# Risk Taxonomy, Mitigation, and Assessment Benchmarks of Large Language Model Systems

arXiv: https://arxiv.org/abs/2401.05778 · HTML: https://mlsanity.com/paper/2401.05778/

## Key facts

- Cited by 66 papers in the map (data through 14 Oct 2026).
- Builds on 274 of its 417 references that are in the map.
- First posted on arXiv 11 Jan 2024.

## Builds on (most cited first, 30 of 274)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [GPT-4 Technical Report](https://mlsanity.com/paper/2303.08774/) (2023)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [Proximal Policy Optimization Algorithms](https://mlsanity.com/paper/1707.06347/) (2017)
- [LLaMA: Open and Efficient Foundation Language Models](https://mlsanity.com/paper/2302.13971/) (2023)
- [Llama 2: Open Foundation and Fine-Tuned Chat Models](https://mlsanity.com/paper/2307.09288/) (2023)
- [Chain-of-Thought Prompting Elicits Reasoning in Large Language Models](https://mlsanity.com/paper/2201.11903/) (2022)
- [Distilling the Knowledge in a Neural Network](https://mlsanity.com/paper/1503.02531/) (2015)
- [ReAct: Synergizing Reasoning and Acting in Language Models](https://mlsanity.com/paper/2210.03629/) (2022)
- [Direct Preference Optimization: Your Language Model is Secretly a Reward Model](https://mlsanity.com/paper/2305.18290/) (2023)
- [Explaining and Harnessing Adversarial Examples](https://mlsanity.com/paper/1412.6572/) (2014)
- [Scaling Laws for Neural Language Models](https://mlsanity.com/paper/2001.08361/) (2020)
- [Self-Consistency Improves Chain of Thought Reasoning in Language Models](https://mlsanity.com/paper/2203.11171/) (2022)
- [PaLM: Scaling Language Modeling with Pathways](https://mlsanity.com/paper/2204.02311/) (2022)
- [On Calibration of Modern Neural Networks](https://mlsanity.com/paper/1706.04599/) (2017)
- [Deep reinforcement learning from human preferences](https://mlsanity.com/paper/1706.03741/) (2017)
- [Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedback](https://mlsanity.com/paper/2204.05862/) (2022)
- [Tree of Thoughts: Deliberate Problem Solving with Large Language Models](https://mlsanity.com/paper/2305.10601/) (2023)
- [Universal and Transferable Adversarial Attacks on Aligned Language Models](https://mlsanity.com/paper/2307.15043/) (2023)
- [Constitutional AI: Harmlessness from AI Feedback](https://mlsanity.com/paper/2212.08073/) (2022)
- [TruthfulQA: Measuring How Models Mimic Human Falsehoods](https://mlsanity.com/paper/2109.07958/) (2021)
- [The Curious Case of Neural Text Degeneration](https://mlsanity.com/paper/1904.09751/) (2019)
- [Deep Learning with Differential Privacy](https://mlsanity.com/paper/1607.00133/) (2016)
- [A Survey of Large Language Models](https://mlsanity.com/paper/2303.18223/) (2023)
- [The Pile: An 800GB Dataset of Diverse Text for Language Modeling](https://mlsanity.com/paper/2101.00027/) (2020)
- [A Survey on Large Language Model based Autonomous Agents](https://mlsanity.com/paper/2308.11432/) (2023)
- [Extracting Training Data from Large Language Models](https://mlsanity.com/paper/2012.07805/) (2020)
- [Survey of Hallucination in Natural Language Generation](https://mlsanity.com/paper/2202.03629/) (2022)
- [Improving Factuality and Reasoning in Language Models through Multiagent Debate](https://mlsanity.com/paper/2305.14325/) (2023)

## Built on by (most cited first, 30 of 66)

- [Tool Learning with Large Language Models: A Survey](https://mlsanity.com/paper/2405.17935/) (2024)
- [AI Agents Under Threat: A Survey of Key Security Challenges and Future Pathways](https://mlsanity.com/paper/2406.02630/) (2024)
- [Safety at Scale: A Comprehensive Survey of Large Model and Agent Safety](https://mlsanity.com/paper/2502.05206/) (2025)
- [Navigating the Risks: A Survey of Security, Privacy, and Ethics Threats in LLM-Based Agents](https://mlsanity.com/paper/2411.09523/) (2024)
- [Instruction Backdoor Attacks Against Customized LLMs](https://mlsanity.com/paper/2402.09179/) (2024)
- [Large Language Model Safety: A Holistic Survey](https://mlsanity.com/paper/2412.17686/) (2024)
- [Fairness in Large Language Models: A Taxonomic Survey](https://mlsanity.com/paper/2404.01349/) (2024)
- [DeTeCtive: Detecting AI-generated Text via Multi-Level Contrastive Learning](https://mlsanity.com/paper/2410.20964/) (2024)
- [Bag of Tricks: Benchmarking of Jailbreak Attacks on LLMs](https://mlsanity.com/paper/2406.09324/) (2024)
- [Commercial LLM Agents Are Already Vulnerable to Simple Yet Dangerous Attacks](https://mlsanity.com/paper/2502.08586/) (2025)
- [The State of Multilingual LLM Safety Research: From Measuring the Language Gap to Mitigating It](https://mlsanity.com/paper/2505.24119/) (2025)
- [VisDoM: Multi-Document QA with Visually Rich Elements Using Multimodal Retrieval-Augmented Generation](https://mlsanity.com/paper/2412.10704/) (2024)
- [Crabs: Consuming Resource via Auto-generation for LLM-DoS Attack under Black-box Settings](https://mlsanity.com/paper/2412.13879/) (2024)
- [OS Agents: A Survey on MLLM-based Agents for General Computing Devices Use](https://mlsanity.com/paper/2508.04482/) (2025)
- [RMCBench: Benchmarking Large Language Models' Resistance to Malicious Code](https://mlsanity.com/paper/2409.15154/) (2024)
- [Securing Large Language Models: Addressing Bias, Misinformation, and Prompt Attacks](https://mlsanity.com/paper/2409.08087/) (2024)
- [Exploring Multilingual Concepts of Human Value in Large Language Models: Is Value Alignment Consistent, Transferable and Controllable across Languages?](https://mlsanity.com/paper/2402.18120/) (2024)
- [Cache Me If You Must: Adaptive Key-Value Quantization for Large Language Models](https://mlsanity.com/paper/2501.19392/) (2025)
- [Unbridled Icarus: A Survey of the Potential Perils of Image Inputs in Multimodal Large Language Model Security](https://mlsanity.com/paper/2404.05264/) (2024)
- [AudioJailbreak: Jailbreak Attacks against End-to-End Large Audio-Language Models](https://mlsanity.com/paper/2505.14103/) (2025)
- [Attack Atlas: A Practitioner's Perspective on Challenges and Pitfalls in Red Teaming GenAI](https://mlsanity.com/paper/2409.15398/) (2024)
- [Attack and defense techniques in large language models: A survey and new perspectives](https://mlsanity.com/paper/2505.00976/) (2025)
- [Legilimens: Practical and Unified Content Moderation for Large Language Model Services](https://mlsanity.com/paper/2408.15488/) (2024)
- [Malicious LLM-Based Conversational AI Makes Users Reveal Personal Information](https://mlsanity.com/paper/2506.11680/) (2025)
- [SoK: Trust-Authorization Mismatch in LLM Agent Interactions](https://mlsanity.com/paper/2512.06914/) (2025)
- [Hummer: Towards Limited Competitive Preference Dataset](https://mlsanity.com/paper/2405.11647/) (2024)
- [Exposing LLM User Privacy via Traffic Fingerprint Analysis: A Study of Privacy Risks in LLM Agent Interactions](https://mlsanity.com/paper/2510.07176/) (2025)
- [Failure Modes in LLM Systems: A System-Level Taxonomy for Reliable AI Applications](https://mlsanity.com/paper/2511.19933/) (2025)
- [Mapping LLM Security Landscapes: A Comprehensive Stakeholder Risk Assessment Proposal](https://mlsanity.com/paper/2403.13309/) (2024)
- [SafeAligner: Safety Alignment against Jailbreak Attacks via Response Disparity Guidance](https://mlsanity.com/paper/2406.18118/) (2024)

## Abstract (arXiv)

Large language models (LLMs) have strong capabilities in solving diverse natural language processing tasks. However, the safety and security issues of LLM systems have become the major obstacle to their widespread application. Many studies have extensively investigated risks in LLM systems and developed the corresponding mitigation strategies. Leading-edge enterprises such as OpenAI, Google, Meta, and Anthropic have also made lots of efforts on responsible LLMs. Therefore, there is a growing need to organize the existing studies and establish comprehensive taxonomies for the community. In this paper, we delve into four essential modules of an LLM system, including an input module for receiving prompts, a language model trained on extensive corpora, a toolchain module for development and deployment, and an output module for exporting LLM-generated content. Based on this, we propose a comprehensive taxonomy, which systematically analyzes potential risks associated with each module of an LLM system and discusses the corresponding mitigation strategies. Furthermore, we review prevalent benchmarks, aiming to facilitate the risk assessment of LLM systems. We hope that this paper can help LLM participants embrace a systematic perspective to build their responsible LLM systems.