# COTR: Compact Occupancy TRansformer for Vision-based 3D Occupancy Prediction

arXiv: https://arxiv.org/abs/2312.01919 · HTML: https://mlsanity.com/paper/2312.01919/

## Key facts

- Cited by 96 papers in the map (data through 14 Oct 2026).
- Builds on 39 of its 41 references that are in the map.
- First posted on arXiv 4 Dec 2023.

## Builds on (most cited first, 30 of 39)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [U-Net: Convolutional Networks for Biomedical Image Segmentation](https://mlsanity.com/paper/1505.04597/) (2015)
- [Swin Transformer: Hierarchical Vision Transformer using Shifted Windows](https://mlsanity.com/paper/2103.14030/) (2021)
- [nuScenes: A multimodal dataset for autonomous driving](https://mlsanity.com/paper/1903.11027/) (2019)
- [Scalability in Perception for Autonomous Driving: Waymo Open Dataset](https://mlsanity.com/paper/1912.04838/) (2019)
- [BEVFormer: Learning Bird's-Eye-View Representation from Multi-Camera Images via Spatiotemporal Transformers](https://mlsanity.com/paper/2203.17270/) (2022)
- [Per-Pixel Classification is Not All You Need for Semantic Segmentation](https://mlsanity.com/paper/2107.06278/) (2021)
- [Lift, Splat, Shoot: Encoding Images From Arbitrary Camera Rigs by Implicitly Unprojecting to 3D](https://mlsanity.com/paper/2008.05711/) (2020)
- [BEVDet: High-performance Multi-camera 3D Object Detection in Bird-Eye-View](https://mlsanity.com/paper/2112.11790/) (2021)
- [DETR3D: 3D Object Detection from Multi-view Images via 3D-to-2D Queries](https://mlsanity.com/paper/2110.06922/) (2021)
- [BEVDepth: Acquisition of Reliable Depth for Multi-view 3D Object Detection](https://mlsanity.com/paper/2206.10092/) (2022)
- [PETR: Position Embedding Transformation for Multi-View 3D Object Detection](https://mlsanity.com/paper/2203.05625/) (2022)
- [Semantic Scene Completion from a Single Depth Image](https://mlsanity.com/paper/1611.08974/) (2016)
- [Tri-Perspective View for Vision-Based 3D Semantic Occupancy Prediction](https://mlsanity.com/paper/2302.07817/) (2023)
- [MonoScene: Monocular 3D Semantic Scene Completion](https://mlsanity.com/paper/2112.00726/) (2021)
- [BEVDet4D: Exploit Temporal Cues in Multi-camera 3D Object Detection](https://mlsanity.com/paper/2203.17054/) (2022)
- [BEVFusion: A Simple and Robust LiDAR-Camera Fusion Framework](https://mlsanity.com/paper/2205.13790/) (2022)
- [Occ3D: A Large-Scale 3D Occupancy Prediction Benchmark for Autonomous Driving](https://mlsanity.com/paper/2304.14365/) (2023)
- [Categorical Depth Distribution Network for Monocular 3D Object Detection](https://mlsanity.com/paper/2103.01100/) (2021)
- [SurroundOcc: Multi-Camera 3D Occupancy Prediction for Autonomous Driving](https://mlsanity.com/paper/2303.09551/) (2023)
- [VoxFormer: Sparse Voxel Transformer for Camera-based 3D Semantic Scene Completion](https://mlsanity.com/paper/2302.12251/) (2023)
- [BEVFormer v2: Adapting Modern Image Backbones to Bird's-Eye-View Recognition via Perspective Supervision](https://mlsanity.com/paper/2211.10439/) (2022)
- [OccFormer: Dual-path Transformer for Vision-based 3D Semantic Occupancy Prediction](https://mlsanity.com/paper/2304.05316/) (2023)
- [Sparse Single Sweep LiDAR Point Cloud Segmentation via Learning Contextual Shape Priors from Scene Completion](https://mlsanity.com/paper/2012.03762/) (2020)
- [OpenOccupancy: A Large Scale Benchmark for Surrounding Semantic Occupancy Perception](https://mlsanity.com/paper/2303.03991/) (2023)
- [Scene as Occupancy](https://mlsanity.com/paper/2306.02851/) (2023)
- [LMSCNet: Lightweight Multiscale 3D Semantic Completion](https://mlsanity.com/paper/2008.10559/) (2020)
- [Learning From Multiple Experts: Self-paced Knowledge Distillation for Long-tailed Classification](https://mlsanity.com/paper/2001.01536/) (2020)
- [Overcoming Classifier Imbalance for Long-tail Object Detection with Balanced Group Softmax](https://mlsanity.com/paper/2006.10408/) (2020)
- [PolarFormer: Multi-camera 3D Object Detection with Polar Transformer](https://mlsanity.com/paper/2206.15398/) (2022)

## Built on by (most cited first, 30 of 96)

- [GaussianWorld: Gaussian World Model for Streaming 3D Occupancy Prediction](https://mlsanity.com/paper/2412.10373/) (2024)
- [OPUS: Occupancy Prediction Using a Sparse Set](https://mlsanity.com/paper/2409.09350/) (2024)
- [DrivingForward: Feed-forward 3D Gaussian Splatting for Driving Scene Reconstruction from Flexible Surround-view Input](https://mlsanity.com/paper/2409.12753/) (2024)
- [OctreeOcc: Efficient and Multi-Granularity Occupancy Prediction Using Octree Queries](https://mlsanity.com/paper/2312.03774/) (2023)
- [GaussTR: Foundation Model-Aligned Gaussian Transformer for Self-Supervised 3D Spatial Understanding](https://mlsanity.com/paper/2412.13193/) (2024)
- [A Survey on Occupancy Perception for Autonomous Driving: The Information Fusion Perspective](https://mlsanity.com/paper/2405.05173/) (2024)
- [RadarOcc: Robust 3D Occupancy Prediction with 4D Imaging Radar](https://mlsanity.com/paper/2405.14014/) (2024)
- [OccMamba: Semantic Occupancy Prediction with State Space Models](https://mlsanity.com/paper/2408.09859/) (2024)
- [Vision-based 3D occupancy prediction in autonomous driving: a review and outlook](https://mlsanity.com/paper/2405.02595/) (2024)
- [UniOcc: A Unified Benchmark for Occupancy Forecasting and Prediction in Autonomous Driving](https://mlsanity.com/paper/2503.24381/) (2025)
- [GaussianFlowOcc: Sparse and Weakly Supervised Occupancy Estimation using Gaussian Splatting and Temporal Flow](https://mlsanity.com/paper/2502.17288/) (2025)
- [STCOcc: Sparse Spatial-Temporal Cascade Renovation for 3D Occupancy and Scene Flow Prediction](https://mlsanity.com/paper/2504.19749/) (2025)
- [GEOcc: Geometrically Enhanced 3D Occupancy Network with Implicit-Explicit Depth Fusion and Contextual Self-Supervision](https://mlsanity.com/paper/2405.10591/) (2024)
- [ALOcc: Adaptive Lifting-Based 3D Semantic Occupancy and Cost Volume-Based Flow Predictions](https://mlsanity.com/paper/2411.07725/) (2024)
- [QuadricFormer: Scene as Superquadrics for 3D Semantic Occupancy Prediction](https://mlsanity.com/paper/2506.10977/) (2025)
- [GaussRender: Learning 3D Occupancy with Gaussian Rendering](https://mlsanity.com/paper/2502.05040/) (2025)
- [Language Driven Occupancy Prediction](https://mlsanity.com/paper/2411.16072/) (2024)
- [ProtoOcc: Accurate, Efficient 3D Occupancy Prediction Using Dual Branch Encoder-Prototype Query Decoder](https://mlsanity.com/paper/2412.08774/) (2024)
- [Deep Height Decoupling for Precise Vision-based 3D Occupancy Prediction](https://mlsanity.com/paper/2409.07972/) (2024)
- [DAOcc: 3D Object Detection Assisted Multi-Sensor Fusion for 3D Occupancy Prediction](https://mlsanity.com/paper/2409.19972/) (2024)
- [ResWorld: Temporal Residual World Model for End-to-End Autonomous Driving](https://mlsanity.com/paper/2602.10884/) (2026)
- [GaussianFormer3D: Multi-Modal Gaussian-based Semantic Occupancy Prediction with 3D Deformable Attention](https://mlsanity.com/paper/2505.10685/) (2025)
- [Offboard Occupancy Refinement with Hybrid Propagation for Autonomous Driving](https://mlsanity.com/paper/2403.08504/) (2024)
- [OccProphet: Pushing Efficiency Frontier of Camera-Only 4D Occupancy Forecasting with Observer-Forecaster-Refiner Framework](https://mlsanity.com/paper/2502.15180/) (2025)
- [SparseWorld: A Flexible, Adaptive, and Efficient 4D Occupancy World Model Powered by Sparse and Dynamic Queries](https://mlsanity.com/paper/2510.17482/) (2025)
- [VoxelSplat: Dynamic Gaussian Splatting as an Effective Loss for Occupancy and Flow Prediction](https://mlsanity.com/paper/2506.05563/) (2025)
- [3D Occupancy Prediction with Low-Resolution Queries via Prototype-aware View Transformation](https://mlsanity.com/paper/2503.15185/) (2025)
- [Rethinking Temporal Fusion with a Unified Gradient Descent View for 3D Semantic Occupancy Prediction](https://mlsanity.com/paper/2504.12959/) (2025)
- [Occupancy Learning with Spatiotemporal Memory](https://mlsanity.com/paper/2508.04705/) (2025)
- [OccTENS: 3D Occupancy World Model via Temporal Next-Scale Prediction](https://mlsanity.com/paper/2509.03887/) (2025)

## Abstract (arXiv)

The autonomous driving community has shown significant interest in 3D occupancy prediction, driven by its exceptional geometric perception and general object recognition capabilities. To achieve this, current works try to construct a Tri-Perspective View (TPV) or Occupancy (OCC) representation extending from the Bird-Eye-View perception. However, compressed views like TPV representation lose 3D geometry information while raw and sparse OCC representation requires heavy but redundant computational costs. To address the above limitations, we propose Compact Occupancy TRansformer (COTR), with a geometry-aware occupancy encoder and a semantic-aware group decoder to reconstruct a compact 3D OCC representation. The occupancy encoder first generates a compact geometrical OCC feature through efficient explicit-implicit view transformation. Then, the occupancy decoder further enhances the semantic discriminability of the compact OCC representation by a coarse-to-fine semantic grouping strategy. Empirical experiments show that there are evident performance gains across multiple baselines, e.g., COTR outperforms baselines with a relative improvement of 8%-15%, demonstrating the superiority of our method.