# Causal Fairness under Unobserved Confounding: A Neural Sensitivity Framework

arXiv: https://arxiv.org/abs/2311.18460 · HTML: https://mlsanity.com/paper/2311.18460/

## Key facts

- Cited by 10 papers in the map (data through 14 Oct 2026).
- Builds on 44 of its 71 references that are in the map.
- First posted on arXiv 30 Nov 2023.

## Builds on (most cited first, 30 of 44)

- [Counterfactual Fairness](https://mlsanity.com/paper/1703.06856/) (2017)
- [Inherent Trade-Offs in the Fair Determination of Risk Scores](https://mlsanity.com/paper/1609.05807/) (2016)
- [Avoiding Discrimination through Causal Reasoning](https://mlsanity.com/paper/1706.02744/) (2017)
- [Path-Specific Counterfactual Fairness](https://mlsanity.com/paper/1802.08139/) (2018)
- [Fair Inference On Outcomes](https://mlsanity.com/paper/1705.10378/) (2017)
- [Identifying Causal Effects With Proxy Variables of an Unmeasured Confounder](https://mlsanity.com/paper/1609.08816/) (2016)
- [Confounding-Robust Policy Improvement](https://mlsanity.com/paper/1805.08593/) (2018)
- [A causal framework for discovering and removing direct and indirect discrimination](https://mlsanity.com/paper/1611.07509/) (2016)
- [PC-Fairness: A Unified Framework for Measuring Causality-based Fairness](https://mlsanity.com/paper/1910.12586/) (2019)
- [Sensitivity Analysis of Individual Treatment Effects: A Robust Conformal Inference Approach](https://mlsanity.com/paper/2111.12161/) (2021)
- [Causal Reasoning for Algorithmic Fairness](https://mlsanity.com/paper/1805.05859/) (2018)
- [Interval Estimation of Individual-Level Causal Effects Under Unobserved Confounding](https://mlsanity.com/paper/1810.02894/) (2018)
- [Discrimination in the Age of Algorithms](https://mlsanity.com/paper/1902.03731/) (2019)
- [Quantifying Ignorance in Individual-Level Causal-Effect Estimates under Hidden Confounding](https://mlsanity.com/paper/2103.04850/) (2021)
- [Learning Optimal Fair Policies](https://mlsanity.com/paper/1809.02244/) (2018)
- [Deep Proxy Causal Learning and its Application to Confounded Bandit Policy Evaluation](https://mlsanity.com/paper/2106.03907/) (2021)
- [Conformal Sensitivity Analysis for Individual Treatment Effects](https://mlsanity.com/paper/2112.03493/) (2021)
- [Nested Counterfactual Identification from Arbitrary Surrogate Experiments](https://mlsanity.com/paper/2107.03190/) (2021)
- [Causal Conceptions of Fairness and their Consequences](https://mlsanity.com/paper/2207.05302/) (2022)
- [The Sensitivity of Counterfactual Fairness to Unmeasured Confounding](https://mlsanity.com/paper/1907.01040/) (2019)
- [Sensitivity analysis for inverse probability weighting estimators via the percentile bootstrap](https://mlsanity.com/paper/1711.11286/) (2017)
- [Fairness in Algorithmic Decision Making: An Excursion Through the Lens of Causality](https://mlsanity.com/paper/1903.11719/) (2019)
- [Sharp Sensitivity Analysis for Inverse Propensity Weighting via Quantile Balancing](https://mlsanity.com/paper/2102.04543/) (2021)
- [Proxy Fairness](https://mlsanity.com/paper/1806.11212/) (2018)
- [Doubly-Valid/Doubly-Sharp Sensitivity Analysis for Causal Inference with Unmeasured Confounding](https://mlsanity.com/paper/2112.11449/) (2021)
- [B-Learner: Quasi-Oracle Bounds on Heterogeneous Causal Effects Under Hidden Confounding](https://mlsanity.com/paper/2304.10577/) (2023)
- [A Sociotechnical View of Algorithmic Fairness](https://mlsanity.com/paper/2110.09253/) (2021)
- [Sharp Bounds for Generalized Causal Sensitivity Analysis](https://mlsanity.com/paper/2305.16988/) (2023)
- [Flexible sensitivity analysis for observational studies without observable implications](https://mlsanity.com/paper/1809.00399/) (2018)
- [Algorithmic Fairness in Business Analytics: Directions for Research and Practice](https://mlsanity.com/paper/2207.10991/) (2022)

## Built on by (most cited first, 10 of 10)

- [Where is the Truth? The Risk of Getting Confounded in a Continual World](https://mlsanity.com/paper/2402.06434/) (2024)
- [Learning Structural Causal Models through Deep Generative Models: Methods, Guarantees, and Challenges](https://mlsanity.com/paper/2405.05025/) (2024)
- [The Fragility of Fairness: Causal Sensitivity Analysis for Fair Machine Learning](https://mlsanity.com/paper/2410.09600/) (2024)
- [Differentially Private Learners for Heterogeneous Treatment Effects](https://mlsanity.com/paper/2503.03486/) (2025)
- [FairCauseSyn: Towards Causally Fair LLM-Augmented Synthetic Data Generation](https://mlsanity.com/paper/2506.19082/) (2025)
- [PrivATE: Differentially Private Confidence Intervals for Average Treatment Effects](https://mlsanity.com/paper/2505.21641/) (2025)
- [Revisiting the Berkeley Admissions data: Statistical Tests for Causal Hypotheses](https://mlsanity.com/paper/2502.10161/) (2025)
- [Evaluating Causal Discovery Algorithms for Path-Specific Fairness and Utility in Healthcare](https://mlsanity.com/paper/2603.15926/) (2026)
- [GoT-CD: Graph-of-Thoughts Causal Discovery and the Fragility of Post-hoc Path-Specific Fairness Audits](https://mlsanity.com/paper/2608.02877/) (2026)
- [Path-specific harm decomposition: A partial identification framework](https://mlsanity.com/paper/2609.29938/) (2026)

## Abstract (arXiv)

Fairness for machine learning predictions is widely required in practice for legal, ethical, and societal reasons. Existing work typically focuses on settings without unobserved confounding, even though unobserved confounding can lead to severe violations of causal fairness and, thus, unfair predictions. In this work, we analyze the sensitivity of causal fairness to unobserved confounding. Our contributions are three-fold. First, we derive bounds for causal fairness metrics under different sources of unobserved confounding. This enables practitioners to examine the sensitivity of their machine learning models to unobserved confounding in fairness-critical applications. Second, we propose a novel neural framework for learning fair predictions, which allows us to offer worst-case guarantees of the extent to which causal fairness can be violated due to unobserved confounding. Third, we demonstrate the effectiveness of our framework in a series of experiments, including a real-world case study about predicting prison sentences. To the best of our knowledge, ours is the first work to study causal fairness under unobserved confounding. To this end, our work is of direct practical value as a refutation strategy to ensure the fairness of predictions in high-stakes applications.
