# Learning Optimal Advantage from Preferences and Mistaking it for Reward

arXiv: https://arxiv.org/abs/2310.02456 · HTML: https://mlsanity.com/paper/2310.02456/

## Key facts

- Cited by 19 papers in the map (data through 14 Oct 2026).
- Placed in Reward modeling and RLHF, one of 10 directions in LLM alignment / RLHF / preference optimisation.
- Builds on 16 of its 25 references that are in the map.
- First posted on arXiv 3 Oct 2023.

## Placed in

- LLM alignment / RLHF / preference optimisation / [Reward modeling and RLHF](https://mlsanity.com/alignment/reward-modeling-and-rlhf/)

## Builds on (most cited first, 16 of 16)

- [PyTorch: An Imperative Style, High-Performance Deep Learning Library](https://mlsanity.com/paper/1912.01703/) (2019)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [Proximal Policy Optimization Algorithms](https://mlsanity.com/paper/1707.06347/) (2017)
- [Llama 2: Open Foundation and Fine-Tuned Chat Models](https://mlsanity.com/paper/2307.09288/) (2023)
- [Deep reinforcement learning from human preferences](https://mlsanity.com/paper/1706.03741/) (2017)
- [Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedback](https://mlsanity.com/paper/2204.05862/) (2022)
- [Fine-Tuning Language Models from Human Preferences](https://mlsanity.com/paper/1909.08593/) (2019)
- [Open Problems and Fundamental Limitations of Reinforcement Learning from Human Feedback](https://mlsanity.com/paper/2307.15217/) (2023)
- [Improving alignment of dialogue agents via targeted human judgements](https://mlsanity.com/paper/2209.14375/) (2022)
- [Reward learning from human preferences and demonstrations in Atari](https://mlsanity.com/paper/1811.06521/) (2018)
- [PEBBLE: Feedback-Efficient Interactive Reinforcement Learning via Relabeling Experience and Unsupervised Pre-training](https://mlsanity.com/paper/2106.05091/) (2021)
- [B-Pref: Benchmarking Preference-Based Reinforcement Learning](https://mlsanity.com/paper/2111.03026/) (2021)
- [Learning Reward Functions from Diverse Sources of Human Feedback: Optimally Integrating Demonstrations and Preferences](https://mlsanity.com/paper/2006.14091/) (2020)
- [Inverse Preference Learning: Preference-based RL without a Reward Function](https://mlsanity.com/paper/2305.15363/) (2023)
- [Models of human preference for learning reward functions](https://mlsanity.com/paper/2206.02231/) (2022)
- [Skill Preferences: Learning to Extract and Execute Robotic Skills from Human Feedback](https://mlsanity.com/paper/2108.05382/) (2021)

## Built on by (most cited first, 19 of 19)

- [From r to Q^*: Your Language Model is Secretly a Q-Function](https://mlsanity.com/paper/2404.12358/) (2024)
- [WARM: On the Benefits of Weight Averaged Reward Models](https://mlsanity.com/paper/2401.12187/) (2024)
- [Token-level Direct Preference Optimization](https://mlsanity.com/paper/2404.11999/) (2024)
- [Contrastive Preference Learning: Learning from Human Feedback without RL](https://mlsanity.com/paper/2310.13639/) (2023)
- [A Dense Reward View on Aligning Text-to-Image Diffusion with Preference](https://mlsanity.com/paper/2402.08265/) (2024)
- [Beyond Preferences in AI Alignment](https://mlsanity.com/paper/2408.16984/) (2024)
- [The Alignment Ceiling: Objective Mismatch in Reinforcement Learning from Human Feedback](https://mlsanity.com/paper/2311.00168/) (2023)
- [TIS-DPO: Token-level Importance Sampling for Direct Preference Optimization With Estimated Weights](https://mlsanity.com/paper/2410.04350/) (2024)
- [MONA: Myopic Optimization with Non-myopic Approval Can Mitigate Multi-step Reward Hacking](https://mlsanity.com/paper/2501.13011/) (2025)
- [Influencing Humans to Conform to Preference Models for RLHF](https://mlsanity.com/paper/2501.06416/) (2025)
- [Hindsight Preference Learning for Offline Preference-based Reinforcement Learning](https://mlsanity.com/paper/2407.04451/) (2024)
- [Policy-labeled Preference Learning: Is Preference Enough for RLHF?](https://mlsanity.com/paper/2505.06273/) (2025)
- [Misalignment from Treating Means as Ends](https://mlsanity.com/paper/2507.10995/) (2025)
- [RoDiF: Robust Direct Fine-Tuning of Diffusion Policies with Corrupted Human Feedback](https://mlsanity.com/paper/2602.00886/) (2026)
- [Choice Between Partial Trajectories: Disentangling Goals from Beliefs](https://mlsanity.com/paper/2410.22690/) (2024)
- [Uncertainty-Aware Exploratory Direct Preference Optimization for Multimodal Large Language Models](https://mlsanity.com/paper/2605.04874/) (2026)
- [Mitigating Cognitive Bias in RLHF by Altering Rationality](https://mlsanity.com/paper/2605.06895/) (2026)
- [Implicit Safety Alignment from Crowd Preferences](https://mlsanity.com/paper/2605.21822/) (2026)
- [Dynamics-Informed Reinforcement Learning for Agile and Energy-Efficient Locomotion of a Monopedal Hopping Quadcopter](https://mlsanity.com/paper/2609.15399/) (2026)

## Abstract (arXiv)

We consider algorithms for learning reward functions from human preferences over pairs of trajectory segments, as used in reinforcement learning from human feedback (RLHF). Most recent work assumes that human preferences are generated based only upon the reward accrued within those segments, or their partial return. Recent work casts doubt on the validity of this assumption, proposing an alternative preference model based upon regret. We investigate the consequences of assuming preferences are based upon partial return when they actually arise from regret. We argue that the learned function is an approximation of the optimal advantage function, hatA^*r, not a reward function. We find that if a specific pitfall is addressed, this incorrect assumption is not particularly harmful, resulting in a highly shaped reward function. Nonetheless, this incorrect usage of hatA^*r is less desirable than the appropriate and simpler approach of greedy maximization of hatA^*r. From the perspective of the regret preference model, we also provide a clearer interpretation of fine tuning contemporary large language models with RLHF. This paper overall provides insight regarding why learning under the partial return preference model tends to work so well in practice, despite it conforming poorly to how humans give preferences.
