# Fair Classifiers that Abstain without Harm

arXiv: https://arxiv.org/abs/2310.06205 · HTML: https://mlsanity.com/paper/2310.06205/

## Key facts

- Cited by 8 papers in the map (data through 14 Oct 2026).
- Builds on 17 of its 32 references that are in the map.
- First posted on arXiv 9 Oct 2023.

## Builds on (most cited first, 17 of 17)

- [Equality of Opportunity in Supervised Learning](https://mlsanity.com/paper/1610.02413/) (2016)
- [Selective Classification for Deep Neural Networks](https://mlsanity.com/paper/1705.08500/) (2017)
- [Counterfactual Fairness](https://mlsanity.com/paper/1703.06856/) (2017)
- [A Reductions Approach to Fair Classification](https://mlsanity.com/paper/1803.02453/) (2018)
- [Inherent Trade-Offs in the Fair Determination of Risk Scores](https://mlsanity.com/paper/1609.05807/) (2016)
- [On Fairness and Calibration](https://mlsanity.com/paper/1709.02012/) (2017)
- [Learning Adversarially Fair and Transferable Representations](https://mlsanity.com/paper/1802.06309/) (2018)
- [AI Fairness 360: An Extensible Toolkit for Detecting, Understanding, and Mitigating Unwanted Algorithmic Bias](https://mlsanity.com/paper/1810.01943/) (2018)
- [Consistent Estimators for Learning to Defer to an Expert](https://mlsanity.com/paper/2006.01862/) (2020)
- [Predict Responsibly: Improving Fairness and Accuracy by Learning to Defer](https://mlsanity.com/paper/1711.06664/) (2017)
- [Fair Inference On Outcomes](https://mlsanity.com/paper/1705.10378/) (2017)
- [Who Should Predict? Exact Algorithms For Learning to Defer to Humans](https://mlsanity.com/paper/2301.06197/) (2023)
- [Fairness Through Computationally-Bounded Awareness](https://mlsanity.com/paper/1803.03239/) (2018)
- [Selective Classification Can Magnify Disparities Across Groups](https://mlsanity.com/paper/2010.14134/) (2020)
- [Selective Regression Under Fairness Criteria](https://mlsanity.com/paper/2110.15403/) (2021)
- [Classification with abstention but without disparities](https://mlsanity.com/paper/2102.12258/) (2021)
- [Active Fairness in Algorithmic Decision Making](https://mlsanity.com/paper/1810.00031/) (2018)

## Built on by (most cited first, 8 of 8)

- [A Unifying Post-Processing Framework for Multi-Objective Learn-to-Defer Problems](https://mlsanity.com/paper/2407.12710/) (2024)
- [On the Maximal Local Disparity of Fairness-Aware Classifiers](https://mlsanity.com/paper/2406.03255/) (2024)
- [Learning to Help in Multi-Class Settings](https://mlsanity.com/paper/2501.13810/) (2025)
- [Achieving Fairness Without Harm via Selective Demographic Experts](https://mlsanity.com/paper/2511.06293/) (2025)
- [Benchmarking Bias Mitigation Toward Fairness Without Harm from Vision to LVLMs](https://mlsanity.com/paper/2602.03895/) (2026)
- [A Critical Review of Predominant Bias in Neural Networks](https://mlsanity.com/paper/2502.11031/) (2025)
- [Towards Provably Fair Machine Learning: Bayesian Approaches For Consistent and Transparent Predictions](https://mlsanity.com/paper/2606.12615/) (2026)
- [Before Answering: Evidence Sufficiency under Size-Matched Memory Construction](https://mlsanity.com/paper/2609.32269/) (2026)

## Abstract (arXiv)

In critical applications, it is vital for classifiers to defer decision-making to humans. We propose a post-hoc method that makes existing classifiers selectively abstain from predicting certain samples. Our abstaining classifier is incentivized to maintain the original accuracy for each sub-population (i.e. no harm) while achieving a set of group fairness definitions to a user specified degree. To this end, we design an Integer Programming (IP) procedure that assigns abstention decisions for each training sample to satisfy a set of constraints. To generalize the abstaining decisions to test samples, we then train a surrogate model to learn the abstaining decisions based on the IP solutions in an end-to-end manner. We analyze the feasibility of the IP procedure to determine the possible abstention rate for different levels of unfairness tolerance and accuracy constraint for achieving no harm. To the best of our knowledge, this work is the first to identify the theoretical relationships between the constraint parameters and the required abstention rate. Our theoretical results are important since a high abstention rate is often infeasible in practice due to a lack of human resources. Our framework outperforms existing methods in terms of fairness disparity without sacrificing accuracy at similar abstention rates.
