# Contrastive encoder pre-training-based clustered federated learning for heterogeneous data

arXiv: https://arxiv.org/abs/2311.16535 · HTML: https://mlsanity.com/paper/2311.16535/

## Key facts

- Cited by 5 papers in the map (data through 14 Oct 2026).
- Builds on 53 of its 72 references that are in the map.
- First posted on arXiv 28 Nov 2023.

## Builds on (most cited first, 30 of 53)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [A Simple Framework for Contrastive Learning of Visual Representations](https://mlsanity.com/paper/2002.05709/) (2020)
- [Representation Learning with Contrastive Predictive Coding](https://mlsanity.com/paper/1807.03748/) (2018)
- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Momentum Contrast for Unsupervised Visual Representation Learning](https://mlsanity.com/paper/1911.05722/) (2019)
- [Bootstrap your own latent: A new approach to self-supervised Learning](https://mlsanity.com/paper/2006.07733/) (2020)
- [Auto-Encoding Variational Bayes](https://mlsanity.com/paper/1312.6114/) (2013)
- [wav2vec 2.0: A Framework for Self-Supervised Learning of Speech Representations](https://mlsanity.com/paper/2006.11477/) (2020)
- [Exploring Simple Siamese Representation Learning](https://mlsanity.com/paper/2011.10566/) (2020)
- [Unsupervised Learning of Visual Features by Contrasting Cluster Assignments](https://mlsanity.com/paper/2006.09882/) (2020)
- [SimCSE: Simple Contrastive Learning of Sentence Embeddings](https://mlsanity.com/paper/2104.08821/) (2021)
- [Barlow Twins: Self-Supervised Learning via Redundancy Reduction](https://mlsanity.com/paper/2103.03230/) (2021)
- [Unsupervised Representation Learning by Predicting Image Rotations](https://mlsanity.com/paper/1803.07728/) (2018)
- [Federated Learning: Challenges, Methods, and Future Directions](https://mlsanity.com/paper/1908.07873/) (2019)
- [Federated Learning: Strategies for Improving Communication Efficiency](https://mlsanity.com/paper/1610.05492/) (2016)
- [Context Encoders: Feature Learning by Inpainting](https://mlsanity.com/paper/1604.07379/) (2016)
- [Unsupervised Learning of Visual Representations by Solving Jigsaw Puzzles](https://mlsanity.com/paper/1603.09246/) (2016)
- [Federated Learning with Non-IID Data](https://mlsanity.com/paper/1806.00582/) (2018)
- [Self-Supervised Learning of Pretext-Invariant Representations](https://mlsanity.com/paper/1912.01991/) (2019)
- [Model-Contrastive Federated Learning](https://mlsanity.com/paper/2103.16257/) (2021)
- [Learning Representations by Maximizing Mutual Information Across Views](https://mlsanity.com/paper/1906.00910/) (2019)
- [Federated Learning for Mobile Keyboard Prediction](https://mlsanity.com/paper/1811.03604/) (2018)
- [Federated Optimization: Distributed Machine Learning for On-Device Intelligence](https://mlsanity.com/paper/1610.02527/) (2016)
- [An Efficient Framework for Clustered Federated Learning](https://mlsanity.com/paper/2006.04088/) (2020)
- [Clustered Federated Learning: Model-Agnostic Distributed Multi-Task Optimization under Privacy Constraints](https://mlsanity.com/paper/1910.01991/) (2019)
- [Robust and Communication-Efficient Federated Learning from Non-IID Data](https://mlsanity.com/paper/1903.02891/) (2019)
- [Spatiotemporal Contrastive Video Representation Learning](https://mlsanity.com/paper/2008.03800/) (2020)
- [Three Approaches for Personalization with Applications to Federated Learning](https://mlsanity.com/paper/2002.10619/) (2020)
- [DeCLUTR: Deep Contrastive Learning for Unsupervised Textual Representations](https://mlsanity.com/paper/2006.03659/) (2020)
- [Federated learning with hierarchical clustering of local updates to improve training on non-IID data](https://mlsanity.com/paper/2004.11791/) (2020)

## Built on by (most cited first, 5 of 5)

- [Non-IID data in Federated Learning: A Survey with Taxonomy, Metrics, Methods, Frameworks and Future Directions](https://mlsanity.com/paper/2411.12377/) (2024)
- [FedCCL: Federated Dual-Clustered Feature Contrast Under Domain Heterogeneity](https://mlsanity.com/paper/2404.09259/) (2024)
- [Towards Satellite Non-IID Imagery: A Spectral Clustering-Assisted Federated Learning Approach](https://mlsanity.com/paper/2410.13602/) (2024)
- [A survey on Clustered Federated Learning: Taxonomy, Analysis and Applications](https://mlsanity.com/paper/2501.17512/) (2025)
- [Encryption-Compatible Clustered Federated Learning via Distributed Expectation-Maximization over Metadata](https://mlsanity.com/paper/2607.28338/) (2026)

## Abstract (arXiv)

Federated learning (FL) is a promising approach that enables distributed clients to collaboratively train a global model while preserving their data privacy. However, FL often suffers from data heterogeneity problems, which can significantly affect its performance. To address this, clustered federated learning (CFL) has been proposed to construct personalized models for different client clusters. One effective client clustering strategy is to allow clients to choose their own local models from a model pool based on their performance. However, without pre-trained model parameters, such a strategy is prone to clustering failure, in which all clients choose the same model. Unfortunately, collecting a large amount of labeled data for pre-training can be costly and impractical in distributed environments. To overcome this challenge, we leverage self-supervised contrastive learning to exploit unlabeled data for the pre-training of FL systems. Together, self-supervised pre-training and client clustering can be crucial components for tackling the data heterogeneity issues of FL. Leveraging these two crucial strategies, we propose contrastive pre-training-based clustered federated learning (CP-CFL) to improve the model convergence and overall performance of FL systems. In this work, we demonstrate the effectiveness of CP-CFL through extensive experiments in heterogeneous FL settings, and present various interesting observations.