# A Survey on Vulnerability of Federated Learning: A Learning Algorithm Perspective

arXiv: https://arxiv.org/abs/2311.16065 · HTML: https://mlsanity.com/paper/2311.16065/

## Key facts

- Cited by 9 papers in the map (data through 14 Oct 2026).
- Builds on 107 of its 150 references that are in the map.
- First posted on arXiv 27 Nov 2023.

## Builds on (most cited first, 30 of 107)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [Denoising Diffusion Probabilistic Models](https://mlsanity.com/paper/2006.11239/) (2020)
- [Score-Based Generative Modeling through Stochastic Differential Equations](https://mlsanity.com/paper/2011.13456/) (2020)
- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Deep Unsupervised Learning using Nonequilibrium Thermodynamics](https://mlsanity.com/paper/1503.03585/) (2015)
- [Model-Agnostic Meta-Learning for Fast Adaptation of Deep Networks](https://mlsanity.com/paper/1703.03400/) (2017)
- [Fashion-MNIST: a Novel Image Dataset for Benchmarking Machine Learning Algorithms](https://mlsanity.com/paper/1708.07747/) (2017)
- [Generative Modeling by Estimating Gradients of the Data Distribution](https://mlsanity.com/paper/1907.05600/) (2019)
- [Deep Learning Face Attributes in the Wild](https://mlsanity.com/paper/1411.7766/) (2014)
- [Advances and Open Problems in Federated Learning](https://mlsanity.com/paper/1912.04977/) (2019)
- [Prototypical Networks for Few-shot Learning](https://mlsanity.com/paper/1703.05175/) (2017)
- [Federated Optimization in Heterogeneous Networks](https://mlsanity.com/paper/1812.06127/) (2018)
- [Membership Inference Attacks against Machine Learning Models](https://mlsanity.com/paper/1610.05820/) (2016)
- [Federated Learning: Strategies for Improving Communication Efficiency](https://mlsanity.com/paper/1610.05492/) (2016)
- [On the Convergence of FedAvg on Non-IID Data](https://mlsanity.com/paper/1907.02189/) (2019)
- [BadNets: Identifying Vulnerabilities in the Machine Learning Model Supply Chain](https://mlsanity.com/paper/1708.06733/) (2017)
- [Deep Leakage from Gradients](https://mlsanity.com/paper/1906.08935/) (2019)
- [ChestX-ray8: Hospital-scale Chest X-ray Database and Benchmarks on Weakly-Supervised Classification and Localization of Common Thorax Diseases](https://mlsanity.com/paper/1705.02315/) (2017)
- [How To Backdoor Federated Learning](https://mlsanity.com/paper/1807.00459/) (2018)
- [Inverting Gradients -- How easy is it to break privacy in federated learning?](https://mlsanity.com/paper/2003.14053/) (2020)
- [Byzantine-Robust Distributed Learning: Towards Optimal Statistical Rates](https://mlsanity.com/paper/1803.01498/) (2018)
- [Ensemble Distillation for Robust Model Fusion in Federated Learning](https://mlsanity.com/paper/2006.07242/) (2020)
- [Exploiting Unintended Feature Leakage in Collaborative Learning](https://mlsanity.com/paper/1805.04049/) (2018)
- [Local Model Poisoning Attacks to Byzantine-Robust Federated Learning](https://mlsanity.com/paper/1911.11815/) (2019)
- [Certified Robustness to Adversarial Examples with Differential Privacy](https://mlsanity.com/paper/1802.03471/) (2018)
- [Meta-Learning with Differentiable Convex Optimization](https://mlsanity.com/paper/1904.03758/) (2019)
- [iDLG: Improved Deep Leakage from Gradients](https://mlsanity.com/paper/2001.02610/) (2020)
- [Turning Your Weakness Into a Strength: Watermarking Deep Neural Networks by Backdooring](https://mlsanity.com/paper/1802.04633/) (2018)
- [Analyzing Federated Learning through an Adversarial Lens](https://mlsanity.com/paper/1811.12470/) (2018)

## Built on by (most cited first, 9 of 9)

- [Gradients Stand-in for Defending Deep Leakage in Federated Learning](https://mlsanity.com/paper/2410.08734/) (2024)
- [Adversarial Robustness in Distributed Quantum Machine Learning](https://mlsanity.com/paper/2508.11848/) (2025)
- [Integrating Identity-Based Identification against Adaptive Adversaries in Federated Learning](https://mlsanity.com/paper/2504.03077/) (2025)
- [Simple Yet Effective: Extracting Private Data Across Clients in Federated Fine-Tuning of Large Language Models](https://mlsanity.com/paper/2506.06060/) (2025)
- [Privacy Attack in Federated Learning is Not Easy: An Experimental Study](https://mlsanity.com/paper/2409.19301/) (2024)
- [Distributed Learning for UAV Swarms](https://mlsanity.com/paper/2410.15882/) (2024)
- [Realistic Urban Traffic Generator using Decentralized Federated Learning for the SUMO simulator](https://mlsanity.com/paper/2506.07980/) (2025)
- [Surveying the Operational Cybersecurity and Supply Chain Threat Landscape when Developing and Deploying AI Systems](https://mlsanity.com/paper/2508.20307/) (2025)
- [Hammer and Anvil: Toward a Theory of Backdoors in Federated Learning](https://mlsanity.com/paper/2509.08089/) (2025)

## Abstract (arXiv)

This review paper takes a comprehensive look at malicious attacks against FL, categorizing them from new perspectives on attack origins and targets, and providing insights into their methodology and impact. In this survey, we focus on threat models targeting the learning process of FL systems. Based on the source and target of the attack, we categorize existing threat models into four types, Data to Model (D2M), Model to Data (M2D), Model to Model (M2M) and composite attacks. For each attack type, we discuss the defense strategies proposed, highlighting their effectiveness, assumptions and potential areas for improvement. Defense strategies have evolved from using a singular metric to excluding malicious clients, to employing a multifaceted approach examining client models at various phases. In this survey paper, our research indicates that the to-learn data, the learning gradients, and the learned model at different stages all can be manipulated to initiate malicious attacks that range from undermining model performance, reconstructing private local data, and to inserting backdoors. We have also seen these threat are becoming more insidious. While earlier studies typically amplified malicious gradients, recent endeavors subtly alter the least significant weights in local models to bypass defense measures. This literature review provides a holistic understanding of the current FL threat landscape and highlights the importance of developing robust, efficient, and privacy-preserving defenses to ensure the safe and trusted adoption of FL in real-world applications.
