# EROS: Entity-Driven Controlled Policy Document Summarization

arXiv: https://arxiv.org/abs/2403.00141 · HTML: https://mlsanity.com/paper/2403.00141/

## Key facts

- Cited by 2 papers in the map (data through 14 Oct 2026).
- Builds on 22 of its 33 references that are in the map.
- First posted on arXiv 29 Feb 2024.

## Builds on (most cited first, 22 of 22)

- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Proximal Policy Optimization Algorithms](https://mlsanity.com/paper/1707.06347/) (2017)
- [Exploring the Limits of Transfer Learning with a Unified Text-to-Text Transformer](https://mlsanity.com/paper/1910.10683/) (2019)
- [BART: Denoising Sequence-to-Sequence Pre-training for Natural Language Generation, Translation, and Comprehension](https://mlsanity.com/paper/1910.13461/) (2019)
- [Learning to summarize from human feedback](https://mlsanity.com/paper/2009.01325/) (2020)
- [PEGASUS: Pre-training with Extracted Gap-sentences for Abstractive Summarization](https://mlsanity.com/paper/1912.08777/) (2019)
- [Teaching Machines to Read and Comprehend](https://mlsanity.com/paper/1506.03340/) (2015)
- [SpanBERT: Improving Pre-training by Representing and Predicting Spans](https://mlsanity.com/paper/1907.10529/) (2019)
- [Fine-Tuning Pretrained Language Models: Weight Initializations, Data Orders, and Early Stopping](https://mlsanity.com/paper/2002.06305/) (2020)
- [A Unified MRC Framework for Named Entity Recognition](https://mlsanity.com/paper/1910.11476/) (2019)
- [BIGPATENT: A Large-Scale Dataset for Abstractive and Coherent Summarization](https://mlsanity.com/paper/1906.03741/) (2019)
- [Named Entity Recognition as Dependency Parsing](https://mlsanity.com/paper/2005.07150/) (2020)
- [Span-based Joint Entity and Relation Extraction with Transformer Pre-training](https://mlsanity.com/paper/1909.07755/) (2019)
- [CTRLsum: Towards Generic Controllable Text Summarization](https://mlsanity.com/paper/2012.04281/) (2020)
- [Reinforcement Learning for Bandit Neural Machine Translation with Simulated Human Feedback](https://mlsanity.com/paper/1707.07402/) (2017)
- [SpanNER: Named Entity Re-/Recognition as Span Prediction](https://mlsanity.com/paper/2106.00641/) (2021)
- [Controllable Neural Dialogue Summarization with Personal Named Entity Planning](https://mlsanity.com/paper/2109.13070/) (2021)
- [TriggerNER: Learning with Entity Triggers as Explanations for Named Entity Recognition](https://mlsanity.com/paper/2004.07493/) (2020)
- [Privacy Policies over Time: Curation and Analysis of a Million-Document Dataset](https://mlsanity.com/paper/2008.09159/) (2020)
- [Privacy at Scale: Introducing the PrivaSeer Corpus of Web Privacy Policies](https://mlsanity.com/paper/2004.11131/) (2020)
- [Abstractive Summarization with Combination of Pre-trained Sequence-to-Sequence and Saliency Models](https://mlsanity.com/paper/2003.13028/) (2020)
- [Enumeration of Extractive Oracle Summaries](https://mlsanity.com/paper/1701.01614/) (2017)

## Built on by (most cited first, 2 of 2)

- [Autoregressive Multi-trait Essay Scoring via Reinforcement Learning with Scoring-aware Multiple Rewards](https://mlsanity.com/paper/2409.17472/) (2024)
- [Automated Analysis of Global AI Safety Initiatives: A Taxonomy-Driven LLM Approach](https://mlsanity.com/paper/2604.03533/) (2026)

## Abstract (arXiv)

Privacy policy documents have a crucial role in educating individuals about the collection, usage, and protection of users' personal data by organizations. However, they are notorious for their lengthy, complex, and convoluted language especially involving privacy-related entities. Hence, they pose a significant challenge to users who attempt to comprehend organization's data usage policy. In this paper, we propose to enhance the interpretability and readability of policy documents by using controlled abstractive summarization -- we enforce the generated summaries to include critical privacy-related entities (e.g., data and medium) and organization's rationale (e.g.,target and reason) in collecting those entities. To achieve this, we develop PD-Sum, a policy-document summarization dataset with marked privacy-related entity labels. Our proposed model, EROS, identifies critical entities through a span-based entity extraction model and employs them to control the information content of the summaries using proximal policy optimization (PPO). Comparison shows encouraging improvement over various baselines. Furthermore, we furnish qualitative and human evaluations to establish the efficacy of EROS.
