# SPQR: Controlling Q-ensemble Independence with Spiked Random Model for Reinforcement Learning

arXiv: https://arxiv.org/abs/2401.03137 · HTML: https://mlsanity.com/paper/2401.03137/

## Key facts

- Cited by 8 papers in the map (data through 14 Oct 2026).
- Builds on 16 of its 34 references that are in the map.
- First posted on arXiv 6 Jan 2024.

## Builds on (most cited first, 16 of 16)

- [Do As I Can, Not As I Say: Grounding Language in Robotic Affordances](https://mlsanity.com/paper/2204.01691/) (2022)
- [Conservative Q-Learning for Offline Reinforcement Learning](https://mlsanity.com/paper/2006.04779/) (2020)
- [D4RL: Datasets for Deep Data-Driven Reinforcement Learning](https://mlsanity.com/paper/2004.07219/) (2020)
- [Mastering Atari, Go, Chess and Shogi by Planning with a Learned Model](https://mlsanity.com/paper/1911.08265/) (2019)
- [Offline Reinforcement Learning with Implicit Q-Learning](https://mlsanity.com/paper/2110.06169/) (2021)
- [Uncertainty-Based Offline Reinforcement Learning with Diversified Q-Ensemble](https://mlsanity.com/paper/2110.01548/) (2021)
- [Randomized Ensembled Double Q-Learning: Learning Fast Without a Model](https://mlsanity.com/paper/2101.05982/) (2021)
- [SUNRISE: A Simple Unified Framework for Ensemble Learning in Deep Reinforcement Learning](https://mlsanity.com/paper/2007.04938/) (2020)
- [Maxmin Q-learning: Controlling the Estimation Bias of Q-learning](https://mlsanity.com/paper/2002.06487/) (2020)
- [Averaged-DQN: Variance Reduction and Stabilization for Deep Reinforcement Learning](https://mlsanity.com/paper/1611.01929/) (2016)
- [Random Matrix Theory Proves that Deep Learning Representations of GAN-data Behave as Gaussian Mixtures](https://mlsanity.com/paper/2001.08370/) (2020)
- [The Dynamics of Learning: A Random Matrix Approach](https://mlsanity.com/paper/1805.11917/) (2018)
- [DNS: Determinantal Point Process Based Neural Network Sampler for Ensemble Reinforcement Learning](https://mlsanity.com/paper/2201.13357/) (2022)
- [Appearance of Random Matrix Theory in Deep Learning](https://mlsanity.com/paper/2102.06740/) (2021)
- [Detection of Signal in the Spiked Rectangular Models](https://mlsanity.com/paper/2104.13517/) (2021)
- [Accelerating Policy Gradient by Estimating Value Function from Prior Computation in Deep Reinforcement Learning](https://mlsanity.com/paper/2302.01399/) (2023)

## Built on by (most cited first, 8 of 8)

- [Double Actor-Critic with TD Error-Driven Regularization in Reinforcement Learning](https://mlsanity.com/paper/2409.19231/) (2024)
- [Adaptive AI-based Decentralized Resource Management in the Cloud-Edge Continuum](https://mlsanity.com/paper/2501.15802/) (2025)
- [Hypercube Policy Regularization Framework for Offline Reinforcement Learning](https://mlsanity.com/paper/2411.04534/) (2024)
- [Free Random Projection for In-Context Reinforcement Learning](https://mlsanity.com/paper/2504.06983/) (2025)
- [Learning Robust Visuomotor Policies via Dynamics Alignment](https://mlsanity.com/paper/2510.27114/) (2025)
- [Mitigating Estimation Bias with Representation Learning in TD Error-Driven Regularization](https://mlsanity.com/paper/2511.16090/) (2025)
- [Lyapunov-Guided Self-Alignment: Test-Time Adaptation for Offline Safe Reinforcement Learning](https://mlsanity.com/paper/2604.26516/) (2026)
- [Understanding and Stabilizing Deep Q-Learning via Controlled Bootstrapping and Regulated Value Dynamics](https://mlsanity.com/paper/2608.16182/) (2026)

## Abstract (arXiv)

Alleviating overestimation bias is a critical challenge for deep reinforcement learning to achieve successful performance on more complex tasks or offline datasets containing out-of-distribution data. In order to overcome overestimation bias, ensemble methods for Q-learning have been investigated to exploit the diversity of multiple Q-functions. Since network initialization has been the predominant approach to promote diversity in Q-functions, heuristically designed diversity injection methods have been studied in the literature. However, previous studies have not attempted to approach guaranteed independence over an ensemble from a theoretical perspective. By introducing a novel regularization loss for Q-ensemble independence based on random matrix theory, we propose spiked Wishart Q-ensemble independence regularization (SPQR) for reinforcement learning. Specifically, we modify the intractable hypothesis testing criterion for the Q-ensemble independence into a tractable KL divergence between the spectral distribution of the Q-ensemble and the target Wigner's semicircle distribution. We implement SPQR in several online and offline ensemble Q-learning algorithms. In the experiments, SPQR outperforms the baseline algorithms in both online and offline RL benchmarks.
