# KS-Lottery: Finding Certified Lottery Tickets for Multilingual Language Models

arXiv: https://arxiv.org/abs/2402.02801 · HTML: https://mlsanity.com/paper/2402.02801/

## Key facts

- Cited by 3 papers in the map (data through 14 Oct 2026).
- Builds on 36 of its 42 references that are in the map.
- First posted on arXiv 5 Feb 2024.

## Builds on (most cited first, 30 of 36)

- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [Exploring the Limits of Transfer Learning with a Unified Text-to-Text Transformer](https://mlsanity.com/paper/1910.10683/) (2019)
- [LoRA: Low-Rank Adaptation of Large Language Models](https://mlsanity.com/paper/2106.09685/) (2021)
- [Llama 2: Open Foundation and Fine-Tuned Chat Models](https://mlsanity.com/paper/2307.09288/) (2023)
- [PaLM: Scaling Language Modeling with Pathways](https://mlsanity.com/paper/2204.02311/) (2022)
- [GLUE: A Multi-Task Benchmark and Analysis Platform for Natural Language Understanding](https://mlsanity.com/paper/1804.07461/) (2018)
- [Prefix-Tuning: Optimizing Continuous Prompts for Generation](https://mlsanity.com/paper/2101.00190/) (2021)
- [Mistral 7B](https://mlsanity.com/paper/2310.06825/) (2023)
- [Locating and Editing Factual Associations in GPT](https://mlsanity.com/paper/2202.05262/) (2022)
- [The Lottery Ticket Hypothesis: Finding Sparse, Trainable Neural Networks](https://mlsanity.com/paper/1803.03635/) (2018)
- [XNLI: Evaluating Cross-lingual Sentence Representations](https://mlsanity.com/paper/1809.05053/) (2018)
- [Towards a Unified View of Parameter-Efficient Transfer Learning](https://mlsanity.com/paper/2110.04366/) (2021)
- [Large Language Models](https://mlsanity.com/paper/2307.05782/) (2023)
- [Intrinsic Dimensionality Explains the Effectiveness of Language Model Fine-Tuning](https://mlsanity.com/paper/2012.13255/) (2020)
- [The FLORES-101 Evaluation Benchmark for Low-Resource and Multilingual Machine Translation](https://mlsanity.com/paper/2106.03193/) (2021)
- [Certified Robustness to Adversarial Examples with Differential Privacy](https://mlsanity.com/paper/1802.03471/) (2018)
- [Measuring the Intrinsic Dimension of Objective Landscapes](https://mlsanity.com/paper/1804.08838/) (2018)
- [XCOPA: A Multilingual Dataset for Causal Commonsense Reasoning](https://mlsanity.com/paper/2005.00333/) (2020)
- [Efficient and Effective Text Encoding for Chinese LLaMA and Alpaca](https://mlsanity.com/paper/2304.08177/) (2023)
- [Understanding Neural Networks through Representation Erasure](https://mlsanity.com/paper/1612.08220/) (2016)
- [Proving the Lottery Ticket Hypothesis: Pruning is All You Need](https://mlsanity.com/paper/2002.00585/) (2020)
- [Semidefinite relaxations for certifying robustness to adversarial examples](https://mlsanity.com/paper/1811.01057/) (2018)
- [Certified Robustness to Adversarial Word Substitutions](https://mlsanity.com/paper/1909.00986/) (2019)
- [What Is One Grain of Sand in the Desert? Analyzing Individual Neurons in Deep NLP Models](https://mlsanity.com/paper/1812.09355/) (2018)
- [Learning Certified Individually Fair Representations](https://mlsanity.com/paper/2002.10312/) (2020)
- [Extrapolating Large Language Models to Non-English by Aligning Languages](https://mlsanity.com/paper/2308.04948/) (2023)
- [Eliciting the Translation Ability of Large Language Models via Multilingual Finetuning with Translation Instructions](https://mlsanity.com/paper/2305.15083/) (2023)
- [ParroT: Translating during Chat using Large Language Models tuned with Human Translation and Feedback](https://mlsanity.com/paper/2304.02426/) (2023)
- [Certified Robustness Against Natural Language Attacks by Causal Intervention](https://mlsanity.com/paper/2205.12331/) (2022)
- [Lego-MT: Learning Detachable Models for Massively Multilingual Machine Translation](https://mlsanity.com/paper/2212.10551/) (2022)

## Built on by (most cited first, 3 of 3)

- [LLaMAX: Scaling Linguistic Horizons of LLM by Enhancing Translation Capabilities Beyond 100 Languages](https://mlsanity.com/paper/2407.05975/) (2024)
- [Lottery Ticket Adaptation: Mitigating Destructive Interference in LLMs](https://mlsanity.com/paper/2406.16797/) (2024)
- [Sailor2: Sailing in South-East Asia with Inclusive Multilingual LLMs](https://mlsanity.com/paper/2502.12982/) (2025)

## Abstract (arXiv)

The lottery ticket hypothesis posits the existence of ``winning tickets'' within a randomly initialized neural network. Do winning tickets exist for LLMs in fine-tuning scenarios? How can we find such winning tickets? In this paper, we propose KS-Lottery, a method to identify a small subset of LLM parameters highly effective in multilingual fine-tuning. Our key idea is to use Kolmogorov-Smirnov Test to analyze the distribution shift of parameters before and after fine-tuning. We further theoretically prove that KS-Lottery can find the certified winning tickets in the embedding layer, fine-tuning on the found parameters is guaranteed to perform as well as full fine-tuning. Comparing KS-Lottery with other parameter-efficient tuning algorithms on translation tasks, the experimental results show that KS-Lottery finds a much smaller set of parameters for fine-tuning while achieving the comparable performance as full fine-tuning LLM. Surprisingly, we find that fine-tuning 18 tokens' embedding of LLaMA suffices to reach the fine-tuning translation performance~footnotehttps://github.com/CONE-MT/KS-Lottery..
