# Backdoor Attacks on Dense Retrieval via Public and Unintentional Triggers

arXiv: https://arxiv.org/abs/2402.13532 · HTML: https://mlsanity.com/paper/2402.13532/

## Key facts

- Cited by 14 papers in the map (data through 14 Oct 2026).
- Builds on 22 of its 33 references that are in the map.
- First posted on arXiv 21 Feb 2024.

## Builds on (most cited first, 22 of 22)

- [Retrieval-Augmented Generation for Knowledge-Intensive NLP Tasks](https://mlsanity.com/paper/2005.11401/) (2020)
- [SQuAD: 100,000+ Questions for Machine Comprehension of Text](https://mlsanity.com/paper/1606.05250/) (2016)
- [Dense Passage Retrieval for Open-Domain Question Answering](https://mlsanity.com/paper/2004.04906/) (2020)
- [TriviaQA: A Large Scale Distantly Supervised Challenge Dataset for Reading Comprehension](https://mlsanity.com/paper/1705.03551/) (2017)
- [REALM: Retrieval-Augmented Language Model Pre-Training](https://mlsanity.com/paper/2002.08909/) (2020)
- [Improving language models by retrieving from trillions of tokens](https://mlsanity.com/paper/2112.04426/) (2021)
- [Unsupervised Dense Information Retrieval with Contrastive Learning](https://mlsanity.com/paper/2112.09118/) (2021)
- [Atlas: Few-shot Learning with Retrieval Augmented Language Models](https://mlsanity.com/paper/2208.03299/) (2022)
- [Approximate Nearest Neighbor Negative Contrastive Learning for Dense Text Retrieval](https://mlsanity.com/paper/2007.00808/) (2020)
- [REPLUG: Retrieval-Augmented Black-Box Language Models](https://mlsanity.com/paper/2301.12652/) (2023)
- [Backdoor Learning: A Survey](https://mlsanity.com/paper/2007.08745/) (2020)
- [Hidden Killer: Invisible Textual Backdoor Attacks with Syntactic Trigger](https://mlsanity.com/paper/2105.12400/) (2021)
- [BadNL: Backdoor Attacks against NLP Models with Semantic-preserving Improvements](https://mlsanity.com/paper/2006.01043/) (2020)
- [Poisoning Retrieval Corpora by Injecting Adversarial Passages](https://mlsanity.com/paper/2310.19156/) (2023)
- [Prompt as Triggers for Backdoor Attack: Examining the Vulnerability in Language Models](https://mlsanity.com/paper/2305.01219/) (2023)
- [Turn the Combination Lock: Learnable Textual Backdoor Attacks via Word Substitution](https://mlsanity.com/paper/2106.06361/) (2021)
- [Triggerless Backdoor Attack for NLP Tasks with Clean Labels](https://mlsanity.com/paper/2111.07970/) (2021)
- [A Neural Grammatical Error Correction System Built On Better Pre-training and Sequential Transfer Learning](https://mlsanity.com/paper/1907.01256/) (2019)
- [On the Robustness of Language Encoders against Grammatical Errors](https://mlsanity.com/paper/2005.05683/) (2020)
- [Humpty Dumpty: Controlling Word Meanings via Corpus Poisoning](https://mlsanity.com/paper/2001.04935/) (2020)
- [Large Language Models Are Better Adversaries: Exploring Generative Clean-Label Backdoor Attacks Against Text Classifiers](https://mlsanity.com/paper/2310.18603/) (2023)
- [Enhancing the Ranking Context of Dense Retrieval Methods through Reciprocal Nearest Neighbors](https://mlsanity.com/paper/2305.15720/) (2023)

## Built on by (most cited first, 14 of 14)

- [Advances and Challenges in Foundation Agents: From Brain-Inspired Intelligence to Evolutionary, Collaborative, and Safe Systems](https://mlsanity.com/paper/2504.01990/) (2025)
- [TrojanRAG: Retrieval-Augmented Generation Can Be Backdoor Driver in Large Language Models](https://mlsanity.com/paper/2405.13401/) (2024)
- [Typos that Broke the RAG's Back: Genetic Attack on RAG Pipeline by Simulating Documents in the Wild via Low-level Perturbations](https://mlsanity.com/paper/2404.13948/) (2024)
- [Backdoored Retrievers for Prompt Injection Attacks on Retrieval Augmented Generation of Large Language Models](https://mlsanity.com/paper/2410.14479/) (2024)
- [Corpus Poisoning via Approximate Greedy Gradient Descent](https://mlsanity.com/paper/2406.05087/) (2024)
- [Collapse of Dense Retrievers: Short, Early, and Literal Biases Outranking Factual Evidence](https://mlsanity.com/paper/2503.05037/) (2025)
- [Mitigating Backdoor Threats to Large Language Models: Advancement and Challenges](https://mlsanity.com/paper/2409.19993/) (2024)
- [Transferring Backdoors between Large Language Models by Knowledge Distillation](https://mlsanity.com/paper/2408.09878/) (2024)
- [DisarmRAG: Stealthy Retriever-Centric Poisoning to Disable Self-Correction in Retrieval-Augmented Generation (Extended Version)](https://mlsanity.com/paper/2508.20083/) (2025)
- [Epistemic Bias Injection: Manipulating LLM Opinion via Selective Context Retrieval](https://mlsanity.com/paper/2512.00804/) (2025)
- [RAGuard: A Layered Defense Framework for Retrieval-Augmented Generation Systems Against Data Poisoning](https://mlsanity.com/paper/2607.26339/) (2026)
- [Eyes-on-Me: Scalable RAG Poisoning through Transferable Attention-Steering Attractors](https://mlsanity.com/paper/2510.00586/) (2025)
- [When the Agent Becomes the Kernel: A Systematization of Security on the Path to AI-Native Operating Systems](https://mlsanity.com/paper/2609.23700/) (2026)
- [Backdoor in the Loop: Compromising Agentic Search via Malicious Retrievers](https://mlsanity.com/paper/2609.37468/) (2026)

## Abstract (arXiv)

Dense retrieval systems have been widely used in various NLP applications. However, their vulnerabilities to potential attacks have been underexplored. This paper investigates a novel attack scenario where the attackers aim to mislead the retrieval system into retrieving the attacker-specified contents. Those contents, injected into the retrieval corpus by attackers, can include harmful text like hate speech or spam. Unlike prior methods that rely on model weights and generate conspicuous, unnatural outputs, we propose a covert backdoor attack triggered by grammar errors. Our approach ensures that the attacked models can function normally for standard queries while covertly triggering the retrieval of the attacker's contents in response to minor linguistic mistakes. Specifically, dense retrievers are trained with contrastive loss and hard negative sampling. Surprisingly, our findings demonstrate that contrastive loss is notably sensitive to grammatical errors, and hard negative sampling can exacerbate susceptibility to backdoor attacks. Our proposed method achieves a high attack success rate with a minimal corpus poisoning rate of only 0.048%, while preserving normal retrieval performance. This indicates that the method has negligible impact on user experience for error-free queries. Furthermore, evaluations across three real-world defense strategies reveal that the malicious passages embedded within the corpus remain highly resistant to detection and filtering, underscoring the robustness and subtlety of the proposed attack footnoteCodes of this work are available at https://github.com/ruyue0001/BackdoorDPR..
