# Improving Factual Consistency for Knowledge-Grounded Dialogue Systems via Knowledge Enhancement and Alignment

arXiv: https://arxiv.org/abs/2310.08372 · HTML: https://mlsanity.com/paper/2310.08372/

## Key facts

- Cited by 19 papers in the map (data through 14 Oct 2026).
- Builds on 53 of its 70 references that are in the map.
- First posted on arXiv 12 Oct 2023.

## Builds on (most cited first, 30 of 53)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [Proximal Policy Optimization Algorithms](https://mlsanity.com/paper/1707.06347/) (2017)
- [Chain-of-Thought Prompting Elicits Reasoning in Large Language Models](https://mlsanity.com/paper/2201.11903/) (2022)
- [BERTScore: Evaluating Text Generation with BERT](https://mlsanity.com/paper/1904.09675/) (2019)
- [Deep reinforcement learning from human preferences](https://mlsanity.com/paper/1706.03741/) (2017)
- [Constitutional AI: Harmlessness from AI Feedback](https://mlsanity.com/paper/2212.08073/) (2022)
- [Fine-Tuning Language Models from Human Preferences](https://mlsanity.com/paper/1909.08593/) (2019)
- [REALM: Retrieval-Augmented Language Model Pre-Training](https://mlsanity.com/paper/2002.08909/) (2020)
- [Survey of Hallucination in Natural Language Generation](https://mlsanity.com/paper/2202.03629/) (2022)
- [Language Models as Knowledge Bases?](https://mlsanity.com/paper/1909.01066/) (2019)
- [Transformer Feed-Forward Layers Are Key-Value Memories](https://mlsanity.com/paper/2012.14913/) (2020)
- [On Faithfulness and Factuality in Abstractive Summarization](https://mlsanity.com/paper/2005.00661/) (2020)
- [How Much Knowledge Can You Pack Into the Parameters of a Language Model?](https://mlsanity.com/paper/2002.08910/) (2020)
- [Retrieval Augmentation Reduces Hallucination in Conversation](https://mlsanity.com/paper/2104.07567/) (2021)
- [Knowledge Neurons in Pretrained Transformers](https://mlsanity.com/paper/2104.08696/) (2021)
- [Evaluating the Factual Consistency of Abstractive Text Summarization](https://mlsanity.com/paper/1910.12840/) (2019)
- [Wizard of Wikipedia: Knowledge-Powered Conversational agents](https://mlsanity.com/paper/1811.01241/) (2018)
- [ERNIE: Enhanced Language Representation with Informative Entities](https://mlsanity.com/paper/1905.07129/) (2019)
- [Measuring and Improving Consistency in Pretrained Language Models](https://mlsanity.com/paper/2102.01017/) (2021)
- [Check Your Facts and Try Again: Improving Large Language Models with External Knowledge and Automated Feedback](https://mlsanity.com/paper/2302.12813/) (2023)
- [K-Adapter: Infusing Knowledge into Pre-Trained Models with Adapters](https://mlsanity.com/paper/2002.01808/) (2020)
- [Knowledge Enhanced Contextual Word Representations](https://mlsanity.com/paper/1909.04164/) (2019)
- [Recursively Summarizing Books with Human Feedback](https://mlsanity.com/paper/2109.10862/) (2021)
- [Is Reinforcement Learning (Not) for Natural Language Processing: Benchmarks, Baselines, and Building Blocks for Natural Language Policy Optimization](https://mlsanity.com/paper/2210.01241/) (2022)
- [Can ChatGPT Understand Too? A Comparative Study on ChatGPT and Fine-tuned BERT](https://mlsanity.com/paper/2302.10198/) (2023)
- [A Knowledge-Grounded Neural Conversation Model](https://mlsanity.com/paper/1702.01932/) (2017)
- [Dialogue Natural Language Inference](https://mlsanity.com/paper/1811.00671/) (2018)

## Built on by (most cited first, 19 of 19)

- [Knowledge Conflicts for LLMs: A Survey](https://mlsanity.com/paper/2403.08319/) (2024)
- [CharacterEval: A Chinese Benchmark for Role-Playing Conversational Agent Evaluation](https://mlsanity.com/paper/2401.01275/) (2024)
- [UniMS-RAG: A Unified Multi-source Retrieval-Augmented Generation for Personalized Dialogue Systems](https://mlsanity.com/paper/2401.13256/) (2024)
- [IRCAN: Mitigating Knowledge Conflicts in LLM Generation via Identifying and Reweighting Context-Aware Neurons](https://mlsanity.com/paper/2406.18406/) (2024)
- [KnowPO: Knowledge-aware Preference Optimization for Controllable Knowledge Selection in Retrieval-Augmented Language Models](https://mlsanity.com/paper/2408.03297/) (2024)
- [Are LLMs Better than Reported? Detecting Label Errors and Mitigating Their Effect on Model Performance](https://mlsanity.com/paper/2410.18889/) (2024)
- [A Survey on Progress in LLM Alignment from the Perspective of Reward Design](https://mlsanity.com/paper/2505.02666/) (2025)
- [UAlign: Leveraging Uncertainty Estimations for Factuality Alignment on Large Language Models](https://mlsanity.com/paper/2412.11803/) (2024)
- [ParamMute: Suppressing Knowledge-Critical FFNs for Faithful Retrieval-Augmented Generation](https://mlsanity.com/paper/2502.15543/) (2025)
- [Large Language Models as Source Planner for Personalized Knowledge-grounded Dialogue](https://mlsanity.com/paper/2310.08840/) (2023)
- [Seeing through the Conflict: Transparent Knowledge Conflict Handling in Retrieval-Augmented Generation](https://mlsanity.com/paper/2601.06842/) (2026)
- [Dynamic Generation of Personalities with Large Language Models](https://mlsanity.com/paper/2404.07084/) (2024)
- [Self-Error-Instruct: Generalizing from Errors for LLMs Mathematical Reasoning](https://mlsanity.com/paper/2505.22591/) (2025)
- [Mitigating Context-Memory Conflicts in LLMs through Dynamic Cognitive Reconciliation Decoding](https://mlsanity.com/paper/2605.12185/) (2026)
- [Structuring the Space of Sociotechnical Alignment](https://mlsanity.com/paper/2607.01250/) (2026)
- [Navigating Unreliable Parametric and Contextual Knowledge: Explicit Knowledge Conflict Resolution for LLM Inference](https://mlsanity.com/paper/2606.20245/) (2026)
- [Detecting Response Generation Not Requiring Factual Judgment](https://mlsanity.com/paper/2406.09702/) (2024)
- [Contextual Candor: Enhancing LLM Trustworthiness Through Hierarchical Unanswerability Detection](https://mlsanity.com/paper/2506.01104/) (2025)
- [GCAgent: Enhancing Group Chat Communication through Dialogue Agents System](https://mlsanity.com/paper/2603.05240/) (2026)

## Abstract (arXiv)

Pretrained language models (PLMs) based knowledge-grounded dialogue systems are prone to generate responses that are factually inconsistent with the provided knowledge source. In such inconsistent responses, the dialogue models fail to accurately express the external knowledge they rely upon. Inspired by previous work which identified that feed-forward networks (FFNs) within Transformers are responsible for factual knowledge expressions, we investigate two methods to efficiently improve the factual expression capability of FFNs by knowledge enhancement and alignment respectively. We first propose textscK-Dial, which explicitly introduces extended FFNs in Transformers to enhance factual knowledge expressions given the specific patterns of knowledge-grounded dialogue inputs. Additionally, we apply the reinforcement learning for factual consistency (RLFC) method to implicitly adjust FFNs' expressions in responses by aligning with gold knowledge for the factual consistency preference. To comprehensively assess the factual consistency and dialogue quality of responses, we employ extensive automatic measures and human evaluations including sophisticated fine-grained NLI-based metrics. Experimental results on WoW and CMUDoG datasets demonstrate that our methods efficiently enhance the ability of the FFN module to convey factual knowledge, validating the efficacy of improving factual consistency for knowledge-grounded dialogue systems.
