# Tree of Attacks: Jailbreaking Black-Box LLMs Automatically

arXiv: https://arxiv.org/abs/2312.02119 · HTML: https://mlsanity.com/paper/2312.02119/

## Key facts

- Cited by 672 papers in the map (data through 14 Oct 2026).
- Placed in Jailbreaking, one of 12 directions in LLM safety and security.
- Builds on 40 of its 56 references that are in the map.
- First posted on arXiv 4 Dec 2023.

## Placed in

- LLM safety and security / [Jailbreaking](https://mlsanity.com/safety/jailbreaking/)

## Builds on (most cited first, 30 of 40)

- [Chain-of-Thought Prompting Elicits Reasoning in Large Language Models](https://mlsanity.com/paper/2201.11903/) (2022)
- [Retrieval-Augmented Generation for Knowledge-Intensive NLP Tasks](https://mlsanity.com/paper/2005.11401/) (2020)
- [Explaining and Harnessing Adversarial Examples](https://mlsanity.com/paper/1412.6572/) (2014)
- [Intriguing properties of neural networks](https://mlsanity.com/paper/1312.6199/) (2013)
- [Deep reinforcement learning from human preferences](https://mlsanity.com/paper/1706.03741/) (2017)
- [Tree of Thoughts: Deliberate Problem Solving with Large Language Models](https://mlsanity.com/paper/2305.10601/) (2023)
- [Universal and Transferable Adversarial Attacks on Aligned Language Models](https://mlsanity.com/paper/2307.15043/) (2023)
- [Self-Instruct: Aligning Language Models with Self-Generated Instructions](https://mlsanity.com/paper/2212.10560/) (2022)
- [Fine-Tuning Language Models from Human Preferences](https://mlsanity.com/paper/1909.08593/) (2019)
- [Jailbroken: How Does LLM Safety Training Fail?](https://mlsanity.com/paper/2307.02483/) (2023)
- [Not what you've signed up for: Compromising Real-World LLM-Integrated Applications with Indirect Prompt Injection](https://mlsanity.com/paper/2302.12173/) (2023)
- [Jailbreaking Black Box Large Language Models in Twenty Queries](https://mlsanity.com/paper/2310.08419/) (2023)
- [Beyond Accuracy: Behavioral Testing of NLP models with CheckList](https://mlsanity.com/paper/2005.04118/) (2020)
- [BeaverTails: Towards Improved Safety Alignment of LLM via a Human-Preference Dataset](https://mlsanity.com/paper/2307.04657/) (2023)
- [AutoDAN: Generating Stealthy Jailbreak Prompts on Aligned Large Language Models](https://mlsanity.com/paper/2310.04451/) (2023)
- [Aligning AI With Shared Human Values](https://mlsanity.com/paper/2008.02275/) (2020)
- [Prompt Injection attack against LLM-integrated Applications](https://mlsanity.com/paper/2306.05499/) (2023)
- [GPTFUZZER: Red Teaming Large Language Models with Auto-Generated Jailbreak Prompts](https://mlsanity.com/paper/2309.10253/) (2023)
- [Jailbreaking ChatGPT via Prompt Engineering: An Empirical Study](https://mlsanity.com/paper/2305.13860/) (2023)
- [BERT-ATTACK: Adversarial Attack Against BERT Using BERT](https://mlsanity.com/paper/2004.09984/) (2020)
- [TextBugger: Generating Adversarial Text Against Real-world Applications](https://mlsanity.com/paper/1812.05271/) (2018)
- [Persistent Anti-Muslim Bias in Large Language Models](https://mlsanity.com/paper/2101.05783/) (2021)
- [Toxicity in ChatGPT: Analyzing Persona-assigned Language Models](https://mlsanity.com/paper/2304.05335/) (2023)
- [Black-box Generation of Adversarial Text Sequences to Evade Deep Learning Classifiers](https://mlsanity.com/paper/1801.04354/) (2018)
- [Hard Prompts Made Easy: Gradient-Based Discrete Optimization for Prompt Tuning and Discovery](https://mlsanity.com/paper/2302.03668/) (2023)
- [Multi-step Jailbreaking Privacy Attacks on ChatGPT](https://mlsanity.com/paper/2304.05197/) (2023)
- [Exploiting Programmatic Behavior of LLMs: Dual-Use Through Standard Security Attacks](https://mlsanity.com/paper/2302.05733/) (2023)
- [Gradient-based Adversarial Attacks against Text Transformers](https://mlsanity.com/paper/2104.13733/) (2021)
- [Scalable and Transferable Black-Box Jailbreaks for Language Models via Persona Modulation](https://mlsanity.com/paper/2311.03348/) (2023)
- [Automatically Auditing Large Language Models via Discrete Optimization](https://mlsanity.com/paper/2303.04381/) (2023)

## Built on by (most cited first, 30 of 672)

- [HarmBench: A Standardized Evaluation Framework for Automated Red Teaming and Robust Refusal](https://mlsanity.com/paper/2402.04249/) (2024)
- [JailbreakBench: An Open Robustness Benchmark for Jailbreaking Large Language Models](https://mlsanity.com/paper/2404.01318/) (2024)
- [Jailbreaking Leading Safety-Aligned LLMs with Simple Adaptive Attacks](https://mlsanity.com/paper/2404.02151/) (2024)
- [A StrongREJECT for Empty Jailbreaks](https://mlsanity.com/paper/2402.10260/) (2024)
- [StruQ: Defending Against Prompt Injection with Structured Queries](https://mlsanity.com/paper/2402.06363/) (2024)
- [Improving Alignment and Robustness with Circuit Breakers](https://mlsanity.com/paper/2406.04313/) (2024)
- [Assessing the Brittleness of Safety Alignment via Pruning and Low-Rank Modifications](https://mlsanity.com/paper/2402.05162/) (2024)
- [Jailbreak Attacks and Defenses Against Large Language Models: A Survey](https://mlsanity.com/paper/2407.04295/) (2024)
- [Rainbow Teaming: Open-Ended Generation of Diverse Adversarial Prompts](https://mlsanity.com/paper/2402.16822/) (2024)
- [AutoDAN-Turbo: A Lifelong Agent for Strategy Self-Exploration to Jailbreak LLMs](https://mlsanity.com/paper/2410.05295/) (2024)
- [COLD-Attack: Jailbreaking LLMs with Stealthiness and Controllability](https://mlsanity.com/paper/2402.08679/) (2024)
- [Latent Adversarial Training Improves Robustness to Persistent Harmful Behaviors in LLMs](https://mlsanity.com/paper/2407.15549/) (2024)
- [Prompt Injection Attack to Tool Selection in LLM Agents](https://mlsanity.com/paper/2504.19793/) (2025)
- [WASP: Benchmarking Web Agent Security Against Prompt Injection Attacks](https://mlsanity.com/paper/2504.18575/) (2025)
- [Robust Prompt Optimization for Defending Language Models Against Jailbreaking Attacks](https://mlsanity.com/paper/2401.17263/) (2024)
- [AdvPrompter: Fast Adaptive Adversarial Prompting for LLMs](https://mlsanity.com/paper/2404.16873/) (2024)
- [LLM Defenses Are Not Robust to Multi-Turn Human Jailbreaks Yet](https://mlsanity.com/paper/2408.15221/) (2024)
- [AutoDefense: Multi-Agent LLM Defense against Jailbreak Attacks](https://mlsanity.com/paper/2403.04783/) (2024)
- [Optimization-based Prompt Injection Attack to LLM-as-a-Judge](https://mlsanity.com/paper/2403.17710/) (2024)
- [AEGIS: Online Adaptive AI Content Safety Moderation with Ensemble of LLM Experts](https://mlsanity.com/paper/2404.05993/) (2024)
- [Prompt Infection: LLM-to-LLM Prompt Injection within Multi-Agent Systems](https://mlsanity.com/paper/2410.07283/) (2024)
- [Attacks, Defenses and Evaluations for LLM Conversation Safety: A Survey](https://mlsanity.com/paper/2402.09283/) (2024)
- [The Attacker Moves Second: Stronger Adaptive Attacks Bypass Defenses Against Llm Jailbreaks and Prompt Injections](https://mlsanity.com/paper/2510.09023/) (2025)
- [Is LLM-as-a-Judge Robust? Investigating Universal Adversarial Attacks on Zero-shot LLM Assessment](https://mlsanity.com/paper/2402.14016/) (2024)
- [Safe LoRA: the Silver Lining of Reducing Safety Risks when Fine-tuning Large Language Models](https://mlsanity.com/paper/2405.16833/) (2024)
- [Improved Techniques for Optimization-Based Jailbreaking on Large Language Models](https://mlsanity.com/paper/2405.21018/) (2024)
- [Jailbreak Vision Language Models via Bi-Modal Adversarial Prompt](https://mlsanity.com/paper/2406.04031/) (2024)
- [Weak-to-Strong Jailbreaking on Large Language Models](https://mlsanity.com/paper/2401.17256/) (2024)
- [Machine Against the RAG: Jamming Retrieval-Augmented Generation with Blocker Documents](https://mlsanity.com/paper/2406.05870/) (2024)
- [Keeping LLMs Aligned After Fine-tuning: The Crucial Role of Prompt Templates](https://mlsanity.com/paper/2402.18540/) (2024)

## Abstract (arXiv)

While Large Language Models (LLMs) display versatile functionality, they continue to generate harmful, biased, and toxic content, as demonstrated by the prevalence of human-designed jailbreaks. In this work, we present Tree of Attacks with Pruning (TAP), an automated method for generating jailbreaks that only requires black-box access to the target LLM. TAP utilizes an attacker LLM to iteratively refine candidate (attack) prompts until one of the refined prompts jailbreaks the target. In addition, before sending prompts to the target, TAP assesses them and prunes the ones unlikely to result in jailbreaks, reducing the number of queries sent to the target LLM. In empirical evaluations, we observe that TAP generates prompts that jailbreak state-of-the-art LLMs (including GPT4-Turbo and GPT4o) for more than 80% of the prompts. This significantly improves upon the previous state-of-the-art black-box methods for generating jailbreaks while using a smaller number of queries than them. Furthermore, TAP is also capable of jailbreaking LLMs protected by state-of-the-art guardrails, e.g., LlamaGuard.
