# Natural Language Processing for Financial Regulation

arXiv: https://arxiv.org/abs/2311.08533 · HTML: https://mlsanity.com/paper/2311.08533/

## Key facts

- Cited by 2 papers in the map (data through 14 Oct 2026).
- Builds on 16 of its 25 references that are in the map.
- First posted on arXiv 14 Nov 2023.

## Builds on (most cited first, 16 of 16)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [An Image is Worth 16x16 Words: Transformers for Image Recognition at Scale](https://mlsanity.com/paper/2010.11929/) (2020)
- [Exploring the Limits of Transfer Learning with a Unified Text-to-Text Transformer](https://mlsanity.com/paper/1910.10683/) (2019)
- [Sentence-BERT: Sentence Embeddings using Siamese BERT-Networks](https://mlsanity.com/paper/1908.10084/) (2019)
- [Efficient Estimation of Word Representations in Vector Space](https://mlsanity.com/paper/1301.3781/) (2013)
- [Distributed Representations of Words and Phrases and their Compositionality](https://mlsanity.com/paper/1310.4546/) (2013)
- [FaceNet: A Unified Embedding for Face Recognition and Clustering](https://mlsanity.com/paper/1503.03832/) (2015)
- [BioBERT: a pre-trained biomedical language representation model for biomedical text mining](https://mlsanity.com/paper/1901.08746/) (2019)
- [SciBERT: A Pretrained Language Model for Scientific Text](https://mlsanity.com/paper/1903.10676/) (2019)
- [Efficient Natural Language Response Suggestion for Smart Reply](https://mlsanity.com/paper/1705.00652/) (2017)
- [GPL: Generative Pseudo Labeling for Unsupervised Domain Adaptation of Dense Retrieval](https://mlsanity.com/paper/2112.07577/) (2021)
- [TSDAE: Using Transformer-based Sequential Denoising Auto-Encoder for Unsupervised Sentence Embedding Learning](https://mlsanity.com/paper/2104.06979/) (2021)
- [Molecule Attention Transformer](https://mlsanity.com/paper/2002.08264/) (2020)
- [Formal Algorithms for Transformers](https://mlsanity.com/paper/2207.09238/) (2022)

## Built on by (most cited first, 2 of 2)

- [Large Language Model in Financial Regulatory Interpretation](https://mlsanity.com/paper/2405.06808/) (2024)
- [Testing network clustering algorithms with Natural Language Processing](https://mlsanity.com/paper/2406.17135/) (2024)

## Abstract (arXiv)

This article provides an understanding of Natural Language Processing techniques in the framework of financial regulation, more specifically in order to perform semantic matching search between rules and policy when no dataset is available for supervised learning. We outline how to outperform simple pre-trained sentences-transformer models using freely available resources and explain the mathematical concepts behind the key building blocks of Natural Language Processing.