# Safe Online Dynamics Learning with Initially Unknown Models and Infeasible Safety Certificates

arXiv: https://arxiv.org/abs/2311.02133 · HTML: https://mlsanity.com/paper/2311.02133/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 9 of its 21 references that are in the map.
- First posted on arXiv 3 Nov 2023.

## Builds on (most cited first, 9 of 9)

- [On Kernelized Multi-armed Bandits](https://mlsanity.com/paper/1704.00445/) (2017)
- [Control Barrier Function Based Quadratic Programs for Safety Critical Systems](https://mlsanity.com/paper/1609.06408/) (2016)
- [Hamilton-Jacobi Reachability: A Brief Overview and Recent Advances](https://mlsanity.com/paper/1709.07523/) (2017)
- [Learning-based Model Predictive Control for Safe Exploration](https://mlsanity.com/paper/1803.08287/) (2018)
- [Linear model predictive safety certification for learning-based control](https://mlsanity.com/paper/1803.08552/) (2018)
- [Differential Flatness of Quadrotor Dynamics Subject to Rotor Drag for Accurate Tracking of High-Speed Trajectories](https://mlsanity.com/paper/1712.02402/) (2017)
- [Control Barrier Functions for Unknown Nonlinear Systems using Gaussian Processes](https://mlsanity.com/paper/2010.05818/) (2020)
- [Pointwise Feasibility of Gaussian Process-based Safety-Critical Control under Model Uncertainty](https://mlsanity.com/paper/2106.07108/) (2021)
- [Safe Learning-Based Control of Elastic Joint Robots via Control Barrier Functions](https://mlsanity.com/paper/2212.00478/) (2022)

## Abstract (arXiv)

Safety-critical control tasks with high levels of uncertainty are becoming increasingly common. Typically, techniques that guarantee safety during learning and control utilize constraint-based safety certificates, which can be leveraged to compute safe control inputs. However, excessive model uncertainty can render robust safety certification methods or infeasible, meaning no control input satisfies the constraints imposed by the safety certificate. This paper considers a learning-based setting with a robust safety certificate based on a control barrier function (CBF) second-order cone program. If the control barrier function certificate is feasible, our approach leverages it to guarantee safety. Otherwise, our method explores the system dynamics to collect data and recover the feasibility of the control barrier function constraint. To this end, we employ a method inspired by well-established tools from Bayesian optimization. We show that if the sampling frequency is high enough, we recover the feasibility of the robust CBF certificate, guaranteeing safety. Our approach requires no prior model and corresponds, to the best of our knowledge, to the first algorithm that guarantees safety in settings with occasionally infeasible safety certificates without requiring a backup non-learning-based controller.
