# Retrieval meets Long Context Large Language Models

arXiv: https://arxiv.org/abs/2310.03025 · HTML: https://mlsanity.com/paper/2310.03025/

## Key facts

- Cited by 115 papers in the map (data through 14 Oct 2026).
- Builds on 65 of its 76 references that are in the map.
- First posted on arXiv 4 Oct 2023.

## Builds on (most cited first, 30 of 65)

- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [LLaMA: Open and Efficient Foundation Language Models](https://mlsanity.com/paper/2302.13971/) (2023)
- [Llama 2: Open Foundation and Fine-Tuned Chat Models](https://mlsanity.com/paper/2307.09288/) (2023)
- [Retrieval-Augmented Generation for Knowledge-Intensive NLP Tasks](https://mlsanity.com/paper/2005.11401/) (2020)
- [Momentum Contrast for Unsupervised Visual Representation Learning](https://mlsanity.com/paper/1911.05722/) (2019)
- [RoFormer: Enhanced Transformer with Rotary Position Embedding](https://mlsanity.com/paper/2104.09864/) (2021)
- [Dense Passage Retrieval for Open-Domain Question Answering](https://mlsanity.com/paper/2004.04906/) (2020)
- [Finetuned Language Models Are Zero-Shot Learners](https://mlsanity.com/paper/2109.01652/) (2021)
- [HotpotQA: A Dataset for Diverse, Explainable Multi-hop Question Answering](https://mlsanity.com/paper/1809.09600/) (2018)
- [FlashAttention: Fast and Memory-Efficient Exact Attention with IO-Awareness](https://mlsanity.com/paper/2205.14135/) (2022)
- [Lost in the Middle: How Language Models Use Long Contexts](https://mlsanity.com/paper/2307.03172/) (2023)
- [Longformer: The Long-Document Transformer](https://mlsanity.com/paper/2004.05150/) (2020)
- [FlashAttention-2: Faster Attention with Better Parallelism and Work Partitioning](https://mlsanity.com/paper/2307.08691/) (2023)
- [Emergent Abilities of Large Language Models](https://mlsanity.com/paper/2206.07682/) (2022)
- [Billion-scale similarity search with GPUs](https://mlsanity.com/paper/1702.08734/) (2017)
- [The Pile: An 800GB Dataset of Diverse Text for Language Modeling](https://mlsanity.com/paper/2101.00027/) (2020)
- [REALM: Retrieval-Augmented Language Model Pre-Training](https://mlsanity.com/paper/2002.08909/) (2020)
- [Transformer-XL: Attentive Language Models Beyond a Fixed-Length Context](https://mlsanity.com/paper/1901.02860/) (2019)
- [WebGPT: Browser-assisted question-answering with human feedback](https://mlsanity.com/paper/2112.09332/) (2021)
- [Big Bird: Transformers for Longer Sequences](https://mlsanity.com/paper/2007.14062/) (2020)
- [Reformer: The Efficient Transformer](https://mlsanity.com/paper/2001.04451/) (2020)
- [Generating Long Sequences with Sparse Transformers](https://mlsanity.com/paper/1904.10509/) (2019)
- [Linformer: Self-Attention with Linear Complexity](https://mlsanity.com/paper/2006.04768/) (2020)
- [LongBench: A Bilingual, Multitask Benchmark for Long Context Understanding](https://mlsanity.com/paper/2308.14508/) (2023)
- [Improving language models by retrieving from trillions of tokens](https://mlsanity.com/paper/2112.04426/) (2021)
- [Text Embeddings by Weakly-Supervised Contrastive Pre-training](https://mlsanity.com/paper/2212.03533/) (2022)
- [BEIR: A Heterogenous Benchmark for Zero-shot Evaluation of Information Retrieval Models](https://mlsanity.com/paper/2104.08663/) (2021)
- [Unsupervised Dense Information Retrieval with Contrastive Learning](https://mlsanity.com/paper/2112.09118/) (2021)
- [Leveraging Passage Retrieval with Generative Models for Open Domain Question Answering](https://mlsanity.com/paper/2007.01282/) (2020)
- [Train Short, Test Long: Attention with Linear Biases Enables Input Length Extrapolation](https://mlsanity.com/paper/2108.12409/) (2021)

## Built on by (most cited first, 30 of 115)

- [Retrieval-Augmented Generation for Large Language Models: A Survey](https://mlsanity.com/paper/2312.10997/) (2023)
- [RULER: What's the Real Context Size of Your Long-Context Language Models?](https://mlsanity.com/paper/2404.06654/) (2024)
- [RAFT: Adapting Language Model to Domain Specific RAG](https://mlsanity.com/paper/2403.10131/) (2024)
- [Scaling Large Language Model-based Multi-Agent Collaboration](https://mlsanity.com/paper/2406.07155/) (2024)
- [CacheBlend: Fast Large Language Model Serving for RAG with Cached Knowledge Fusion](https://mlsanity.com/paper/2405.16444/) (2024)
- [Chain of Agents: Large Language Models Collaborating on Long-Context Tasks](https://mlsanity.com/paper/2406.02818/) (2024)
- [RankRAG: Unifying Context Ranking with Retrieval-Augmented Generation in LLMs](https://mlsanity.com/paper/2407.02485/) (2024)
- [InfLLM: Training-Free Long-Context Extrapolation for LLMs with an Efficient Context Memory](https://mlsanity.com/paper/2402.04617/) (2024)
- [Efficient Large Language Models: A Survey](https://mlsanity.com/paper/2312.03863/) (2023)
- [Long-Context LLMs Meet RAG: Overcoming Challenges for Long Inputs in RAG](https://mlsanity.com/paper/2410.05983/) (2024)
- [FlexPrefill: A Context-Aware Sparse Attention Mechanism for Efficient Long-Sequence Inference](https://mlsanity.com/paper/2502.20766/) (2025)
- [Make Your LLM Fully Utilize the Context](https://mlsanity.com/paper/2404.16811/) (2024)
- [MARG: Multi-Agent Review Generation for Scientific Papers](https://mlsanity.com/paper/2401.04259/) (2024)
- [InstructRAG: Instructing Retrieval-Augmented Generation via Self-Synthesized Rationales](https://mlsanity.com/paper/2406.13629/) (2024)
- [Large Language Models as Urban Residents: An LLM Agent Framework for Personal Mobility Generation](https://mlsanity.com/paper/2402.14744/) (2024)
- [ChatQA: Surpassing GPT-4 on Conversational QA and RAG](https://mlsanity.com/paper/2401.10225/) (2024)
- [Simple Is Effective: The Roles of Graphs and Large Language Models in Knowledge-Graph-Based Retrieval-Augmented Generation](https://mlsanity.com/paper/2410.20724/) (2024)
- [ReasonIR: Training Retrievers for Reasoning Tasks](https://mlsanity.com/paper/2504.20595/) (2025)
- [User-LLM: Efficient LLM Contextualization with User Embeddings](https://mlsanity.com/paper/2402.13598/) (2024)
- [Follow My Instruction and Spill the Beans: Scalable Data Extraction from Retrieval-Augmented Generation Systems](https://mlsanity.com/paper/2402.17840/) (2024)
- [Thread of Thought Unraveling Chaotic Contexts](https://mlsanity.com/paper/2311.08734/) (2023)
- [Found in the Middle: How Language Models Use Long Contexts Better via Plug-and-Play Positional Encoding](https://mlsanity.com/paper/2403.04797/) (2024)
- [Inference Scaling for Long-Context Retrieval Augmented Generation](https://mlsanity.com/paper/2410.04343/) (2024)
- [Memory for Autonomous LLM Agents:Mechanisms, Evaluation, and Emerging Frontiers](https://mlsanity.com/paper/2603.07670/) (2026)
- [Astute RAG: Overcoming Imperfect Retrieval Augmentation and Knowledge Conflicts for Large Language Models](https://mlsanity.com/paper/2410.07176/) (2024)
- [Visual Haystacks: A Vision-Centric Needle-In-A-Haystack Benchmark](https://mlsanity.com/paper/2407.13766/) (2024)
- [ChatQA 2: Bridging the Gap to Proprietary LLMs in Long Context and RAG Capabilities](https://mlsanity.com/paper/2407.14482/) (2024)
- [LongReason: A Synthetic Long-Context Reasoning Benchmark via Context Expansion](https://mlsanity.com/paper/2501.15089/) (2025)
- [UDA: A Benchmark Suite for Retrieval Augmented Generation in Real-world Document Analysis](https://mlsanity.com/paper/2406.15187/) (2024)
- [RAR-b: Reasoning as Retrieval Benchmark](https://mlsanity.com/paper/2404.06347/) (2024)

## Abstract (arXiv)

Extending the context window of large language models (LLMs) is getting popular recently, while the solution of augmenting LLMs with retrieval has existed for years. The natural questions are: i) Retrieval-augmentation versus long context window, which one is better for downstream tasks? ii) Can both methods be combined to get the best of both worlds? In this work, we answer these questions by studying both solutions using two state-of-the-art pretrained LLMs, i.e., a proprietary 43B GPT and Llama2-70B. Perhaps surprisingly, we find that LLM with 4K context window using simple retrieval-augmentation at generation can achieve comparable performance to finetuned LLM with 16K context window via positional interpolation on long context tasks, while taking much less computation. More importantly, we demonstrate that retrieval can significantly improve the performance of LLMs regardless of their extended context window sizes. Our best model, retrieval-augmented Llama2-70B with 32K context window, outperforms GPT-3.5-turbo-16k and Davinci003 in terms of average score on nine long context tasks including question answering, query-based summarization, and in-context few-shot learning tasks. It also outperforms its non-retrieval Llama2-70B-32k baseline by a margin, while being much faster at generation. Our study provides general insights on the choice of retrieval-augmentation versus long context extension of LLM for practitioners.