# Value FULCRA: Mapping Large Language Models to the Multidimensional Spectrum of Basic Human Values

arXiv: https://arxiv.org/abs/2311.10766 · HTML: https://mlsanity.com/paper/2311.10766/

## Key facts

- Cited by 50 papers in the map (data through 14 Oct 2026).
- Builds on 46 of its 95 references that are in the map.
- First posted on arXiv 15 Nov 2023.

## Builds on (most cited first, 30 of 46)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [Proximal Policy Optimization Algorithms](https://mlsanity.com/paper/1707.06347/) (2017)
- [Llama 2: Open Foundation and Fine-Tuned Chat Models](https://mlsanity.com/paper/2307.09288/) (2023)
- [Judging LLM-as-a-Judge with MT-Bench and Chatbot Arena](https://mlsanity.com/paper/2306.05685/) (2023)
- [Direct Preference Optimization: Your Language Model is Secretly a Reward Model](https://mlsanity.com/paper/2305.18290/) (2023)
- [BART: Denoising Sequence-to-Sequence Pre-training for Natural Language Generation, Translation, and Comprehension](https://mlsanity.com/paper/1910.13461/) (2019)
- [On the Opportunities and Risks of Foundation Models](https://mlsanity.com/paper/2108.07258/) (2021)
- [Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedback](https://mlsanity.com/paper/2204.05862/) (2022)
- [Constitutional AI: Harmlessness from AI Feedback](https://mlsanity.com/paper/2212.08073/) (2022)
- [Self-Instruct: Aligning Language Models with Self-Generated Instructions](https://mlsanity.com/paper/2212.10560/) (2022)
- [DeBERTa: Decoding-enhanced BERT with Disentangled Attention](https://mlsanity.com/paper/2006.03654/) (2020)
- [WebGPT: Browser-assisted question-answering with human feedback](https://mlsanity.com/paper/2112.09332/) (2021)
- [A General Language Assistant as a Laboratory for Alignment](https://mlsanity.com/paper/2112.00861/) (2021)
- [Large Language Models Are Human-Level Prompt Engineers](https://mlsanity.com/paper/2211.01910/) (2022)
- [ChatGPT Outperforms Crowd-Workers for Text-Annotation Tasks](https://mlsanity.com/paper/2303.15056/) (2023)
- [BeaverTails: Towards Improved Safety Alignment of LLM via a Human-Preference Dataset](https://mlsanity.com/paper/2307.04657/) (2023)
- [CRITIC: Large Language Models Can Self-Correct with Tool-Interactive Critiquing](https://mlsanity.com/paper/2305.11738/) (2023)
- [Aligning AI With Shared Human Values](https://mlsanity.com/paper/2008.02275/) (2020)
- [Safe RLHF: Safe Reinforcement Learning from Human Feedback](https://mlsanity.com/paper/2310.12773/) (2023)
- [RRHF: Rank Responses to Align Language Models with Human Feedback without tears](https://mlsanity.com/paper/2304.05302/) (2023)
- [Artificial Intelligence, Values and Alignment](https://mlsanity.com/paper/2001.09768/) (2020)
- [Trustworthy LLMs: a Survey and Guideline for Evaluating Large Language Models' Alignment](https://mlsanity.com/paper/2308.05374/) (2023)
- [The Effects of Reward Misspecification: Mapping and Mitigating Misaligned Models](https://mlsanity.com/paper/2201.03544/) (2022)
- [Principle-Driven Self-Alignment of Language Models from Scratch with Minimal Human Supervision](https://mlsanity.com/paper/2305.03047/) (2023)
- [Recursively Summarizing Books with Human Feedback](https://mlsanity.com/paper/2109.10862/) (2021)
- [Preference Ranking Optimization for Human Alignment](https://mlsanity.com/paper/2306.17492/) (2023)
- [Is Reinforcement Learning (Not) for Natural Language Processing: Benchmarks, Baselines, and Building Blocks for Natural Language Policy Optimization](https://mlsanity.com/paper/2210.01241/) (2022)
- [Better Zero-Shot Reasoning with Role-Play Prompting](https://mlsanity.com/paper/2308.07702/) (2023)

## Built on by (most cited first, 30 of 50)

- [Sora: A Review on Background, Technology, Limitations, and Opportunities of Large Vision Models](https://mlsanity.com/paper/2402.17177/) (2024)
- [Large Language Model Agent: A Survey on Methodology, Applications and Challenges](https://mlsanity.com/paper/2503.21460/) (2025)
- [Utility Engineering: Analyzing and Controlling Emergent Value Systems in AIs](https://mlsanity.com/paper/2502.08640/) (2025)
- [From Sora What We Can See: A Survey of Text-to-Video Generation](https://mlsanity.com/paper/2405.10674/) (2024)
- [Culturally Aware and Adapted NLP: A Taxonomy and a Survey of the State of the Art](https://mlsanity.com/paper/2406.03930/) (2024)
- [CLAVE: An Adaptive Framework for Evaluating Values of LLM Generated Responses](https://mlsanity.com/paper/2407.10725/) (2024)
- [Evaluating Large Language Models with Psychometrics](https://mlsanity.com/paper/2406.17675/) (2024)
- [I Think, Therefore I am: Benchmarking Awareness of Large Language Models Using AwareBench](https://mlsanity.com/paper/2401.17882/) (2024)
- [Large language models for artificial general intelligence (AGI): A survey of foundational principles and approaches](https://mlsanity.com/paper/2501.03151/) (2025)
- [Value Portrait: Assessing Language Models' Values through Psychometrically and Ecologically Valid Items](https://mlsanity.com/paper/2505.01015/) (2025)
- [MPO: Multilingual Safety Alignment via Reward Gap Optimization](https://mlsanity.com/paper/2505.16869/) (2025)
- [Internal Value Alignment in Large Language Models through Controlled Value Vector Activation](https://mlsanity.com/paper/2507.11316/) (2025)
- [Beyond Human Norms: Unveiling Unique Values of Large Language Models through Interdisciplinary Approaches](https://mlsanity.com/paper/2404.12744/) (2024)
- [Measuring Human and AI Values Based on Generative Psychometrics with Large Language Models](https://mlsanity.com/paper/2409.12106/) (2024)
- [The Staircase of Ethics: Probing LLM Value Priorities through Multi-Step Induction to Complex Moral Dilemmas](https://mlsanity.com/paper/2505.18154/) (2025)
- [A Simulation System Towards Solving Societal-Scale Manipulation](https://mlsanity.com/paper/2410.13915/) (2024)
- [ProgressGym: Alignment with a Millennium of Moral Progress](https://mlsanity.com/paper/2406.20087/) (2024)
- [Dialogue Systems for Emotional Support via Value Reinforcement](https://mlsanity.com/paper/2501.17182/) (2025)
- [Unintended Harms of Value-Aligned LLMs: Psychological and Empirical Insights](https://mlsanity.com/paper/2506.06404/) (2025)
- [EAVIT: Efficient and Accurate Human Value Identification from Text data via LLMs](https://mlsanity.com/paper/2505.12792/) (2025)
- [Counterfactual Reasoning for Steerable Pluralistic Value Alignment of Large Language Models](https://mlsanity.com/paper/2510.18526/) (2025)
- [Elephant in the Room: Unveiling the Impact of Reward Model Quality in Alignment](https://mlsanity.com/paper/2409.19024/) (2024)
- [The Value of Nothing: Multimodal Extraction of Human Values Expressed by TikTok Influencers](https://mlsanity.com/paper/2501.11770/) (2025)
- [Generative Psycho-Lexical Approach for Constructing Value Systems in Large Language Models](https://mlsanity.com/paper/2502.02444/) (2025)
- [AdAEM: An Adaptively and Automated Extensible Measurement of LLMs' Value Difference](https://mlsanity.com/paper/2505.13531/) (2025)
- [Human Values Matter: Investigating How Misalignment Shapes Collective Behaviors in LLM Agent Communities](https://mlsanity.com/paper/2604.05339/) (2026)
- [PICACO: Pluralistic In-Context Value Alignment of LLMs via Total Correlation Optimization](https://mlsanity.com/paper/2507.16679/) (2025)
- [On the Dynamics of Multi-Agent LLM Communities Driven by Value Diversity](https://mlsanity.com/paper/2512.10665/) (2025)
- [Human Values in a Single Sentence: Moral Presence, Hierarchies, and Transformer Ensembles on the Schwartz Continuum](https://mlsanity.com/paper/2601.14172/) (2026)
- [Do Schwartz Higher-Order Values Help Sentence-Level Human Value Detection? A Study of Hierarchical Gating and Calibration](https://mlsanity.com/paper/2602.00913/) (2026)

## Abstract (arXiv)

The rapid advancement of Large Language Models (LLMs) has attracted much attention to value alignment for their responsible development. However, how to define values in this context remains a largely unexplored question. Existing work mainly follows the Helpful, Honest, Harmless principle and specifies values as risk criteria formulated in the AI community, e.g., fairness and privacy protection, suffering from poor clarity, adaptability and transparency. Inspired by basic values in humanity and social science across cultures, this work proposes a novel basic value alignment paradigm and introduces a value space spanned by basic value dimensions. All LLMs' behaviors can be mapped into the space by identifying the underlying values, possessing the potential to address the three challenges. To foster future research, we apply the representative Schwartz's Theory of Basic Values as an initialized example and construct FULCRA, a dataset consisting of 5k (LLM output, value vector) pairs. Our extensive analysis of FULCRA reveals the underlying relation between basic values and LLMs' behaviors, demonstrating that our approach not only covers existing mainstream risks but also anticipates possibly unidentified ones. Additionally, we present an initial implementation of the basic value evaluation and alignment, paving the way for future research in this line.
