Convergence](https://mlsanity.com/paper/2002.10542/) (2020)
- [ATOMO: Communication-efficient Learning via Atomic Sparsification](https://mlsanity.com/paper/1806.04090/) (2018)
- [ProxSkip: Yes! Local Gradient Steps Provably Lead to Communication Acceleration! Finally!](https://mlsanity.com/paper/2202.09357/) (2022)
- [Stochastic Gradient Descent, Weighted Sampling, and the Randomized Kaczmarz algorithm](https://mlsanity.com/paper/1310.5715/) (2013)
- [EF21: A New, Simpler, Theoretically Better, and Practically Faster Error Feedback](https://mlsanity.com/paper/2106.05203/) (2021)

## Built on by (most cited first, 2 of 2)

- [Compressed Federated Reinforcement Learning with a Generative Model](https://mlsanity.com/paper/2404.10635/) (2024)
- [Pigeon-SL: Robust Split Learning Framework for Edge Intelligence under Malicious Clients](https://mlsanity.com/paper/2508.02235/) (2025)

## Abstract (arXiv)

Data similarity assumptions have traditionally been relied upon to understand the convergence behaviors of federated learning methods. Unfortunately, this approach often demands fine-tuning step sizes based on the level of data similarity. When data similarity is low, these small step sizes result in an unacceptably slow convergence speed for federated methods. In this paper, we present a novel and unified framework for analyzing the convergence of federated learning algorithms without the need for data similarity conditions. Our analysis centers on an inequality that captures the influence of step sizes on algorithmic convergence performance. By applying our theorems to well-known federated algorithms, we derive precise expressions for three widely used step size schedules: fixed, diminishing, and step-decay step sizes, which are independent of data similarity conditions. Finally, we conduct comprehensive evaluations of the performance of these federated learning algorithms, employing the proposed step size strategies to train deep neural network models on benchmark datasets under varying data similarity conditions. Our findings demonstrate significant improvements in convergence speed and overall performance, marking a substantial advancement in federated learning research.
