# MIMIC: Mask Image Pre-training with Mix Contrastive Fine-tuning for Facial Expression Recognition

arXiv: https://arxiv.org/abs/2401.07245 · HTML: https://mlsanity.com/paper/2401.07245/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 36 of its 71 references that are in the map.
- First posted on arXiv 14 Jan 2024.

## Builds on (most cited first, 30 of 36)

- [An Image is Worth 16x16 Words: Transformers for Image Recognition at Scale](https://mlsanity.com/paper/2010.11929/) (2020)
- [Swin Transformer: Hierarchical Vision Transformer using Shifted Windows](https://mlsanity.com/paper/2103.14030/) (2021)
- [A Simple Framework for Contrastive Learning of Visual Representations](https://mlsanity.com/paper/2002.05709/) (2020)
- [Representation Learning with Contrastive Predictive Coding](https://mlsanity.com/paper/1807.03748/) (2018)
- [Momentum Contrast for Unsupervised Visual Representation Learning](https://mlsanity.com/paper/1911.05722/) (2019)
- [Masked Autoencoders Are Scalable Vision Learners](https://mlsanity.com/paper/2111.06377/) (2021)
- [mixup: Beyond Empirical Risk Minimization](https://mlsanity.com/paper/1710.09412/) (2017)
- [CutMix: Regularization Strategy to Train Strong Classifiers with Localizable Features](https://mlsanity.com/paper/1905.04899/) (2019)
- [BEiT: BERT Pre-Training of Image Transformers](https://mlsanity.com/paper/2106.08254/) (2021)
- [Improved Baselines with Momentum Contrastive Learning](https://mlsanity.com/paper/2003.04297/) (2020)
- [Unsupervised Feature Learning via Non-Parametric Instance-level Discrimination](https://mlsanity.com/paper/1805.01978/) (2018)
- [An Empirical Study of Training Self-Supervised Vision Transformers](https://mlsanity.com/paper/2104.02057/) (2021)
- [Learning deep representations by mutual information estimation and maximization](https://mlsanity.com/paper/1808.06670/) (2018)
- [SimMIM: A Simple Framework for Masked Image Modeling](https://mlsanity.com/paper/2111.09886/) (2021)
- [Joint Face Detection and Alignment using Multi-task Cascaded Convolutional Networks](https://mlsanity.com/paper/1604.02878/) (2016)
- [iBOT: Image BERT Pre-Training with Online Tokenizer](https://mlsanity.com/paper/2111.07832/) (2021)
- [data2vec: A General Framework for Self-supervised Learning in Speech, Vision and Language](https://mlsanity.com/paper/2202.03555/) (2022)
- [MS-Celeb-1M: A Dataset and Benchmark for Large-Scale Face Recognition](https://mlsanity.com/paper/1607.08221/) (2016)
- [AffectNet: A Database for Facial Expression, Valence, and Arousal Computing in the Wild](https://mlsanity.com/paper/1708.03985/) (2017)
- [Supervised Contrastive Learning for Pre-trained Language Model Fine-tuning](https://mlsanity.com/paper/2011.01403/) (2020)
- [Deep Facial Expression Recognition: A Survey](https://mlsanity.com/paper/1804.08348/) (2018)
- [Unsupervised Embedding Learning via Invariant and Spreading Instance Feature](https://mlsanity.com/paper/1904.03436/) (2019)
- [PeCo: Perceptual Codebook for BERT Pre-training of Vision Transformers](https://mlsanity.com/paper/2111.12710/) (2021)
- [Training Deep Networks for Facial Expression Recognition with Crowd-Sourced Label Distribution](https://mlsanity.com/paper/1608.01041/) (2016)
- [Region Attention Networks for Pose and Occlusion Robust Facial Expression Recognition](https://mlsanity.com/paper/1905.04075/) (2019)
- [Provably Consistent Partial-Label Learning](https://mlsanity.com/paper/2007.08929/) (2020)
- [Dive into Ambiguity: Latent Distribution Mining and Pairwise Uncertainty Estimation for Facial Expression Recognition](https://mlsanity.com/paper/2104.00232/) (2021)
- [TransFER: Learning Relation-aware Facial Expression Representations with Transformers](https://mlsanity.com/paper/2108.11116/) (2021)
- [Masked Frequency Modeling for Self-Supervised Visual Pre-Training](https://mlsanity.com/paper/2206.07706/) (2022)
- [Leveraged Weighted Loss for Partial Label Learning](https://mlsanity.com/paper/2106.05731/) (2021)

## Abstract (arXiv)

Cutting-edge research in facial expression recognition (FER) currently favors the utilization of convolutional neural networks (CNNs) backbone which is supervisedly pre-trained on face recognition datasets for feature extraction. However, due to the vast scale of face recognition datasets and the high cost associated with collecting facial labels, this pre-training paradigm incurs significant expenses. Towards this end, we propose to pre-train vision Transformers (ViTs) through a self-supervised approach on a mid-scale general image dataset. In addition, when compared with the domain disparity existing between face datasets and FER datasets, the divergence between general datasets and FER datasets is more pronounced. Therefore, we propose a contrastive fine-tuning approach to effectively mitigate this domain disparity. Specifically, we introduce a novel FER training paradigm named Mask Image pre-training with MIx Contrastive fine-tuning (MIMIC). In the initial phase, we pre-train the ViT via masked image reconstruction on general images. Subsequently, in the fine-tuning stage, we introduce a mix-supervised contrastive learning process, which enhances the model with a more extensive range of positive samples by the mixing strategy. Through extensive experiments conducted on three benchmark datasets, we demonstrate that our MIMIC outperforms the previous training paradigm, showing its capability to learn better representations. Remarkably, the results indicate that the vanilla ViT can achieve impressive performance without the need for intricate, auxiliary-designed modules. Moreover, when scaling up the model size, MIMIC exhibits no performance saturation and is superior to the current state-of-the-art methods.