# Unified Enhancement of Privacy Bounds for Mixture Mechanisms via f-Differential Privacy

arXiv: https://arxiv.org/abs/2310.19973 · HTML: https://mlsanity.com/paper/2310.19973/

## Key facts

- Cited by 13 papers in the map (data through 14 Oct 2026).
- Builds on 27 of its 52 references that are in the map.
- First posted on arXiv 30 Oct 2023.

## Builds on (most cited first, 27 of 27)

- [Deep Learning with Differential Privacy](https://mlsanity.com/paper/1607.00133/) (2016)
- [Renyi Differential Privacy](https://mlsanity.com/paper/1702.07476/) (2017)
- [Opacus: User-Friendly Differential Privacy Library in PyTorch](https://mlsanity.com/paper/2109.12298/) (2021)
- [Concentrated Differential Privacy: Simplifications, Extensions, and Lower Bounds](https://mlsanity.com/paper/1605.02065/) (2016)
- [The Composition Theorem for Differential Privacy](https://mlsanity.com/paper/1311.0776/) (2013)
- [Privacy Amplification by Subsampling: Tight Analyses via Couplings and Divergences](https://mlsanity.com/paper/1807.01647/) (2018)
- [Subsampled R'enyi Differential Privacy and Analytical Moments Accountant](https://mlsanity.com/paper/1808.00087/) (2018)
- [Differentially Private Learning with Adaptive Clipping](https://mlsanity.com/paper/1905.03871/) (2019)
- [R'enyi Differential Privacy of the Sampled Gaussian Mechanism](https://mlsanity.com/paper/1908.10530/) (2019)
- [Practical and Private (Deep) Learning without Sampling or Shuffling](https://mlsanity.com/paper/2103.00039/) (2021)
- [Concentrated Differential Privacy](https://mlsanity.com/paper/1603.01887/) (2016)
- [DP-CGAN: Differentially Private Synthetic Data and Label Generation](https://mlsanity.com/paper/2001.09700/) (2020)
- [Distributed Differential Privacy via Shuffling](https://mlsanity.com/paper/1808.01394/) (2018)
- [Deep Learning with Gaussian Differential Privacy](https://mlsanity.com/paper/1911.11607/) (2019)
- [Winning the NIST Contest: A scalable and general approach to differentially private synthetic data](https://mlsanity.com/paper/2108.04978/) (2021)
- [Privacy Amplification by Iteration](https://mlsanity.com/paper/1808.06651/) (2018)
- [Hiding Among the Clones: A Simple and Nearly Optimal Analysis of Privacy Amplification by Shuffling](https://mlsanity.com/paper/2012.12803/) (2020)
- [Optimal Accounting of Differential Privacy via Characteristic Function](https://mlsanity.com/paper/2106.08567/) (2021)
- [Privacy of Noisy Stochastic Gradient Descent: More Iterations without More Privacy Loss](https://mlsanity.com/paper/2205.13710/) (2022)
- [Differentially Private Learning Needs Hidden State (Or Much Faster Convergence)](https://mlsanity.com/paper/2203.05363/) (2022)
- [Federated f-Differential Privacy](https://mlsanity.com/paper/2102.11158/) (2021)
- [Stronger Privacy Amplification by Shuffling for R'enyi and Approximate Differential Privacy](https://mlsanity.com/paper/2208.04591/) (2022)
- [Edgeworth Accountant: An Analytical Approach to Differential Privacy Composition](https://mlsanity.com/paper/2206.04236/) (2022)
- [Sharp Composition Bounds for Gaussian Differential Privacy via Edgeworth Expansion](https://mlsanity.com/paper/2003.04493/) (2020)
- [Differentially Private Bootstrap: New Privacy Analysis and Inference Strategies](https://mlsanity.com/paper/2210.06140/) (2022)
- [A Central Limit Theorem for Differentially Private Query Answering](https://mlsanity.com/paper/2103.08721/) (2021)
- [Statistical Theory of Differentially Private Marginal-based Data Synthesis Algorithms](https://mlsanity.com/paper/2301.08844/) (2023)

## Built on by (most cited first, 13 of 13)

- [Tighter Privacy Auditing of DP-SGD in the Hidden State Threat Model](https://mlsanity.com/paper/2405.14457/) (2024)
- [Shifted Interpolation for Differential Privacy](https://mlsanity.com/paper/2403.00278/) (2024)
- [Neural Collapse Meets Differential Privacy: Curious Behaviors of NoisyGD with Near-perfect Representation Learning](https://mlsanity.com/paper/2405.08920/) (2024)
- [A Statistical Viewpoint on Differential Privacy: Hypothesis Testing, Representation and Blackwell's Theorem](https://mlsanity.com/paper/2409.09558/) (2024)
- [To Shuffle or not to Shuffle: Auditing DP-SGD with Shuffling](https://mlsanity.com/paper/2411.10614/) (2024)
- [DP-TLDM: Differentially Private Tabular Latent Diffusion Model](https://mlsanity.com/paper/2403.07842/) (2024)
- [The 2020 US Decennial Census is more private than you (might) think](https://mlsanity.com/paper/2410.09296/) (2024)
- [Fundamental Limitations of Favorable Privacy-Utility Guarantees for DP-SGD](https://mlsanity.com/paper/2601.10237/) (2026)
- [Mitigating Privacy-Utility Trade-off in Decentralized Federated Learning via f-Differential Privacy](https://mlsanity.com/paper/2510.19934/) (2025)
- [Weights Shuffling for Improving DPSGD in Transformer-based Models](https://mlsanity.com/paper/2407.15414/) (2024)
- [Prediction with Expert Advice under Local Differential Privacy](https://mlsanity.com/paper/2512.06971/) (2025)
- [Sequential Auditing for f-Differential Privacy](https://mlsanity.com/paper/2602.06518/) (2026)
- [A Sieve-Accelerated Quadrature Method for Exact Privacy Accounting in the 2020 U.S. Decennial Census](https://mlsanity.com/paper/2606.29835/) (2026)

## Abstract (arXiv)

Differentially private (DP) machine learning algorithms incur many sources of randomness, such as random initialization, random batch subsampling, and shuffling. However, such randomness is difficult to take into account when proving differential privacy bounds because it induces mixture distributions for the algorithm's output that are difficult to analyze. This paper focuses on improving privacy bounds for shuffling models and one-iteration differentially private gradient descent (DP-GD) with random initializations using f-DP. We derive a closed-form expression of the trade-off function for shuffling models that outperforms the most up-to-date results based on (ε,δ)-DP. Moreover, we investigate the effects of random initialization on the privacy of one-iteration DP-GD. Our numerical computations of the trade-off function indicate that random initialization can enhance the privacy of DP-GD. Our analysis of f-DP guarantees for these mixture mechanisms relies on an inequality for trade-off functions introduced in this paper. This inequality implies the joint convexity of F-divergences. Finally, we study an f-DP analog of the advanced joint convexity of the hockey-stick divergence related to (ε,δ)-DP and apply it to analyze the privacy of mixture mechanisms.
