# Fairness in Algorithmic Recourse Through the Lens of Substantive Equality of Opportunity

arXiv: https://arxiv.org/abs/2401.16088 · HTML: https://mlsanity.com/paper/2401.16088/

## Key facts

- Cited by 9 papers in the map (data through 14 Oct 2026).
- Builds on 23 of its 42 references that are in the map.
- First posted on arXiv 29 Jan 2024.

## Builds on (most cited first, 23 of 23)

- [Equality of Opportunity in Supervised Learning](https://mlsanity.com/paper/1610.02413/) (2016)
- [Certifying and removing disparate impact](https://mlsanity.com/paper/1412.3756/) (2014)
- [Fair prediction with disparate impact: A study of bias in recidivism prediction instruments](https://mlsanity.com/paper/1610.07524/) (2016)
- [Inherent Trade-Offs in the Fair Determination of Risk Scores](https://mlsanity.com/paper/1609.05807/) (2016)
- [Actionable Recourse in Linear Classification](https://mlsanity.com/paper/1809.06514/) (2018)
- [The Hidden Assumptions Behind Counterfactual Explanations and Principal Reasons](https://mlsanity.com/paper/1912.04930/) (2019)
- [Towards Robust and Reliable Algorithmic Recourse](https://mlsanity.com/paper/2102.13620/) (2021)
- [Measuring Fairness in Ranked Outputs](https://mlsanity.com/paper/1610.08559/) (2016)
- [On the Fairness of Causal Algorithmic Recourse](https://mlsanity.com/paper/2010.06529/) (2020)
- [Equalizing Recourse across Groups](https://mlsanity.com/paper/1909.03166/) (2019)
- [A Moral Framework for Understanding of Fair ML through Economic Models of Equality of Opportunity](https://mlsanity.com/paper/1809.03400/) (2018)
- [Probabilistically Robust Recourse: Navigating the Trade-offs between Costs and Robustness in Algorithmic Recourse](https://mlsanity.com/paper/2203.06768/) (2022)
- [A Survey on the Robustness of Feature Importance and Counterfactual Explanations](https://mlsanity.com/paper/2111.00358/) (2021)
- [The Possibility of Fairness: Revisiting the Impossibility Theorem in Practice](https://mlsanity.com/paper/2302.06347/) (2023)
- [Explainable Machine Learning for Public Policy: Use Cases, Gaps, and Research Directions](https://mlsanity.com/paper/2010.14374/) (2020)
- [Generating robust counterfactual explanations](https://mlsanity.com/paper/2304.12943/) (2023)
- [Setting the Right Expectations: Algorithmic Recourse Over Time](https://mlsanity.com/paper/2309.06969/) (2023)
- [Robustness Implies Fairness in Causal Algorithmic Recourse](https://mlsanity.com/paper/2302.03465/) (2023)
- [Towards Substantive Conceptions of Algorithmic Fairness: Normative Guidance from Equal Opportunity Doctrines](https://mlsanity.com/paper/2207.02912/) (2022)
- ["Explain it in the Same Way!" -- Model-Agnostic Group Fairness of Counterfactual Explanations](https://mlsanity.com/paper/2211.14858/) (2022)
- [Endogenous Macrodynamics in Algorithmic Recourse](https://mlsanity.com/paper/2308.08187/) (2023)
- [A Causal Perspective on Meaningful and Robust Algorithmic Recourse](https://mlsanity.com/paper/2107.07853/) (2021)
- [Multi-Agent Algorithmic Recourse](https://mlsanity.com/paper/2110.00673/) (2021)

## Built on by (most cited first, 9 of 9)

- [Learning-Augmented Robust Algorithmic Recourse](https://mlsanity.com/paper/2410.01580/) (2024)
- [Optimal Robust Recourse with Lp-Bounded Model Change](https://mlsanity.com/paper/2509.21293/) (2025)
- [Understanding Endogenous Data Drift in Adaptive Models with Recourse-Seeking Users](https://mlsanity.com/paper/2503.09658/) (2025)
- [Your Recourse, My Loss? Algorithmic Recourse under Shared Constraints](https://mlsanity.com/paper/2508.11070/) (2025)
- [From Universal to Individualized Actionability: Revisiting Personalization in Algorithmic Recourse](https://mlsanity.com/paper/2604.08030/) (2026)
- [Analyzing Fairness of Computer Vision and Natural Language Processing Models](https://mlsanity.com/paper/2412.09900/) (2024)
- [Counterfactual Training: Teaching Models Plausible and Actionable Explanations](https://mlsanity.com/paper/2601.16205/) (2026)
- [When Interpretability Is Unequally Distributed: Fairness in Hybrid Interpretable Models](https://mlsanity.com/paper/2605.28626/) (2026)
- [Algorithmic Recourse Under Competition](https://mlsanity.com/paper/2609.39877/) (2026)

## Abstract (arXiv)

Algorithmic recourse -- providing recommendations to those affected negatively by the outcome of an algorithmic system on how they can take action and change that outcome -- has gained attention as a means of giving persons agency in their interactions with artificial intelligence (AI) systems. Recent work has shown that even if an AI decision-making classifier is ``fair'' (according to some reasonable criteria), recourse itself may be unfair due to differences in the initial circumstances of individuals, compounding disparities for marginalized populations and requiring them to exert more effort than others. There is a need to define more methods and metrics for evaluating fairness in recourse that span a range of normative views of the world, and specifically those that take into account time. Time is a critical element in recourse because the longer it takes an individual to act, the more the setting may change due to model or data drift. This paper seeks to close this research gap by proposing two notions of fairness in recourse that are in normative alignment with substantive equality of opportunity, and that consider time. The first considers the (often repeated) effort individuals exert per successful recourse event, and the second considers time per successful recourse event. Building upon an agent-based framework for simulating recourse, this paper demonstrates how much effort is needed to overcome disparities in initial circumstances. We then proposes an intervention to improve the fairness of recourse by rewarding effort, and compare it to existing strategies.
