# Privacy-Aware Document Visual Question Answering

arXiv: https://arxiv.org/abs/2312.10108 · HTML: https://mlsanity.com/paper/2312.10108/

## Key facts

- Cited by 17 papers in the map (data through 14 Oct 2026).
- Builds on 56 of its 75 references that are in the map.
- First posted on arXiv 15 Dec 2023.

## Builds on (most cited first, 30 of 56)

- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [GPT-4 Technical Report](https://mlsanity.com/paper/2303.08774/) (2023)
- [Exploring the Limits of Transfer Learning with a Unified Text-to-Text Transformer](https://mlsanity.com/paper/1910.10683/) (2019)
- [LoRA: Low-Rank Adaptation of Large Language Models](https://mlsanity.com/paper/2106.09685/) (2021)
- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Parameter-Efficient Transfer Learning for NLP](https://mlsanity.com/paper/1902.00751/) (2019)
- [Deep Learning with Differential Privacy](https://mlsanity.com/paper/1607.00133/) (2016)
- [Membership Inference Attacks against Machine Learning Models](https://mlsanity.com/paper/1610.05820/) (2016)
- [DocVQA: A Dataset for VQA on Document Images](https://mlsanity.com/paper/2007.00398/) (2020)
- [How transferable are features in deep neural networks?](https://mlsanity.com/paper/1411.1792/) (2014)
- [Deep Leakage from Gradients](https://mlsanity.com/paper/1906.08935/) (2019)
- [Membership Inference Attacks From First Principles](https://mlsanity.com/paper/2112.03570/) (2021)
- [Quantifying Memorization Across Neural Language Models](https://mlsanity.com/paper/2202.07646/) (2022)
- [Inverting Gradients -- How easy is it to break privacy in federated learning?](https://mlsanity.com/paper/2003.14053/) (2020)
- [Exploiting Unintended Feature Leakage in Collaborative Learning](https://mlsanity.com/paper/1805.04049/) (2018)
- [LayoutLMv3: Pre-training for Document AI with Unified Text and Image Masking](https://mlsanity.com/paper/2204.08387/) (2022)
- [InfographicVQA](https://mlsanity.com/paper/2104.12756/) (2021)
- [Large Language Models Can Be Strong Differentially Private Learners](https://mlsanity.com/paper/2110.05679/) (2021)
- [LayoutLMv2: Multi-modal Pre-training for Visually-Rich Document Understanding](https://mlsanity.com/paper/2012.14740/) (2020)
- [OCR-free Document Understanding Transformer](https://mlsanity.com/paper/2111.15664/) (2021)
- [Differentially Private Fine-tuning of Language Models](https://mlsanity.com/paper/2110.06500/) (2021)
- [iDLG: Improved Deep Leakage from Gradients](https://mlsanity.com/paper/2001.02610/) (2020)
- [Pix2Struct: Screenshot Parsing as Pretraining for Visual Language Understanding](https://mlsanity.com/paper/2210.03347/) (2022)
- [Scene Text Visual Question Answering](https://mlsanity.com/paper/1905.13648/) (2019)
- [Unlocking High-Accuracy Differentially Private Image Classification through Scale](https://mlsanity.com/paper/2204.13650/) (2022)
- [Memorization Without Overfitting: Analyzing the Training Dynamics of Large Language Models](https://mlsanity.com/paper/2205.10770/) (2022)
- [Numerical Composition of Differential Privacy](https://mlsanity.com/paper/2106.02848/) (2021)
- [Practical Secure Aggregation for Federated Learning on User-Held Data](https://mlsanity.com/paper/1611.04482/) (2016)
- [mPLUG-DocOwl: Modularized Multimodal Large Language Model for Document Understanding](https://mlsanity.com/paper/2307.02499/) (2023)
- [DiT: Self-supervised Pre-training for Document Image Transformer](https://mlsanity.com/paper/2203.02378/) (2022)

## Built on by (most cited first, 17 of 17)

- [Privacy Preserving Prompt Engineering: A Survey](https://mlsanity.com/paper/2404.06001/) (2024)
- [SV-RAG: LoRA-Contextualizing Adaptation of MLLMs for Long Document Understanding](https://mlsanity.com/paper/2411.01106/) (2024)
- [From GPT-4 to Gemini and Beyond: Assessing the Landscape of MLLMs on Generalizability, Trustworthiness and Causality through Four Modalities](https://mlsanity.com/paper/2401.15071/) (2024)
- [Open LLMs are Necessary for Current Private Adaptations and Outperform their Closed Alternatives](https://mlsanity.com/paper/2411.05818/) (2024)
- [Extracting Training Data from Document-Based VQA Models](https://mlsanity.com/paper/2407.08707/) (2024)
- [DocVXQA: Context-Aware Visual Explanations for Document Question Answering](https://mlsanity.com/paper/2505.07496/) (2025)
- [ContextLeak: Auditing Leakage in Private In-Context Learning Methods](https://mlsanity.com/paper/2512.16059/) (2025)
- [GeoContrastNet: Contrastive Key-Value Edge Learning for Language-Agnostic Document Understanding](https://mlsanity.com/paper/2405.03104/) (2024)
- [NeurIPS 2023 Competition: Privacy Preserving Federated Learning Document VQA](https://mlsanity.com/paper/2411.03730/) (2024)
- [Hyperparameters in Score-Based Membership Inference Attacks](https://mlsanity.com/paper/2502.06374/) (2025)
- [DP-GTR: Differentially Private Prompt Protection via Group Text Rewriting](https://mlsanity.com/paper/2503.04990/) (2025)
- [Federated Document Visual Question Answering: A Pilot Study](https://mlsanity.com/paper/2405.06636/) (2024)
- [DP-DocLDM: Differentially Private Document Image Generation using Latent Diffusion Models](https://mlsanity.com/paper/2508.04208/) (2025)
- [Sanitize Your Responses: Mitigating Privacy Leakage in Large Language Models](https://mlsanity.com/paper/2509.24488/) (2025)
- [Counterfeit Answers: Adversarial Forgery against OCR-Free Document Visual Question Answering](https://mlsanity.com/paper/2512.04554/) (2025)
- [Towards Self-Explainable Document Visual Question Answering with Chain-of-Explanation Predictions](https://mlsanity.com/paper/2605.06058/) (2026)
- [Stop Thinking, Start Looking: Efficient Post-Training for Multimodal Document Question Answering via Reasoning-Free Alignment](https://mlsanity.com/paper/2607.14682/) (2026)

## Abstract (arXiv)

Document Visual Question Answering (DocVQA) has quickly grown into a central task of document understanding. But despite the fact that documents contain sensitive or copyrighted information, none of the current DocVQA methods offers strong privacy guarantees. In this work, we explore privacy in the domain of DocVQA for the first time, highlighting privacy issues in state of the art multi-modal LLM models used for DocVQA, and explore possible solutions. Specifically, we focus on invoice processing as a realistic document understanding scenario, and propose a large scale DocVQA dataset comprising invoice documents and associated questions and answers. We employ a federated learning scheme, that reflects the real-life distribution of documents in different businesses, and we explore the use case where the data of the invoice provider is the sensitive information to be protected. We demonstrate that non-private models tend to memorise, a behaviour that can lead to exposing private information. We then evaluate baseline training schemes employing federated learning and differential privacy in this multi-modal scenario, where the sensitive information might be exposed through either or both of the two input modalities: vision (document image) or language (OCR tokens). Finally, we design attacks exploiting the memorisation effect of the model, and demonstrate their effectiveness in probing a representative DocVQA models.
