# EALM: Introducing Multidimensional Ethical Alignment in Conversational Information Retrieval

arXiv: https://arxiv.org/abs/2310.00970 · HTML: https://mlsanity.com/paper/2310.00970/

## Key facts

- Cited by 2 papers in the map (data through 14 Oct 2026).
- Builds on 20 of its 24 references that are in the map.
- First posted on arXiv 2 Oct 2023.

## Builds on (most cited first, 20 of 20)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [RoBERTa: A Robustly Optimized BERT Pretraining Approach](https://mlsanity.com/paper/1907.11692/) (2019)
- [Scaling Instruction-Finetuned Language Models](https://mlsanity.com/paper/2210.11416/) (2022)
- [DeBERTa: Decoding-enhanced BERT with Disentangled Attention](https://mlsanity.com/paper/2006.03654/) (2020)
- [Aligning AI With Shared Human Values](https://mlsanity.com/paper/2008.02275/) (2020)
- [Text and Code Embeddings by Contrastive Pre-Training](https://mlsanity.com/paper/2201.10005/) (2022)
- [LinkBERT: Pretraining Language Models with Document Links](https://mlsanity.com/paper/2203.15827/) (2022)
- [SGPT: GPT Sentence Embeddings for Semantic Search](https://mlsanity.com/paper/2202.08904/) (2022)
- [Can Machines Learn Morality? The Delphi Experiment](https://mlsanity.com/paper/2110.07574/) (2021)
- [Solving Math Word Problems via Cooperative Reasoning induced Language Models](https://mlsanity.com/paper/2210.16257/) (2022)
- [Rethinking the Evaluation for Conversational Recommendation in the Era of Large Language Models](https://mlsanity.com/paper/2305.13112/) (2023)
- [Do Neural Ranking Models Intensify Gender Bias?](https://mlsanity.com/paper/2005.00372/) (2020)
- [Zero-Shot Learners for Natural Language Understanding via a Unified Multiple Choice Perspective](https://mlsanity.com/paper/2210.08590/) (2022)
- [DUMA: Reading Comprehension with Transposition Thinking](https://mlsanity.com/paper/2001.09415/) (2020)
- [Debiasing Neural Retrieval via In-batch Balancing Regularization](https://mlsanity.com/paper/2205.09240/) (2022)
- [Can ChatGPT and Bard Generate Aligned Assessment Items? A Reliability Analysis against Human Performance](https://mlsanity.com/paper/2304.05372/) (2023)
- [FAIR: Fairness-Aware Information Retrieval Evaluation](https://mlsanity.com/paper/2106.08527/) (2021)
- [Debiasing Gender Bias in Information Retrieval Models](https://mlsanity.com/paper/2208.01755/) (2022)

## Built on by (most cited first, 2 of 2)

- [Chain-of-Reasoning: Towards Unified Mathematical Reasoning in Large Language Models via a Multi-Paradigm Perspective](https://mlsanity.com/paper/2501.11110/) (2025)
- [ToolBeHonest: A Multi-level Hallucination Diagnostic Benchmark for Tool-Augmented Large Language Models](https://mlsanity.com/paper/2406.20015/) (2024)

## Abstract (arXiv)

Artificial intelligence (AI) technologies should adhere to human norms to better serve our society and avoid disseminating harmful or misleading information, particularly in Conversational Information Retrieval (CIR). Previous work, including approaches and datasets, has not always been successful or sufficiently robust in taking human norms into consideration. To this end, we introduce a workflow that integrates ethical alignment, with an initial ethical judgment stage for efficient data screening. To address the need for ethical judgment in CIR, we present the QA-ETHICS dataset, adapted from the ETHICS benchmark, which serves as an evaluation tool by unifying scenarios and label meanings. However, each scenario only considers one ethical concept. Therefore, we introduce the MP-ETHICS dataset to evaluate a scenario under multiple ethical concepts, such as justice and Deontology. In addition, we suggest a new approach that achieves top performance in both binary and multi-label ethical judgment tasks. Our research provides a practical method for introducing ethical alignment into the CIR workflow. The data and code are available at https://github.com/wanng-ide/ealm .
