# Nonlinear spiked covariance matrices and signal propagation in deep neural networks

arXiv: https://arxiv.org/abs/2402.10127 · HTML: https://mlsanity.com/paper/2402.10127/

## Key facts

- Cited by 26 papers in the map (data through 14 Oct 2026).
- Builds on 34 of its 88 references that are in the map.
- First posted on arXiv 15 Feb 2024.

## Builds on (most cited first, 30 of 34)

- [Neural Tangent Kernel: Convergence and Generalization in Neural Networks](https://mlsanity.com/paper/1806.07572/) (2018)
- [Deep Neural Networks as Gaussian Processes](https://mlsanity.com/paper/1711.00165/) (2017)
- [Fine-Grained Analysis of Optimization and Generalization for Overparameterized Two-Layer Neural Networks](https://mlsanity.com/paper/1901.08584/) (2019)
- [The Intrinsic Dimension of Images and Its Impact on Learning](https://mlsanity.com/paper/2104.08894/) (2021)
- [Spectrum Dependent Learning Curves in Kernel Regression and Wide Neural Networks](https://mlsanity.com/paper/2002.02561/) (2020)
- [Feature Learning in Infinite-Width Neural Networks](https://mlsanity.com/paper/2011.14522/) (2020)
- [Dataset Distillation using Neural Feature Regression](https://mlsanity.com/paper/2206.00719/) (2022)
- [Neural Networks can Learn Representations with Gradient Descent](https://mlsanity.com/paper/2206.15144/) (2022)
- [High-dimensional Asymptotics of Feature Learning: How One Gradient Step Improves the Representation](https://mlsanity.com/paper/2205.01445/) (2022)
- [The merged-staircase property: a necessary and nearly sufficient condition for SGD learning of sparse functions on two-layer neural networks](https://mlsanity.com/paper/2202.08658/) (2022)
- [The Gaussian equivalence of generative models for learning with shallow neural networks](https://mlsanity.com/paper/2006.14709/) (2020)
- [A Short Note on Concentration Inequalities for Random Vectors with SubGaussian Norm](https://mlsanity.com/paper/1902.03736/) (2019)
- [More Than a Toy: Random Matrix Models Predict How Real-World Neural Representations Generalize](https://mlsanity.com/paper/2203.06176/) (2022)
- [The Interpolation Phase Transition in Neural Networks: Memorization and Generalization under Lazy Training](https://mlsanity.com/paper/2007.12826/) (2020)
- [Spectra of the Conjugate Kernel and Neural Tangent Kernel for linear-width neural networks](https://mlsanity.com/paper/2005.11879/) (2020)
- [Universality of empirical risk minimization](https://mlsanity.com/paper/2202.08832/) (2022)
- [How Two-Layer Neural Networks Learn, One (Giant) Step at a Time](https://mlsanity.com/paper/2305.18270/) (2023)
- [Rapid training of deep neural networks without skip connections or normalization layers using Deep Kernel Shaping](https://mlsanity.com/paper/2110.01765/) (2021)
- [What can linearized neural networks actually say about generalization?](https://mlsanity.com/paper/2106.06770/) (2021)
- [A Theory of Non-Linear Feature Learning with One Gradient Step in Two-Layer Neural Networks](https://mlsanity.com/paper/2310.07891/) (2023)
- [The curse of overparametrization in adversarial training: Precise analysis of robust generalization for random features regression](https://mlsanity.com/paper/2201.05149/) (2022)
- [The Neural Covariance SDE: Shaped Infinite Depth-and-Width Networks at Initialization](https://mlsanity.com/paper/2206.02768/) (2022)
- [Deterministic equivalent and error universality of deep random features learning](https://mlsanity.com/paper/2302.00401/) (2023)
- [Gradient-Based Feature Learning under Structured Data](https://mlsanity.com/paper/2309.03843/) (2023)
- [Spectral Evolution and Invariance in Linear-width Neural Networks](https://mlsanity.com/paper/2211.06506/) (2022)
- [An Equivalence Principle for the Spectrum of Random Inner-Product Kernel Matrices with Polynomial Scalings](https://mlsanity.com/paper/2205.06308/) (2022)
- [Covariate Shift in High-Dimensional Random Feature Regression](https://mlsanity.com/paper/2111.08234/) (2021)
- [Precise Asymptotic Analysis of Deep Random Feature Models](https://mlsanity.com/paper/2302.06210/) (2023)
- [Deformed semicircle law and concentration of nonlinear random matrices for ultra-wide neural networks](https://mlsanity.com/paper/2109.09304/) (2021)
- [Largest Eigenvalues of the Conjugate Kernel of Single-Layered Neural Networks](https://mlsanity.com/paper/2201.04753/) (2022)

## Built on by (most cited first, 26 of 26)

- [Neural network learns low-dimensional polynomials with SGD near the information-theoretic limit](https://mlsanity.com/paper/2406.01581/) (2024)
- [Dimension-free deterministic equivalents and scaling laws for random feature regression](https://mlsanity.com/paper/2405.15699/) (2024)
- [Mean-field Analysis on Two-layer Neural Networks from a Kernel Perspective](https://mlsanity.com/paper/2403.14917/) (2024)
- [On Regularization via Early Stopping for Least Squares Regression](https://mlsanity.com/paper/2406.04425/) (2024)
- [Models of Heavy-Tailed Mechanistic Universality](https://mlsanity.com/paper/2506.03470/) (2025)
- [Kernel ridge regression under power-law data: spectrum and generalization](https://mlsanity.com/paper/2510.04780/) (2025)
- [Preventing Model Collapse Under Overparametrization: Optimal Mixing Ratios for Interpolation Learning and Ridge Regression](https://mlsanity.com/paper/2509.22341/) (2025)
- [Understanding the Mechanisms of Fast Hyperparameter Transfer](https://mlsanity.com/paper/2512.22768/) (2025)
- [Spectral Lens: Activation and Gradient Spectra as Diagnostics of LLM Optimization](https://mlsanity.com/paper/2605.05683/) (2026)
- [On the phase diagram of extensive-rank symmetric matrix denoising beyond rotational invariance](https://mlsanity.com/paper/2411.01974/) (2024)
- [Low Rank Gradients and Where to Find Them](https://mlsanity.com/paper/2510.01303/) (2025)
- [How Does Label Noise Gradient Descent Improve Generalization in the Low SNR Regime?](https://mlsanity.com/paper/2510.17526/) (2025)
- [How Do Transformers Learn to Associate Tokens: Gradient Leading Terms Bring Mechanistic Interpretability](https://mlsanity.com/paper/2601.19208/) (2026)
- [Signal-Plus-Noise Decomposition of Nonlinear Spiked Random Matrix Models](https://mlsanity.com/paper/2405.18274/) (2024)
- [Generalization for Least Squares Regression With Simple Spiked Covariances](https://mlsanity.com/paper/2410.13991/) (2024)
- [Eigenvalue distribution of the Neural Tangent Kernel in the quadratic scaling](https://mlsanity.com/paper/2508.20036/) (2025)
- [Spectral phase transitions and trainability in neural network learning dynamics](https://mlsanity.com/paper/2606.28486/) (2026)
- [Learning Hierarchical Polynomials of Multiple Nonlinear Features with Three-Layer Networks](https://mlsanity.com/paper/2411.17201/) (2024)
- [Gaussian Equivalence for Self-Attention: Asymptotic Spectral Analysis of Attention Matrix](https://mlsanity.com/paper/2510.06685/) (2025)
- [Bayesian Inference with Shaped Deep Non-linear MLPs](https://mlsanity.com/paper/2605.30860/) (2026)
- [Noise Stability of Transformer Models](https://mlsanity.com/paper/2602.08287/) (2026)
- [Feature Learning in Linear-Width Two-Layer Networks: Two vs. One Step of Gradient Descent](https://mlsanity.com/paper/2605.17767/) (2026)
- [How Neural Reward Models Learn Features for Policy Optimization: A Single-Index Analysis](https://mlsanity.com/paper/2605.24749/) (2026)
- [Mitigating Spurious Correlations with Memorization-Guided Dataset De-Biasing](https://mlsanity.com/paper/2606.02830/) (2026)
- [Geometric Dyson Brownian Motions and the Free Log-Normal Limit for a Non-Square Gaussian Matrix Product](https://mlsanity.com/paper/2606.30831/) (2026)
- [Why Heavy-Tailed Weight Spectra Predict Model Quality](https://mlsanity.com/paper/2610.13123/) (2026)

## Abstract (arXiv)

Many recent works have studied the eigenvalue spectrum of the Conjugate Kernel (CK) defined by the nonlinear feature map of a feedforward neural network. However, existing results only establish weak convergence of the empirical eigenvalue distribution, and fall short of providing precise quantitative characterizations of the ''spike'' eigenvalues and eigenvectors that often capture the low-dimensional signal structure of the learning problem. In this work, we characterize these signal eigenvalues and eigenvectors for a nonlinear version of the spiked covariance model, including the CK as a special case. Using this general result, we give a quantitative description of how spiked eigenstructure in the input data propagates through the hidden layers of a neural network with random weights. As a second application, we study a simple regime of representation learning where the weight matrix develops a rank-one signal component over training and characterize the alignment of the target function with the spike eigenvector of the CK on test data.
