# Safe Offline Reinforcement Learning with Feasibility-Guided Diffusion Model

arXiv: https://arxiv.org/abs/2401.10700 · HTML: https://mlsanity.com/paper/2401.10700/

## Key facts

- Cited by 64 papers in the map (data through 14 Oct 2026).
- Placed in Safe offline RL, one of 13 directions in Offline RL and imitation learning from data.
- Builds on 69 of its 83 references that are in the map.
- First posted on arXiv 19 Jan 2024.

## Placed in

- Offline RL and imitation learning from data / [Safe offline RL](https://mlsanity.com/offlinerl/safe-offline-rl/)

## Builds on (most cited first, 30 of 69)

- [Denoising Diffusion Probabilistic Models](https://mlsanity.com/paper/2006.11239/) (2020)
- [Score-Based Generative Modeling through Stochastic Differential Equations](https://mlsanity.com/paper/2011.13456/) (2020)
- [Diffusion Models Beat GANs on Image Synthesis](https://mlsanity.com/paper/2105.05233/) (2021)
- [Classifier-Free Diffusion Guidance](https://mlsanity.com/paper/2207.12598/) (2022)
- [Generative Modeling by Estimating Gradients of the Data Distribution](https://mlsanity.com/paper/1907.05600/) (2019)
- [Trust Region Policy Optimization](https://mlsanity.com/paper/1502.05477/) (2015)
- [Addressing Function Approximation Error in Actor-Critic Methods](https://mlsanity.com/paper/1802.09477/) (2018)
- [Offline Reinforcement Learning: Tutorial, Review, and Perspectives on Open Problems](https://mlsanity.com/paper/2005.01643/) (2020)
- [Conservative Q-Learning for Offline Reinforcement Learning](https://mlsanity.com/paper/2006.04779/) (2020)
- [Decision Transformer: Reinforcement Learning via Sequence Modeling](https://mlsanity.com/paper/2106.01345/) (2021)
- [Offline Reinforcement Learning with Implicit Q-Learning](https://mlsanity.com/paper/2110.06169/) (2021)
- [Off-Policy Deep Reinforcement Learning without Exploration](https://mlsanity.com/paper/1812.02900/) (2018)
- [Planning with Diffusion for Flexible Behavior Synthesis](https://mlsanity.com/paper/2205.09991/) (2022)
- [Constrained Policy Optimization](https://mlsanity.com/paper/1705.10528/) (2017)
- [A Minimalist Approach to Offline Reinforcement Learning](https://mlsanity.com/paper/2106.06860/) (2021)
- [Stabilizing Off-Policy Q-Learning via Bootstrapping Error Reduction](https://mlsanity.com/paper/1906.00949/) (2019)
- [Deep Reinforcement Learning for Autonomous Driving: A Survey](https://mlsanity.com/paper/2002.00444/) (2020)
- [Diffusion Policies as an Expressive Policy Class for Offline Reinforcement Learning](https://mlsanity.com/paper/2208.06193/) (2022)
- [Is Conditional Generative Modeling all you need for Decision-Making?](https://mlsanity.com/paper/2211.15657/) (2022)
- [Reward Constrained Policy Optimization](https://mlsanity.com/paper/1805.11074/) (2018)
- [Control Barrier Functions: Theory and Applications](https://mlsanity.com/paper/1903.11199/) (2019)
- [Risk-Constrained Reinforcement Learning with Percentile Risk Criteria](https://mlsanity.com/paper/1512.01629/) (2015)
- [IDQL: Implicit Q-Learning as an Actor-Critic Method with Diffusion Policies](https://mlsanity.com/paper/2304.10573/) (2023)
- [Responsive Safety in Reinforcement Learning by PID Lagrangian Methods](https://mlsanity.com/paper/2007.03964/) (2020)
- [MetaDrive: Composing Diverse Driving Scenarios for Generalizable Reinforcement Learning](https://mlsanity.com/paper/2109.12674/) (2021)
- [Safe Exploration in Continuous Action Spaces](https://mlsanity.com/paper/1801.08757/) (2018)
- [Batch Policy Learning under Constraints](https://mlsanity.com/paper/1903.08738/) (2019)
- [Offline Reinforcement Learning with Fisher Divergence Critic Regularization](https://mlsanity.com/paper/2103.08050/) (2021)
- [Projection-Based Constrained Policy Optimization](https://mlsanity.com/paper/2010.03152/) (2020)
- [Hamilton-Jacobi Reachability: A Brief Overview and Recent Advances](https://mlsanity.com/paper/1709.07523/) (2017)

## Built on by (most cited first, 30 of 64)

- [Diffusion-Based Planning for Autonomous Driving with Flexible Guidance](https://mlsanity.com/paper/2501.15564/) (2025)
- [Discrete Diffusion for Reflective Vision-Language-Action Models in Autonomous Driving](https://mlsanity.com/paper/2509.20109/) (2025)
- [Flow Matching-Based Autonomous Driving Planning with Advanced Interactive Behavior Modeling](https://mlsanity.com/paper/2510.11083/) (2025)
- [ODICE: Revealing the Mystery of Distribution Correction Estimation via Orthogonal-gradient Update](https://mlsanity.com/paper/2402.00348/) (2024)
- [Instruction-Guided Visual Masking](https://mlsanity.com/paper/2405.19783/) (2024)
- [Safe Reinforcement Learning on the Constraint Manifold: Theory and Applications](https://mlsanity.com/paper/2404.09080/) (2024)
- [Skill Expansion and Composition in Parameter Space](https://mlsanity.com/paper/2502.05932/) (2025)
- [FREA: Feasibility-Guided Generation of Safety-Critical Scenarios with Reasonable Adversariality](https://mlsanity.com/paper/2406.02983/) (2024)
- [Constraint-Adaptive Policy Switching for Offline Safe Reinforcement Learning](https://mlsanity.com/paper/2412.18946/) (2024)
- [Unleashing the Potential of Diffusion Models for End-to-End Autonomous Driving](https://mlsanity.com/paper/2602.22801/) (2026)
- [OASIS: Conditional Distribution Shaping for Offline Safe Reinforcement Learning](https://mlsanity.com/paper/2407.14653/) (2024)
- [Constrained Diffusers for Safe Planning and Control](https://mlsanity.com/paper/2506.12544/) (2025)
- [Offline Safe Reinforcement Learning Using Trajectory Classification](https://mlsanity.com/paper/2412.15429/) (2024)
- [ComaDICE: Offline Cooperative Multi-Agent Reinforcement Learning with Stationary Distribution Shift Regularization](https://mlsanity.com/paper/2410.01954/) (2024)
- [One Subgoal at a Time: Zero-Shot Generalization to Arbitrary Linear Temporal Logic Requirements in Multi-Task Reinforcement Learning](https://mlsanity.com/paper/2508.01561/) (2025)
- [Latent Safety-Constrained Policy Approach for Safe Offline Reinforcement Learning](https://mlsanity.com/paper/2412.08794/) (2024)
- [Towards Robust Zero-Shot Reinforcement Learning](https://mlsanity.com/paper/2510.15382/) (2025)
- [Robo-MUTUAL: Robotic Multimodal Task Specification via Unimodal Learning](https://mlsanity.com/paper/2410.01529/) (2024)
- [Zero-Shot Trajectory Planning for Signal Temporal Logic Tasks](https://mlsanity.com/paper/2501.13457/) (2025)
- [Dichotomous Diffusion Policy Optimization](https://mlsanity.com/paper/2601.00898/) (2025)
- [Safe Exploration via Policy Priors](https://mlsanity.com/paper/2601.19612/) (2026)
- [Learning Conservative Neural Control Barrier Functions from Offline Data](https://mlsanity.com/paper/2505.00908/) (2025)
- [V-OCBF: Learning Safety Filters from Offline Data via Value-Guided Offline Control Barrier Functions](https://mlsanity.com/paper/2512.10822/) (2025)
- [How Does the Lagrangian Guide Safe Reinforcement Learning through Diffusion Models?](https://mlsanity.com/paper/2602.02924/) (2026)
- [Bridging the gap between Learning-to-plan, Motion Primitives and Safe Reinforcement Learning](https://mlsanity.com/paper/2408.14063/) (2024)
- [Data Center Cooling System Optimization Using Offline Reinforcement Learning](https://mlsanity.com/paper/2501.15085/) (2025)
- [An Optimal Discriminator Weighted Imitation Perspective for Reinforcement Learning](https://mlsanity.com/paper/2504.13368/) (2025)
- [Safe Flow Q-Learning: Offline Safe Reinforcement Learning with Reachability-Based Flow Policies](https://mlsanity.com/paper/2603.15136/) (2026)
- [SaVeR: Optimal Data Collection Strategy for Safe Policy Evaluation in Tabular MDP](https://mlsanity.com/paper/2406.02165/) (2024)
- [Handling Long-Term Safety and Uncertainty in Safe Reinforcement Learning](https://mlsanity.com/paper/2409.12045/) (2024)

## Abstract (arXiv)

Safe offline RL is a promising way to bypass risky online interactions towards safe policy learning. Most existing methods only enforce soft constraints, i.e., constraining safety violations in expectation below thresholds predetermined. This can lead to potentially unsafe outcomes, thus unacceptable in safety-critical scenarios. An alternative is to enforce the hard constraint of zero violation. However, this can be challenging in offline setting, as it needs to strike the right balance among three highly intricate and correlated aspects: safety constraint satisfaction, reward maximization, and behavior regularization imposed by offline datasets. Interestingly, we discover that via reachability analysis of safe-control theory, the hard safety constraint can be equivalently translated to identifying the largest feasible region given the offline dataset. This seamlessly converts the original trilogy problem to a feasibility-dependent objective, i.e., maximizing reward value within the feasible region while minimizing safety risks in the infeasible region. Inspired by these, we propose FISOR (FeasIbility-guided Safe Offline RL), which allows safety constraint adherence, reward maximization, and offline policy learning to be realized via three decoupled processes, while offering strong safety performance and stability. In FISOR, the optimal policy for the translated optimization problem can be derived in a special form of weighted behavior cloning. Thus, we propose a novel energy-guided diffusion model that does not require training a complicated time-dependent classifier to extract the policy, greatly simplifying the training. We compare FISOR against baselines on DSRL benchmark for safe offline RL. Evaluation results show that FISOR is the only method that can guarantee safety satisfaction in all tasks, while achieving top returns in most tasks.
