# Summarization-Based Document IDs for Generative Retrieval with Language Models

arXiv: https://arxiv.org/abs/2311.08593 · HTML: https://mlsanity.com/paper/2311.08593/

## Key facts

- Cited by 2 papers in the map (data through 14 Oct 2026).
- Builds on 16 of its 19 references that are in the map.
- First posted on arXiv 14 Nov 2023.

## Builds on (most cited first, 16 of 16)

- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Exploring the Limits of Transfer Learning with a Unified Text-to-Text Transformer](https://mlsanity.com/paper/1910.10683/) (2019)
- [Dense Passage Retrieval for Open-Domain Question Answering](https://mlsanity.com/paper/2004.04906/) (2020)
- [TriviaQA: A Large Scale Distantly Supervised Challenge Dataset for Reading Comprehension](https://mlsanity.com/paper/1705.03551/) (2017)
- [Pythia: A Suite for Analyzing Large Language Models Across Training and Scaling](https://mlsanity.com/paper/2304.01373/) (2023)
- [MS MARCO: A Human Generated MAchine Reading COmprehension Dataset](https://mlsanity.com/paper/1611.09268/) (2016)
- [Autoregressive Entity Retrieval](https://mlsanity.com/paper/2010.00904/) (2020)
- [Transformer Memory as a Differentiable Search Index](https://mlsanity.com/paper/2202.06991/) (2022)
- [Document Expansion by Query Prediction](https://mlsanity.com/paper/1904.08375/) (2019)
- [Generation-Augmented Retrieval for Open-domain Question Answering](https://mlsanity.com/paper/2009.08553/) (2020)
- [Autoregressive Search Engines: Generating Substrings as Document Identifiers](https://mlsanity.com/paper/2204.10628/) (2022)
- [A Neural Corpus Indexer for Document Retrieval](https://mlsanity.com/paper/2206.02743/) (2022)
- [Learning to Tokenize for Generative Retrieval](https://mlsanity.com/paper/2304.04171/) (2023)
- [Bridging the Gap Between Indexing and Retrieval for Differentiable Search Index with Query Generation](https://mlsanity.com/paper/2206.10128/) (2022)
- [How Does Generative Retrieval Scale to Millions of Passages?](https://mlsanity.com/paper/2305.11841/) (2023)
- [Generative Retrieval via Term Set Generation](https://mlsanity.com/paper/2305.13859/) (2023)

## Built on by (most cited first, 2 of 2)

- [Purely Semantic Indexing for LLM-based Generative Recommendation and Retrieval](https://mlsanity.com/paper/2509.16446/) (2025)
- [It Takes Two to Match: Co-Evolving Generative Retriever with Reinforcement Learning](https://mlsanity.com/paper/2609.00638/) (2026)

## Abstract (arXiv)

Generative retrieval (Wang et al., 2022; Tay et al., 2022) is a popular approach for end-to-end document retrieval that directly generates document identifiers given an input query. We introduce summarization-based document IDs, in which each document's ID is composed of an extractive summary or abstractive keyphrases generated by a language model, rather than an integer ID sequence or bags of n-grams as proposed in past work. We find that abstractive, content-based IDs (ACID) and an ID based on the first 30 tokens are very effective in direct comparisons with previous approaches to ID creation. We show that using ACID improves top-10 and top-20 recall by 15.6% and 14.4% (relative) respectively versus the cluster-based integer ID baseline on the MSMARCO 100k retrieval task, and 9.8% and 9.9% respectively on the Wikipedia-based NQ 100k retrieval task. Our results demonstrate the effectiveness of human-readable, natural-language IDs created through summarization for generative retrieval. We also observed that extractive IDs outperformed abstractive IDs on Wikipedia articles in NQ but not the snippets in MSMARCO, which suggests that document characteristics affect generative retrieval performance.
