# Alignment for Honesty

arXiv: https://arxiv.org/abs/2312.07000 · HTML: https://mlsanity.com/paper/2312.07000/

## Key facts

- Cited by 74 papers in the map (data through 14 Oct 2026).
- Placed in LLM preference optimization methods, one of 10 directions in LLM alignment / RLHF / preference optimisation.
- Builds on 69 of its 89 references that are in the map.
- First posted on arXiv 12 Dec 2023.

## Placed in

- LLM alignment / RLHF / preference optimisation / [LLM preference optimization methods](https://mlsanity.com/alignment/llm-preference-optimization-methods/)

## Builds on (most cited first, 30 of 69)

- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [GPT-4 Technical Report](https://mlsanity.com/paper/2303.08774/) (2023)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [LLaMA: Open and Efficient Foundation Language Models](https://mlsanity.com/paper/2302.13971/) (2023)
- [Llama 2: Open Foundation and Fine-Tuned Chat Models](https://mlsanity.com/paper/2307.09288/) (2023)
- [Judging LLM-as-a-Judge with MT-Bench and Chatbot Arena](https://mlsanity.com/paper/2306.05685/) (2023)
- [Measuring Massive Multitask Language Understanding](https://mlsanity.com/paper/2009.03300/) (2020)
- [Self-Consistency Improves Chain of Thought Reasoning in Language Models](https://mlsanity.com/paper/2203.11171/) (2022)
- [Let's Verify Step by Step](https://mlsanity.com/paper/2305.20050/) (2023)
- [Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedback](https://mlsanity.com/paper/2204.05862/) (2022)
- [Qwen Technical Report](https://mlsanity.com/paper/2309.16609/) (2023)
- [Constitutional AI: Harmlessness from AI Feedback](https://mlsanity.com/paper/2212.08073/) (2022)
- [Scaling Instruction-Finetuned Language Models](https://mlsanity.com/paper/2210.11416/) (2022)
- [TruthfulQA: Measuring How Models Mimic Human Falsehoods](https://mlsanity.com/paper/2109.07958/) (2021)
- [TriviaQA: A Large Scale Distantly Supervised Challenge Dataset for Reading Comprehension](https://mlsanity.com/paper/1705.03551/) (2017)
- [Self-Instruct: Aligning Language Models with Self-Generated Instructions](https://mlsanity.com/paper/2212.10560/) (2022)
- [Extracting Training Data from Large Language Models](https://mlsanity.com/paper/2012.07805/) (2020)
- [Survey of Hallucination in Natural Language Generation](https://mlsanity.com/paper/2202.03629/) (2022)
- [Language Models (Mostly) Know What They Know](https://mlsanity.com/paper/2207.05221/) (2022)
- [WebGPT: Browser-assisted question-answering with human feedback](https://mlsanity.com/paper/2112.09332/) (2021)
- [Representation Engineering: A Top-Down Approach to AI Transparency](https://mlsanity.com/paper/2310.01405/) (2023)
- [Inference-Time Intervention: Eliciting Truthful Answers from a Language Model](https://mlsanity.com/paper/2306.03341/) (2023)
- [FActScore: Fine-grained Atomic Evaluation of Factual Precision in Long Form Text Generation](https://mlsanity.com/paper/2305.14251/) (2023)
- [PaLM 2 Technical Report](https://mlsanity.com/paper/2305.10403/) (2023)
- [When Not to Trust Language Models: Investigating Effectiveness of Parametric and Non-Parametric Memories](https://mlsanity.com/paper/2212.10511/) (2022)
- [WizardLM: Empowering large pre-trained language models to follow complex instructions](https://mlsanity.com/paper/2304.12244/) (2023)
- [LIMA: Less Is More for Alignment](https://mlsanity.com/paper/2305.11206/) (2023)
- [Scaling Laws for Reward Model Overoptimization](https://mlsanity.com/paper/2210.10760/) (2022)
- [A General Language Assistant as a Laboratory for Alignment](https://mlsanity.com/paper/2112.00861/) (2021)
- [Towards Understanding Sycophancy in Language Models](https://mlsanity.com/paper/2310.13548/) (2023)

## Built on by (most cited first, 30 of 74)

- [A Survey on Knowledge Distillation of Large Language Models](https://mlsanity.com/paper/2402.13116/) (2024)
- [Language Models with Conformal Factuality Guarantees](https://mlsanity.com/paper/2402.10978/) (2024)
- [Know Your Limits: A Survey of Abstention in Large Language Models](https://mlsanity.com/paper/2407.18418/) (2024)
- [The BiGGen Bench: A Principled Benchmark for Fine-grained Evaluation of Language Models with Language Models](https://mlsanity.com/paper/2406.05761/) (2024)
- [Unfamiliar Finetuning Examples Control How Language Models Hallucinate](https://mlsanity.com/paper/2403.05612/) (2024)
- [The MASK Benchmark: Disentangling Honesty From Accuracy in AI Systems](https://mlsanity.com/paper/2503.03750/) (2025)
- [Rejection Improves Reliability: Training LLMs to Refuse Unknown Questions Using RL from Knowledge Feedback](https://mlsanity.com/paper/2403.18349/) (2024)
- [Knowledge Graphs Meet Multi-Modal Learning: A Comprehensive Survey](https://mlsanity.com/paper/2402.05391/) (2024)
- [Rewarding Doubt: A Reinforcement Learning Approach to Calibrated Confidence Expression of Large Language Models](https://mlsanity.com/paper/2503.02623/) (2025)
- [The Personality Illusion: Revealing Dissociation Between Self-Reports & Behavior in LLMs](https://mlsanity.com/paper/2509.03730/) (2025)
- [How Likely Do LLMs with CoT Mimic Human Reasoning?](https://mlsanity.com/paper/2402.16048/) (2024)
- [How Susceptible are LLMs to Influence in Prompts?](https://mlsanity.com/paper/2408.11865/) (2024)
- [TruthRL: Incentivizing Truthful LLMs via Reinforcement Learning](https://mlsanity.com/paper/2509.25760/) (2025)
- [BeHonest: Benchmarking Honesty in Large Language Models](https://mlsanity.com/paper/2406.13261/) (2024)
- [Deconstructing The Ethics of Large Language Models from Long-standing Issues to New-emerging Dilemmas: A Survey](https://mlsanity.com/paper/2406.05392/) (2024)
- [Are Large Language Models More Honest in Their Probabilistic or Verbalized Confidence?](https://mlsanity.com/paper/2408.09773/) (2024)
- [A Survey on the Honesty of Large Language Models](https://mlsanity.com/paper/2409.18786/) (2024)
- [I Think, Therefore I am: Benchmarking Awareness of Large Language Models Using AwareBench](https://mlsanity.com/paper/2401.17882/) (2024)
- [Perception of Knowledge Boundary for Large Language Models through Semi-open-ended Question Answering](https://mlsanity.com/paper/2405.14383/) (2024)
- [On Catastrophic Inheritance of Large Foundation Models](https://mlsanity.com/paper/2402.01909/) (2024)
- [Agentic Abstention: Do Agents Know When to Stop Instead of Act?](https://mlsanity.com/paper/2606.28733/) (2026)
- [Don't lie to your friends: Learning what you know from collaborative self-play](https://mlsanity.com/paper/2503.14481/) (2025)
- [Verifiable by Design: Aligning Language Models to Quote from Pre-Training Data](https://mlsanity.com/paper/2404.03862/) (2024)
- [Multi-group Uncertainty Quantification for Long-form Text Generation](https://mlsanity.com/paper/2407.21057/) (2024)
- [Fine-Tuning Large Language Models to Appropriately Abstain with Semantic Entropy](https://mlsanity.com/paper/2410.17234/) (2024)
- [MMBoundary: Advancing MLLM Knowledge Boundary Awareness through Reasoning Step Confidence Calibration](https://mlsanity.com/paper/2505.23224/) (2025)
- [Utilize the Flow before Stepping into the Same River Twice: Certainty Represented Knowledge Flow for Refusal-Aware Instruction Tuning](https://mlsanity.com/paper/2410.06913/) (2024)
- [CausalAbstain: Enhancing Multilingual LLMs with Causal Reasoning for Trustworthy Abstention](https://mlsanity.com/paper/2506.00519/) (2025)
- [Varying Shades of Wrong: Aligning LLMs with Wrong Answers Only](https://mlsanity.com/paper/2410.11055/) (2024)
- [Alignment of large language models with constrained learning](https://mlsanity.com/paper/2505.19387/) (2025)

## Abstract (arXiv)

Recent research has made significant strides in aligning large language models (LLMs) with helpfulness and harmlessness. In this paper, we argue for the importance of alignment for honesty, ensuring that LLMs proactively refuse to answer questions when they lack knowledge, while still not being overly conservative. However, a pivotal aspect of alignment for honesty involves discerning an LLM's knowledge boundaries, which demands comprehensive solutions in terms of metric development, benchmark creation, and training methodologies. We address these challenges by first establishing a precise problem definition and defining ``honesty'' inspired by the Analects of Confucius. This serves as a cornerstone for developing metrics that effectively measure an LLM's honesty by quantifying its progress post-alignment. Furthermore, we introduce a flexible training framework which is further instantiated by several efficient fine-tuning techniques that emphasize honesty without sacrificing performance on other tasks. Our extensive experiments reveal that these aligned models show a marked increase in honesty, as indicated by our proposed metrics. We open-source all relevant resources to facilitate future research at urlhttps://github.com/GAIR-NLP/alignment-for-honesty.