# The Optimality of Kernel Classifiers in Sobolev Space

arXiv: https://arxiv.org/abs/2402.01148 · HTML: https://mlsanity.com/paper/2402.01148/

## Key facts

- Cited by 1 papers in the map (data through 14 Oct 2026).
- Builds on 11 of its 44 references that are in the map.
- First posted on arXiv 2 Feb 2024.

## Builds on (most cited first, 11 of 11)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Neural Tangent Kernel: Convergence and Generalization in Neural Networks](https://mlsanity.com/paper/1806.07572/) (2018)
- [To understand deep learning we need to understand kernel learning](https://mlsanity.com/paper/1802.01396/) (2018)
- [Evaluation of Neural Architectures Trained with Square Loss vs Cross-Entropy in Classification Tasks](https://mlsanity.com/paper/2006.07322/) (2020)
- [Sobolev Norm Learning Rates for Regularized Least-Squares Algorithm](https://mlsanity.com/paper/1702.07254/) (2017)
- [Statistical Optimality of Stochastic Gradient Descent on Hard Learning Problems through Multiple Passes](https://mlsanity.com/paper/1805.10074/) (2018)
- [Generalization Ability of Wide Neural Networks on ℝ](https://mlsanity.com/paper/2302.05933/) (2023)
- [Mind the spikes: Benign overfitting of kernels and neural networks in fixed dimension](https://mlsanity.com/paper/2305.14077/) (2023)
- [Understanding Square Loss in Training Overparametrized Neural Network Classifiers](https://mlsanity.com/paper/2112.03657/) (2021)
- [Random Smoothing Regularization in Kernel Gradient Descent Learning](https://mlsanity.com/paper/2305.03531/) (2023)

## Built on by (most cited first, 1 of 1)

- [Divergence of Empirical Neural Tangent Kernel in Classification Problems](https://mlsanity.com/paper/2504.11130/) (2025)

## Abstract (arXiv)

Kernel methods are widely used in machine learning, especially for classification problems. However, the theoretical analysis of kernel classification is still limited. This paper investigates the statistical performances of kernel classifiers. With some mild assumptions on the conditional probability η(x)=mathbbP(Y=1mid X=x), we derive an upper bound on the classification excess risk of a kernel classifier using recent advances in the theory of kernel regression. We also obtain a minimax lower bound for Sobolev spaces, which shows the optimality of the proposed classifier. Our theoretical results can be extended to the generalization error of overparameterized neural network classifiers. To make our theoretical results more applicable in realistic settings, we also propose a simple method to estimate the interpolation smoothness of 2η(x)-1 and apply the method to real datasets.
