# A PAC-Bayesian Perspective on the Interpolating Information Criterion

arXiv: https://arxiv.org/abs/2311.07013 · HTML: https://mlsanity.com/paper/2311.07013/

## Key facts

- Cited by 5 papers in the map (data through 14 Oct 2026).
- Builds on 37 of its 51 references that are in the map.
- First posted on arXiv 13 Nov 2023.

## Builds on (most cited first, 30 of 37)

- [Neural Tangent Kernel: Convergence and Generalization in Neural Networks](https://mlsanity.com/paper/1806.07572/) (2018)
- [On Large-Batch Training for Deep Learning: Generalization Gap and Sharp Minima](https://mlsanity.com/paper/1609.04836/) (2016)
- [Reconciling modern machine learning practice and the bias-variance trade-off](https://mlsanity.com/paper/1812.11118/) (2018)
- [Exploring Generalization in Deep Learning](https://mlsanity.com/paper/1706.08947/) (2017)
- [Computing Nonvacuous Generalization Bounds for Deep (Stochastic) Neural Networks with Many More Parameters than Training Data](https://mlsanity.com/paper/1703.11008/) (2017)
- [Surprises in High-Dimensional Ridgeless Least Squares Interpolation](https://mlsanity.com/paper/1903.08560/) (2019)
- [A PAC-Bayesian Approach to Spectrally-Normalized Margin Bounds for Neural Networks](https://mlsanity.com/paper/1707.09564/) (2017)
- [PyHessian: Neural Networks Through the Lens of the Hessian](https://mlsanity.com/paper/1912.07145/) (2019)
- [User-friendly introduction to PAC-Bayes bounds](https://mlsanity.com/paper/2110.11216/) (2021)
- [Just Interpolate: Kernel "Ridgeless" Regression Can Generalize](https://mlsanity.com/paper/1808.00387/) (2018)
- [On the Origin of Implicit Regularization in Stochastic Gradient Descent](https://mlsanity.com/paper/2101.12176/) (2021)
- [Fit without fear: remarkable mathematical phenomena of deep learning through the prism of interpolation](https://mlsanity.com/paper/2105.14368/) (2021)
- [Predicting trends in the quality of state-of-the-art neural networks without access to training or testing data](https://mlsanity.com/paper/2002.06716/) (2020)
- [Traditional and Heavy-Tailed Self Regularization in Neural Network Models](https://mlsanity.com/paper/1901.08276/) (2019)
- [A Modern Look at the Relationship between Sharpness and Generalization](https://mlsanity.com/paper/2302.07011/) (2023)
- [Implicit Regularization in Deep Learning](https://mlsanity.com/paper/1709.01953/) (2017)
- [PAC-Bayesian Theory Meets Bayesian Inference](https://mlsanity.com/paper/1605.08636/) (2016)
- [Hessian-based Analysis of Large Batch Training and Robustness to Adversaries](https://mlsanity.com/paper/1802.08241/) (2018)
- [PAC-Bayes Compression Bounds So Tight That They Can Explain Generalization](https://mlsanity.com/paper/2211.13609/) (2022)
- [A Random Matrix Analysis of Random Fourier Features: Beyond the Gaussian Kernel, a Precise Phase Transition, and the Corresponding Double Descent](https://mlsanity.com/paper/2006.05013/) (2020)
- [Fast Finite Width Neural Tangent Kernel](https://mlsanity.com/paper/2206.08720/) (2022)
- [Bayesian Model Selection, the Marginal Likelihood, and Generalization](https://mlsanity.com/paper/2202.11678/) (2022)
- [Analytic Insights into Structure and Rank of Neural Network Hessian Maps](https://mlsanity.com/paper/2106.16225/) (2021)
- [Deep Learning is Singular, and That's Good](https://mlsanity.com/paper/2010.11560/) (2020)
- [Multiple Descent: Design Your Own Generalization Curve](https://mlsanity.com/paper/2008.01036/) (2020)
- [Heavy-Tailed Universality Predicts Trends in Test Accuracies for Very Large Pre-Trained Deep Neural Networks](https://mlsanity.com/paper/1901.08278/) (2019)
- [Kernel regression in high dimensions: Refined analysis beyond double descent](https://mlsanity.com/paper/2010.02681/) (2020)
- [Exact expressions for double descent and implicit regularization via surrogate random design](https://mlsanity.com/paper/1912.04533/) (2019)
- [Hessian Eigenspectra of More Realistic Nonlinear Models](https://mlsanity.com/paper/2103.01519/) (2021)
- [Benign Overfitting in Linear Classifiers and Leaky ReLU Networks from KKT Conditions for Margin Maximization](https://mlsanity.com/paper/2303.01462/) (2023)

## Built on by (most cited first, 5 of 5)

- [Determinant Estimation under Memory Constraints and Neural Scaling Laws](https://mlsanity.com/paper/2503.04424/) (2025)
- [Is the Last Layer Sufficient for Uncertainty Quantification?](https://mlsanity.com/paper/2605.30741/) (2026)
- [Spectral Estimation with Free Decompression](https://mlsanity.com/paper/2506.11994/) (2025)
- [A Regularization-Sharpness Tradeoff for Linear Interpolators](https://mlsanity.com/paper/2602.12680/) (2026)
- [Why Heavy-Tailed Weight Spectra Predict Model Quality](https://mlsanity.com/paper/2610.13123/) (2026)

## Abstract (arXiv)

Deep learning is renowned for its theory-practice gap, whereby principled theory typically fails to provide much beneficial guidance for implementation in practice. This has been highlighted recently by the benign overfitting phenomenon: when neural networks become sufficiently large to interpolate the dataset perfectly, model performance appears to improve with increasing model size, in apparent contradiction with the well-known bias-variance tradeoff. While such phenomena have proven challenging to theoretically study for general models, the recently proposed Interpolating Information Criterion (IIC) provides a valuable theoretical framework to examine performance for overparameterized models. Using the IIC, a PAC-Bayes bound is obtained for a general class of models, characterizing factors which influence generalization performance in the interpolating regime. From the provided bound, we quantify how the test error for overparameterized models achieving effectively zero training error depends on the quality of the implicit regularization imposed by e.g. the combination of model, optimizer, and parameter-initialization scheme; the spectrum of the empirical neural tangent kernel; curvature of the loss landscape; and noise present in the data.
