# Towards Off-Policy Reinforcement Learning for Ranking Policies with Human Feedback

arXiv: https://arxiv.org/abs/2401.08959 · HTML: https://mlsanity.com/paper/2401.08959/

## Key facts

- Cited by 2 papers in the map (data through 14 Oct 2026).
- Placed in RL training of language and agent models, one of 15 directions in Deep reinforcement learning methods.
- Builds on 22 of its 36 references that are in the map.
- First posted on arXiv 17 Jan 2024.

## Placed in

- Deep reinforcement learning methods / [RL training of language and agent models](https://mlsanity.com/deeprl/rl-training-of-language-and-agent-models/)

## Builds on (most cited first, 22 of 22)

- [Distilling the Knowledge in a Neural Network](https://mlsanity.com/paper/1503.02531/) (2015)
- [Soft Actor-Critic: Off-Policy Maximum Entropy Deep Reinforcement Learning with a Stochastic Actor](https://mlsanity.com/paper/1801.01290/) (2018)
- [Continuous control with deep reinforcement learning](https://mlsanity.com/paper/1509.02971/) (2015)
- [Offline Reinforcement Learning: Tutorial, Review, and Perspectives on Open Problems](https://mlsanity.com/paper/2005.01643/) (2020)
- [Conservative Q-Learning for Offline Reinforcement Learning](https://mlsanity.com/paper/2006.04779/) (2020)
- [Variational Inference: A Review for Statisticians](https://mlsanity.com/paper/1601.00670/) (2016)
- [Off-Policy Deep Reinforcement Learning without Exploration](https://mlsanity.com/paper/1812.02900/) (2018)
- [Self-Attentive Sequential Recommendation](https://mlsanity.com/paper/1808.09781/) (2018)
- [Prioritized Experience Replay](https://mlsanity.com/paper/1511.05952/) (2015)
- [Session-based Recommendations with Recurrent Neural Networks](https://mlsanity.com/paper/1511.06939/) (2015)
- [Reinforcement Learning with Deep Energy-Based Policies](https://mlsanity.com/paper/1702.08165/) (2017)
- [Personalized Top-N Sequential Recommendation via Convolutional Sequence Embedding](https://mlsanity.com/paper/1809.07426/) (2018)
- [Variational Autoencoders for Collaborative Filtering](https://mlsanity.com/paper/1802.05814/) (2018)
- [Safe and Efficient Off-Policy Reinforcement Learning](https://mlsanity.com/paper/1606.02647/) (2016)
- [Top-K Off-Policy Correction for a REINFORCE Recommender System](https://mlsanity.com/paper/1812.02353/) (2018)
- [Deep Reinforcement Learning for Page-wise Recommendations](https://mlsanity.com/paper/1805.02343/) (2018)
- [RecSim: A Configurable Simulation Platform for Recommender Systems](https://mlsanity.com/paper/1909.04847/) (2019)
- [Recommendations with Negative Feedback via Pairwise Deep Reinforcement Learning](https://mlsanity.com/paper/1802.06501/) (2018)
- [Self-Supervised Reinforcement Learning for Recommender Systems](https://mlsanity.com/paper/2006.05779/) (2020)
- [Interactive Recommender System via Knowledge Graph-enhanced Reinforcement Learning](https://mlsanity.com/paper/2006.10389/) (2020)
- [Learning How to Propagate Messages in Graph Neural Networks](https://mlsanity.com/paper/2310.00697/) (2023)
- [A General Offline Reinforcement Learning Framework for Interactive Recommendation](https://mlsanity.com/paper/2310.00678/) (2023)

## Built on by (most cited first, 2 of 2)

- [ELVA: Exploring Ranking-Driven Universal Multimodal Retrieval](https://mlsanity.com/paper/2606.20280/) (2026)
- [Training Verifiably Robust Agents Using Set-Based Reinforcement Learning](https://mlsanity.com/paper/2408.09112/) (2024)

## Abstract (arXiv)

Probabilistic learning to rank (LTR) has been the dominating approach for optimizing the ranking metric, but cannot maximize long-term rewards. Reinforcement learning models have been proposed to maximize user long-term rewards by formulating the recommendation as a sequential decision-making problem, but could only achieve inferior accuracy compared to LTR counterparts, primarily due to the lack of online interactions and the characteristics of ranking. In this paper, we propose a new off-policy value ranking (VR) algorithm that can simultaneously maximize user long-term rewards and optimize the ranking metric offline for improved sample efficiency in a unified Expectation-Maximization (EM) framework. We theoretically and empirically show that the EM process guides the leaned policy to enjoy the benefit of integration of the future reward and ranking metric, and learn without any online interactions. Extensive offline and online experiments demonstrate the effectiveness of our methods.
